|
Other-OTC System Changes - 7/13/2012 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:09 | CHMP | Champion Industries, Inc. Common Stock | 7/16/2012 | Y | 100 | From S (CHMP)** |
| 13:09 | HOKU | Hoku Corporation Common Stock | 7/16/2012 | Y | 100 | From G (HOKU)** |
| 13:09 | LMGNF | Landmark Global Finl Cp Ordinary Shares | 7/16/2012 | Y | 100 | Reinstatement |
| 13:09 | SBGGF | Sable Mining Africa Ltd, Tortola Ordinary Shares (British Virgin Islands) | 7/16/2012 | Y | 100 | |
| 17:05 | TRNOP | Terreno Realty Corporation Preferred Shares Series A | 7/16/2012 | Y | 100 | |
| 13:09 | VLNC | Valence Technology, Inc. Common Stock | 7/16/2012 | Y | 100 | From S (VLNC)** |
| 13:09 | WPCZF | WPC Resources Inc Common Shares (Canada) | 7/16/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:47 | ARTEQ | Artes Medical, Inc. Common Stock | 7/13/2012 | 100 | 12(j) Registration Revoked by SEC |
| 08:47 | FUTR | Future Now Group Inc. Common Stock | 7/13/2012 | 100 | 12(j) Registration Revoked by SEC |
| 08:47 | SCNWF | Stream Communications Network & Media Inc. Ordinary Shares (Canada) | 7/13/2012 | 100 | 12(j) Registration Revoked by SEC |
| 17:05 | BCMRF | BCM Res Corporation Ordinary Shares (Canada) | 7/16/2012 | 100 | Inactive Issue |
| 17:05 | BNPAF | Bernas Padiberas Nasional Ordinary Shares | 7/16/2012 | 100 | Inactive Issue |
| 08:47 | DNPMF | Dundee Precious Metals Inc. Warrant Exp 07/13/2012 (Canada) | 7/16/2012 | 100 | Expired Security ** |
| 17:05 | DUNBF | Daikokutenbussan Co Ltd Kurashiki Ordinary Shares (Japan) | 7/16/2012 | 100 | Inactive Issue |
| 17:05 | ELEBF | Elma Electronic AG Wetzikon NAMEN-AKT | 7/16/2012 | 100 | Inactive Issue |
| 17:05 | MLKRF | Mountain Lake Res Inc (F) Ordinary Shares | 7/16/2012 | 100 | Plan of Arrangement.Pursuant to the terms of the Arrangement, shareholders of Mountain Lake received 0.40 of a Marathon Gold common share and 0.40 of a common share in Spinco in exchange for each Mountain Lake Share. ** |
| 13:09 | SCGC | Sara Creek Gold Corp. Common Stock | 7/16/2012 | 100 | Added to OTCBB ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 17:05 | 7/16/2012 | SBAT | VKIN | SinoCubate, Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 17:05 | 7/16/2012 | AGMNF | Angus Mng Nambia, Inc. Ordinary Shares (Canada) | AGMNF | Angus Mining Inc. Ordinary Shares (Canada) | ** |
| 13:09 | 7/16/2012 | NCDL | Norman Cay Development, Inc. Common Stock | DCGD | Discovery Gold Corporation Common Stock | ** |
| 17:05 | 7/16/2012 | PFRC | Woodrose Corporation Ordinary Shares (Canada) | PFRCD | Woodrose Corporation New Ordinary Shares (Canada) | 1-2 R/S** |
| 17:05 | 7/16/2012 | SBAT | SinoCubate, Inc. Common Stock | VKIN | Viking Investments Group, Inc. Common Stock | ** |
| 17:05 | 7/16/2012 | VVIVF | Valencia Ventures Inc Ordinary Shares (Canada) | VVIVD | Valencia Ventures Inc Ordinary Shares (Canada) | 1-10 Reverse Split ** |
Portal System Changes 7/13/2012 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 7/13/2012 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:09 | JPNOZ | J. P. Morgan International Derivatives Ltd. Low Exercise Price Option WT on 144A 3C7, Expiring 6/29/2013 (Canara BK, Jersey) | 7/16/2012 | N | 100 | Reinstatement |
| 13:09 | JPOAZ | JP Morgan Chase Bank NA London Branch Indian Low Exercise Price Warrant 144a 3C7 Pi Inds Ltd | 7/16/2012 | N | 100 | |
