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Other-OTC System Changes - 7/20/2009 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:47 | CTGGV | Citigroup Inc. Common Stock "When-Issued" | 7/20/2009 | Y | 100 | ** |
| 17:03 | BNXKF | Bank Sarasin & Cie Ag, Basel AKTIONAERSOPTION | 7/21/2009 | Y | 100 | ** |
| 13:28 | DIAAF | Diamant Art Corporation Ordinary Shares (Canada) | 7/21/2009 | Y | 100 | From BB (DIAAE)** |
| 13:28 | EEEXF | ETFS Commodity Securities Ltd, St Helier Certificates 2006-Without Fixed Maturity on Industrial (Metals DJ-AIGCI) | 7/21/2009 | Y | 100 | ** |
| 17:03 | EWRX | EWRX Intenet Systems, Inc. Common Stock | 7/21/2009 | Y | 100 | |
| 15:39 | OSCIQ | Oscient Pharmaceuticals Corporation Common Stock | 7/21/2009 | Y | 100 | From NGM (OSCI)** |
| 13:28 | RADG | Raduga Inc. Common Stock | 7/21/2009 | Y | 100 | From BB (RADGE)** |
| 17:03 | SLAW | St. Lawrence Energy Corp Common Stock | 7/21/2009 | Y | 100 | From BB (SLAWE)** |
| 17:03 | SPOXF | Sprott Inc Ordinary Shares (Canada) | 7/21/2009 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:28 | GPEGF | Gold Point Energy Corp Ordinary Shares (Canada) | 7/21/2009 | 100 | Acquisition |
| 13:28 | HOTIF | Hota Industrial Manufacturing Co Ltd Ordinary Shares (Taiwan) | 7/21/2009 | 100 | Inactive Security** |
| 13:28 | MELRF | Melrose Res Ltd Ordinary Shares | 7/21/2009 | 100 | Inactive Security ** |
| 13:28 | MODR | Morgan Stanley Morgan Stanley PLUS Based on NASDAQ-100 Due July 20, 2009 | 7/21/2009 | 100 | Expired Security ** |
| 13:28 | MXPL | Morgan Stanley Plus Based On Value S&P 500 Index 07/20/2009 | 7/21/2009 | 100 | Expired Security ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:28 | 7/21/2009 | SPCB | SPCBQ | Spectrum Brands, Inc. Common Stock | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:28 | 7/21/2009 | INFMF | Informa Plc Ordinary shares (United Kingdom) | IFPJF | Informa Plc Ordinary shares (Jersey) | ** |
| 13:28 | 7/21/2009 | QURI | Quri Resources Inc Common Stock | QURS | Quri Resources Inc. New Common Stock | 1-100 R/S ** |
Portal System Changes 7/20/2009 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:28 | JPVAW | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option Warrant 3C7 Shenzhen Expressway Co. Ltd. 07/20/2009 (Jersey) | 7/21/2009 | 100 | Expired Security |
Private Placement Security Changes 7/20/2009 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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