April 24, 2014
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OTCBB and Other-OTC System Changes - 7/30/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 SMHQ SMSA Humble Acquistion Corp Common Stock 7/30/2013 100 From BB (SMHQ) 
07:55 XODG Xodtec Led, Inc. Common Stock 7/30/2013 100 From BB (XODG) 
13:06 CMNMF Camper & Nicolsons Marina Investments Limited Ordinary shares (Guernsey) 7/31/2013 100 ** 
16:29 HBAPF Hornbach A G Pfd Non Vtg Dem5 Ordinary Shares (Germany) 7/31/2013 100  
13:06 IDRAW Idera Pharmaceuticals, Inc. Warrants exp 5/7/2018 7/31/2013 100 ** 
13:06 ISGI International Safety Group, Inc. Common Stock 7/31/2013 100 From BB (ISGI) 


Portal System Changes 7/30/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 7/30/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:29 JMHZZ JP Morgan International Derivatives Ltd Indian Low Exercise Price Warrant 144a 3C7 (Jersey) 7/31/2013 100 ** 
13:06 LWLCF Lowell Copper LTD Common Shares (Canada) 7/31/2013 100 ** 
13:06 PLLSF Prelios SPA RT (Italy) 7/31/2013 100 ** 
16:29 PZCUF PZ Cussons Plc Ordinary shares (United Kingdom) 7/31/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 SMHQ SMSA Humble Acquistion Corp Common Stock 7/30/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 XODG Xodtec Led, Inc. Common Stock 7/30/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:06 AGIPF AGI Therapeutics plc Dublin 8 Ordinary Shares (Ireland) 7/31/2013 100 Inactive Issue ** 
13:06 EXTSF Exploration Aurtois, Inc. Ordinary Shares (Canada) 7/31/2013 100 Inactive Issue ** 
13:06 ISGI International Safety Group, Inc. Common Stock 7/31/2013 100 Terminated Registration under the 34 Act: Added to NBB** 
13:06 MBHDF Muhlbauer Hldg Ag Kgaa Ordinary Shares 7/31/2013 100 Inactive Issue 
16:29 OTES OP-TECH Environmental Services, Inc. Common Stock 7/31/2013 100 Company shall pay shareholders in cash $0.116 per share. ** 
13:06 PDGNF Pendragon Plc Ord 25 Par Ordinary Shares 7/31/2013 100 Inactive Issue ** 


Portal System Changes 7/30/2013 12:00:00 AM
 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:06 7/31/2013 RLTQK RLTQY Realtek Semiconductor Corp. New 144A GDR 3C7 ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:06 7/31/2013 AMWI Amwest Imaging Incorporated Common AMWID Intertech Solutions , Inc. NEW Common 1-2000 R/S ** 
13:06 7/31/2013 CLAI Claimsnet.com Inc. Common Stock CLAID TransCoastal Corporation (NEW) Common Stock 1-200 R/S ** 
13:06 7/31/2013 FLRAF Filtrona Plc Ordinary Shares (UK) FLRAF Essentra PLC Ordinary Shares (UK) ** 
13:06 7/31/2013 HNSS Healthnostics, Inc. Common Stock HNSSD Healthnostics, Inc. NEW Common Stock 1-1,500 R/S ** 
13:06 7/31/2013 IBRCD iBrands Corporation (NEW) Common Stock IBRC iBrands Corporation Common Stock ** 
13:06 7/31/2013 NAVA Nava Resources, Inc. Common Stock BLXX Blox, Inc. Common Stock ** 
13:06 7/31/2013 NISTF Nippon Steel Corp Ordinary Shares (Japan) NISTF Nippon Steel & Sumitomo Metal Corp. Ordinary Shares (Japan) ** 
13:06 7/31/2013 PTMSF PT Sumber Alfaria Trijaya TBK Ordinary Shares (Indonesia) PTMSF PT Sumber Alfaria Trijaya TBK Ordinary Shares (Indonesia) CUSIP Only Change ** 
16:29 7/31/2013 RCZRF Rio Cristal Resources Corporation Common Shares (Canada) RCZRD Rio Cristal Resources Corporation Common Shares (Canada) 1-10 R/S** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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