October 20, 2014
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Other-OTC System Changes - 7/11/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:31 CHLUY China Lumena New Metals Corp Unsponsored ADR (Cayman Islands) 7/12/2011 100 ** 
12:50 CUPHF China Liansu Group Holdings Limited Ordinary Shares (Cayman Islands) 7/12/2011 100 ** 
15:31 FDGMF FDG Mining Inc. Ordinary Shares (Canada) 7/12/2011 100  
12:50 FMEWF Formation Metals Inc Shares to purchase Warrants (Series A) , Expiring 3/10/2014 7/12/2011 100 ** 
15:31 HTCKF HTC Corp Corp Sponsored GDR Reg S (China) 7/12/2011 100 Reinstated** 
12:50 LTGHF Life Healthcare Group Holdings Ltd Ordinary Shares (South Africa) 7/12/2011 100 ** 
12:50 LTUBF Latour Investment AB Series B Ordinary Shares 7/12/2011 100  
16:47 SVVZF Solvista Gold Corp Ordinary Shares (Canada) 7/12/2011 100  
12:50 TPRWF Gran Columbia Gold Corp. Warrant Expiring 8/24/2015 7/12/2011 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:47 ABGEY Agricultural Bank of Greece SA Unsponsored ADR (Greece) 7/11/2011 100 ADR Program Terminated effective 7/11/11 ** 
09:13 CFHZ Centra Financial Holdings Inc. Common Stock 7/11/2011 100 Merged with United Bankshares Inc. (UBSI); Shareholders of Centra Financial Holdings Inc (CFHZ) will receive 0.7676 shares of United Bankshares Inc (UBSI) for each share held. ** 
13:01 DANKY Danka Business Systems PLC American Depositary Shares 7/11/2011 100 ADR Program Terminated- Shares are deemed worthless. Deletion time: 12:52:57 ** 
12:50 CISEF China Steel Corp Ord Ordinary Shares 7/12/2011 100 Inactive Security 
16:47 DPSI DecisionPoint Systems, Inc. Common Stock 7/12/2011 100 Added to OTCBB (DPSI) ** 
12:50 ECTZF ETFS Commodity Securities Ltd, St Helier Individual Commodity Securities 2008 - Without Fixed (Maturity on Leveraged Live Cattle) (Jersey) 7/12/2011 100 Inactive Security ** 
15:31 HLDWF Henderson Land Development Co Ltd Warrants Exp 6/1/2011 7/12/2011 100 Expiration ** 
15:31 IRVSF Iberdrola Renovables SA, Bilbao Ordinary shares (Spain) 7/12/2011 100 Acquired ** 
15:31 NTRR Neutra Corporation Common Stock 7/12/2011 100 Added to BB 
12:50 SKMAF Stockmann Cl A (F) Ordinary Shares 7/12/2011 100 Inactive Security ** 
12:50 SMFYF Somfy International SA Ordinary shares (France) 7/12/2011 Inactive Security ** 
15:31 TTEG Turbine Truck Engines, Inc. Common Stock 7/12/2011 100 Added to OTCBB (TTEG)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:50 7/12/2011 OPAFD OPAFF Opal Energy Corp Ordinary Shares (Canada) ** 
12:50 7/12/2011 TEJS WTEC Westech Capital Corp Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:50 7/12/2011 AACAF Aac Acoustic Technologies Holdings Inc Ordinary Shares (Cayman Islands) AACAF AAC Technologies Holdings Inc Ordinary Shares (Cayman Islands) ** 
15:31 7/12/2011 ASBRF Asahi Breweries Ordinary Shares ASBRF Asahi Group Holdings Ltd Ordinary Shares (Japan) ** 
12:50 7/12/2011 AVOP AV1 Group, Inc. Common Stock AVOPD AV1 Group, Inc. NEW Common Stock 1.03-1 F/S payable upon surrender of old certificates ** 
12:50 7/12/2011 CLPK Carolina Premier Bank Common PARA Premara Financial, Inc. Common Stock Carolina Premier Bank Units will be exchanged into Premara Financial Inc Common at an exchange rate of 1 for 5. For every 1 Unit held, shareholders will receive 5 shares of Premara Financial, Inc. Carolina Premier Bank Common will be exchanged into Premara Financial Inc Common at an exchange rate of 1 to 1. For every 1 common held, shareholders will receive 1 share of Premara Financial, Inc. ** 
12:50 7/12/2011 FANUY Fanuc Limited Unsponsored ADR (Japan) FANUY Fanuc Corporation Unsponsored ADR (Japan) ** 
12:50 7/12/2011 IMWNY Imperial One Ltd American Depository Receipt IMWNY Empire Energy Group Limited. American Depositary Shares  
12:50 7/12/2011 MNDPD Mundus Group, Inc. NEW Common Stock MNDP Mundus Group, Inc. Common Stock ** 


Portal System Changes 7/11/2011 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:31 HTCCY HTC Corp 144A Sponsored GDR (China) 7/12/2011 100 Reinstated ** 


Private Placement Security Changes 7/11/2011 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:47 JKMZZ JPMorgan Chase Bank N A London Branch Indian Low Excercise Price Warrant LKD Tata Chemicals Ltd (144A 3C7), Expiring 6/30/2016 7/12/2011 100 ** 
16:47 JKNMZ JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant 144A 3C7 Welspun Corp Ltd, Expiring 6/30/2016 7/12/2011 100 ** 
16:47 JKPMZ JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant LKD Bharat Pete Ltd (144A 3C7), Expiring 6/30/2016 7/12/2011 100 ** 
16:47 JPKMZ JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant LKD Balrampur Chini Mills Ltd (144A 3C7), Expiring 6/30/2016 7/12/2011 100 ** 
16:47 JPKYZ JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant 144A 3C7 Hindalco Inds Ltd, Expiring 6/30/2016 7/12/2011 100 ** 

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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