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OTCBB and Other-OTC System Changes - 7/7/2010 12:00:00 AM
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There are no entries for Other OTC issues.
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Portal System Changes 7/7/2010 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 7/7/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:12 | DANCZ | Dana Holding Corporation Pfd Ser B Conv 4% 144A | 7/8/2010 | N | 100 | |
| 16:37 | FANIP | Federal National Mortgage Association Non Cumulative Mandatory Conv Pfd Ser 2008-1 | 7/8/2010 | Y | 100 | From NYSE (FNA) |
| 13:12 | FDDXD | Federal National Mortgage Association Perp Prfd Secs Ser D 5.25 | 7/8/2010 | Y | 100 | From NBB (FDDXD)** |
| 13:12 | FMCC | Federal Home Loan Mortgage Corporation Common Stock | 7/8/2010 | Y | 100 | From NYSE (FRE) |
| 13:12 | FMCCG | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$G) |
| 13:12 | FMCCH | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$H) |
| 13:12 | FMCCI | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$B) |
| 13:12 | FMCCJ | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$Q) |
| 13:12 | FMCCK | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$K) |
| 13:12 | FMCCL | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$L) |
| 13:12 | FMCCM | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$M) |
| 13:12 | FMCCN | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$N) |
| 13:12 | FMCCO | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$O) |
| 13:12 | FMCCP | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$P) |
| 13:12 | FMCCS | Federal Home Loan Mortgage Corporation Perp Pfd Var Rate | 7/8/2010 | Y | 100 | From NYSE (FRE$S) |
| 13:12 | FMCCT | Federal Home Loan Mortgage Corporation Perp Pfd | 7/8/2010 | Y | 100 | From NYSE (FRE$T) |
| 13:12 | FMCKI | Federal Home Loan Mortgage Corporation 6.55% Perpetual Preferred Series Y | 7/8/2010 | Y | 100 | From NYSE (FRE$Y) |
| 13:12 | FMCKJ | Federal Home Loan Mortgage Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$Z) |
| 13:12 | FMCKK | Federal Home Loan Mortgage Corporation Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$F) |
| 13:12 | FMCKL | Federal Home Loan Mortgage Corporation 6.02% Non-Cumulative Perpetual Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FRE$X) |
| 13:12 | FMCKM | Federal Home Loan Mortgage Corporation PERP PFD 5.75% | 7/8/2010 | Y | 100 | From NYSE (FRE$V) |
| 13:12 | FMCKN | Federal Home Loan Mortgage Corporation Non Cum Perpetual Pfd | 7/8/2010 | Y | 100 | From NYSE (FRE$W) |
| 13:12 | FMCKO | Federal Home Loan Mortgage Corporation Perpetual Pfd | 7/8/2010 | Y | 100 | From NYSE (FRE$U) |
| 13:12 | FMCKP | Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 5.70% Pfd | 7/8/2010 | Y | 100 | From NYSE (FRE$R) |
| 13:12 | FNMA | Federal National Mortgage Association Common Stock | 7/8/2010 | Y | 100 | From NYSE (FNM) |
| 13:12 | FNMAG | Federal National Mortgage Association 5.375% Non-Cumulative Pfd Srs I | 7/8/2010 | Y | 100 | From NYSE (FNM$I) |
| 13:12 | FNMAH | Federal National Mortgage Association Non Cum Pfd Ser P | 7/8/2010 | Y | 100 | From NYSE (FNM$P) |
| 13:12 | FNMAI | Federal National Mortgage Association Non Cum Preferred Series Q | 7/8/2010 | Y | 100 | From NYSE (FNM$Q) |
| 13:12 | FNMAJ | Federal National Mortgage Association Fannie Mae 7.625% Non-Cumulative Preferred Stock Series R | 7/8/2010 | Y | 100 | From NYSE (FNM$R) |
| 13:12 | FNMAK | Federal National Mortgage Association Series N Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FNM$N) |
| 13:12 | FNMAL | Federal National Mortgage Association Preferred Series M | 7/8/2010 | Y | 100 | From NYSE (FNM$M) |
| 13:12 | FNMAM | Federal National Mortgage Association Common Stock | 7/8/2010 | Y | 100 | From NYSE (FNM$H) |
| 13:12 | FNMAN | Federal National Mortgage Association Pfd Ser L 5.125% | 7/8/2010 | Y | 100 | From NYSE (FNM$L) |
| 13:12 | FNMAO | Federal National Mortgage Association Common Stock | 7/8/2010 | Y | 100 | From NYSE (FNM$G) |
| 13:12 | FNMAP | Federal National Mortgage Association Preferred Stock | 7/8/2010 | Y | 100 | From NYSE (FNM$F) |
| 13:12 | FNMAS | Federal National Mortgage Association Preferred Ser S | 7/8/2010 | Y | 100 | From NYSE (FNM$S) |
| 13:12 | FNMAT | Federal National Mortgage Association Pfd Ser T | 7/8/2010 | Y | 100 | From NYSE (FNM$T) |
| 13:12 | FNMFM | Federal National Mortgage Association Preferred Series E | 7/8/2010 | Y | 100 | From NBB (FNMFM)** |
| 13:12 | FNMFN | Federal National Mortgage Association Pfd Ser O Var Rate | 7/8/2010 | Y | 100 | From NBB (FNMFN)** |
| 13:12 | FNSC | First National Bancshares Inc (SC) Common Stock | 7/8/2010 | Y | 100 | From S (FNSC) |
Portal System Changes 7/7/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:37 | JPIFL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Infrastructure Dev Fin Co Ltd) 01/24/2013 (Jersey) | 7/8/2010 | N | 100 | Reinstated |
| 16:37 | JPMZZ | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Housing (Dev Fin) Expiring 05/07/2014 | 7/8/2010 | N | 100 | |
| 13:12 | LBRT | Liberto Inc. Common Stock | 7/8/2010 | Y | 100 | From NBB (LBRT)** |
| 13:12 | WZENY | Webzen Inc American Depositary Shares | 7/8/2010 | Y | 100 | From G (WZEN) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:12 | ALSH | Allied Sys Hldgs Inc Common shares | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | AQINF | AQ Interactive Inc, Tokyo Ordinary Shares (Japan) | 7/8/2010 | 1 | Inactive Security** |
| 13:12 | CGYYF | Comanche Clean Energy Corporation Ordinary Shares (Cayman Islands) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | CRDPF | Creed Corp Tokyo Ordinary Shares | 7/8/2010 | 1 | Inactive Security** |
| 13:12 | FDDXD | Federal National Mortgage Association Perp Prfd Secs Ser D 5.25 | 7/8/2010 | 100 | Added to OTCBB (FDDXD)** |
| 13:12 | FNMFM | Federal National Mortgage Association Preferred Series E | 7/8/2010 | 100 | Added to OTCBB (FNMFM)** |
| 13:12 | FNMFN | Federal National Mortgage Association Pfd Ser O Var Rate | 7/8/2010 | 100 | Added to OTCBB (FNMFN)** |
| 13:12 | HKTOF | Hakuto Co Ltd Ordinary Shares (Japan) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | IRIEF | Iriso Electronics Co Ltd Ordinary Shares | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | LBRT | Liberto Inc. Common Stock | 7/8/2010 | 100 | Added to OTCBB (LBRT)** |
| 13:12 | LPRLF | La Parler Co Ltd Ordinary Shares | 7/8/2010 | 1 | Inactive Security** |
| 13:12 | MLRMF | Mutual Risk Management, Ltd. Ordinary Shares | 7/8/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:12 | MPEH | MPEL Holdings Corp. Common Stock | 7/8/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:12 | MRDG | Miracor Diagnostics, Inc. Common Stock | 7/8/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:12 | MRLCF | Miraial Co Ltd Tokyo Ordinary Shares (Japan) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | MRMR | MR3 Systems, Inc. Common Stock | 7/8/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:12 | NHMBF | Nohmi Bosai Ltd Ordinary Shares (Japan) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | NMUCF | Nomura Co Ltd Ordinary Shares (Japan) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | NTPRF | Netprice Ltd Tokyo Ordinary Shares (Japan) | 7/8/2010 | 1 | Inactive Security** |
| 13:12 | NTSJF | Nittetsu Shoji Co Ltd Ordinary Shares (Japan) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | NVPT | NovaPet Products, Inc. Common Stock | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | OBARF | Obara Corporation Ordinary Shares | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | OMLDF | O M Ltd Ordinary Shares (Japan) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | SJAPF | Sun Japan Corp Tokyo Shs | 7/8/2010 | 1 | Inactive Security** |
| 13:12 | SQPFF | Strongco Income Fund Ordinary Shares Trust Unit (Canada) | 7/8/2010 | 100 | Plan of Arrangement ** |
| 13:12 | STERF | Sterling Shoes Income Fund Unit (Canada) | 7/8/2010 | 100 | Plan of Arrangement ** |
| 13:12 | SUIYF | Suncity Co Ltd Sendai Ordinary Shares (Japan) | 7/8/2010 | 1 | Inactive Security** |
| 13:12 | TEUZF | Teuza Protected Ordinary shares (Israel) | 7/8/2010 | 100 | Inactive Security** |
| 13:12 | THTI | THT Heat Transfer Technology, Inc. Common Stock | 7/8/2010 | 100 | Listed on NCM (THTI) ** |
| 13:12 | YOWOF | Yokowo Mfg Co Ltd Ordinary Shares | 7/8/2010 | 100 | Inactive Security** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:12 | 7/8/2010 | HMDID | HMDI | Delta Seaboard International, Inc. Common Stock | ** |
| 13:12 | 7/9/2010 | CKNTF | CKNTE | Cell Kinetics Ltd. Ordinary Shares | Delinquent ** |
| 13:12 | 7/9/2010 | CKNWF | CKNWE | Cell Kinetics Ltd. Warrants on Shares 01/07/2012 (Israel) | Delinquent ** |
| 13:12 | 7/9/2010 | CRSVF | CRSVE | Capital Reserve Canada Limited Class A Common Stock | Delinquent ** |
| 13:12 | 7/9/2010 | CTVWF | CTVWE | CityView Corporation Limited Ordinary Shares (Australia) | Delinquent ** |
| 13:12 | 7/9/2010 | DOVEF | DOVEE | Dove Energy Inc Class A (Canada) | Delinquent ** |
| 13:12 | 7/9/2010 | DYMTF | DYMTE | Dynamotive Energy Systems Corporation Ordinary Shares (Canada) | Delinquent ** |
| 13:12 | 7/9/2010 | PWOIF | PWOIE | Power Oil & Gas Inc. Common Stock (Canada) | Delinquent ** |
| 13:12 | 7/9/2010 | RTNSF | RTNSE | RTN Stealth Software Inc Ordinary Shares (Canada) | Auditor Opinion ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:12 | 7/8/2010 | ACKO | Austin Chalk Oil and Gas, Ltd. Common Stock | ACKOD | Mercantile Resources, Ltd. NEW Common Stock | 1-100 R/S ** |
| 13:12 | 7/8/2010 | AERN | AER Energy Resources, Inc. Common Stock | AERND | AER Energy Resources, Inc. NEW Common Stock | 1-100 R/S ** |
| 13:12 | 7/8/2010 | BOMSF | BioMS Medical Corporation Ordinary Shares | BOMSF | Medwell Capital Corp. Corporation Ordinary Shares | ** |
| 13:12 | 7/8/2010 | BWLRD | Breakwater Resources, Ltd. New Ordinary Shares (Canada) | BWLRF | Breakwater Resources, Ltd. Ordinary Shares (Canada) | ** |
| 13:12 | 7/8/2010 | CCKH | Cienega Creek Holdings Inc. Common shares | CDBH | China Domestica Bio-technology Holdings, Inc. Common shares | 1-46 R/S ** |
| 13:12 | 7/8/2010 | GSPGD | GoldSpring, Inc. New Common Stock | GSPG | GoldSpring, Inc. Common Stock | ** |
| 13:12 | 7/8/2010 | HEMED | Healthmed Services Ltd. New Common Stock | HEME | Healthmed Services Ltd. Common Stock | ** |
| 13:12 | 7/8/2010 | IFLI | International Fight League, Inc. Common Stock | IFLID | IFLI Acquisition Corp. NEW Common Stock | 1-400 R/S ** |
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| Notes | |
| The Addition to NBB for FANIP/FANIP, reported on the Daily List of 07/07/2010, with an Effective Date of 07/08/2010, has been cancelled. |
