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OTCBB and Other-OTC System Changes - 7/26/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:31 ABDNY Aberdeen Asset Management PLC Unsponsored ADR (United Kingdom) 7/29/2013 100 ** 
16:57 AEXE Aim Exploration Inc Common Stock 7/29/2013 100 From NBB (AEXE) 
13:04 BKOR Oak Ridge Financial Services, Inc. Common Stock 7/29/2013 100 From NCM (BKOR) ** 
16:31 LLYKY Lloyds Banking Group PLC Sponsored ADR Representing Preferenced Shares Fixed to Floating Reg S (United Kingdom) 7/29/2013 100 ** 
13:04 OSHSQ Orchard Supply Hardware Stores Corporation Preferred Series A 7/29/2013 100 From BB (OSHQE) 
13:04 SMIVY SM Investments Corporation Sponsored ADR (Phillippines) 7/29/2013 100 ** 
13:04 SSNXF Samsung Climate Control Co Ltd Ordinary Shares (South Korea) 7/29/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:57 AEXE Aim Exploration Inc Common Stock 7/29/2013 100 Added to OTCBB ** 
13:04 APBRY Asia Pacific Brewery Ltd Unsponsored ADR (Singapore) 7/29/2013 100 ADR Program Termination** 
16:31 DMPTF Dominion Petroleum Limited Ordinary Shares (Bermuda) 7/29/2013 100 Inactive Issue 
16:31 MKRUF Mk Real Estate Devlp Co Local Units Non-Voting Depository Receipt (Thailand) 7/29/2013 100 Inactive Issue 
13:04 OSHQE Orchard Supply Hardware Stores Corporation Preferred Series A 7/29/2013 100 Failure To Comply With NASD 6530; Added to NBB (OSHSQ)** 
13:04 SVTMY SM Investments Corporation Unsponsored ADR (Philippines) 7/29/2013 100 Unsponsored to Sponsored Conversion. Holders must surrender their Old Unsponsored ADR certificates for cancellation in order to receive the New Sponsored ADRs at the rate of 10 (ten) Sponsored ADS for every 1 (one) Unsponsored ADS. [Refer to Sponsored symbol: SMIVY] ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:04 7/29/2013 BPIRD BPIRY Piraeus Bank SA Sponsored ADR (Greece) ** 
13:04 7/29/2013 LGSRE LGSR Lingas Ventures, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
17:20 7/29/2013 ABBRF Abbastar Res Corp. Common Shares (Canada) ABBRD Glenmark Capital Corp. Common Shares (Canada) 4-1 F/S. Letters of Transmittal will be used to effect this share split. Letters of Transmittal were mailed to shareholders on July 24, 2013 to return their present share certificates in exchange for new share certificates.** 
13:04 7/29/2013 CPHVF Centrotherm Photovoltics Ag, Blaubeuren Ordinary shares (Germany) CPHVF Centrotherm Photovoltics Ag, Blaubeuren Ordinary shares (Germany) CUSIP Change ** 
13:04 7/29/2013 DMWK Diversified Mortgage Workout Corporation Common Stock DMWKD Arem Pacific Corporation. Common Stock 1-388 R/S ** 
13:04 7/29/2013 JSCRF Japan Systems Create Co Ltd Tokyo Ordinary Shares (Japan) JSCRF Minori Solutions Co Ltd Ordinary Shares (Japan) ** 
13:04 7/29/2013 PRTGF Printing.com Plc Ordinary Shares (United Kingdom) PRTGF Grafenia PLC Ordinary Shares (United Kingdom) ** 


Portal System Changes 7/26/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 7/26/2013 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Name Change from Cleantech Transit, Inc Common Stock to Eco2, Inc. (NEW) Common Stock, reported on the Daily List of 07/26/2013, with an Effective Date of 07/29/2013 , has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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