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OTCBB and Other-OTC System Changes - 7/2/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 NORX Norstra Energy Inc Common Stock 7/2/2013 100 From BB (NORX) 


Portal System Changes 7/2/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:32 JPNBZ J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 On Nava Bharat Ventures Ltd 07/05/2013 (Jersey) 7/3/2013 100  
16:32 LIDO Lido Intl Corp Common Stock 7/3/2013 100 From NBB (LIDO) 
13:15 ORXPF Oryx Pete Corp Ltd Ordinary Share (Canada) 7/3/2013 100 ** 
16:32 RDTMF Red Tiger Mng Inc. Ordinary Shares (Canada) 7/3/2013 100 ** 
13:15 UDWKD US Dataworks Inc New Common Stock 7/3/2013 100 From BB (UDWKD) 
16:32 USDF US-Dadi Fertilizer Ind Intl Inc. Common Stock 7/3/2013 100 From NBB (USDF) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 NORX Norstra Energy Inc Common Stock 7/2/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
09:12 SIHI SinoHub, Inc 7/2/2013 100 12(j) Registration Revoked by SEC ** 
16:32 EPCDF Epic Data Intl Inc Ordinary Shares 7/3/2013 100 Plan of Arrangement ** 
16:32 LIDO Lido Intl Corp Common Stock 7/3/2013 100 Added to OTCBB ** 
13:15 MYLGF Methylgene Inc Ordinary Shares (Canada) 7/3/2013 100 Plan of Arrangement; Shareholders of MethylGene will receive one share of common stock of Mirati (a ?Mirati Share?) for every 50 common shares of MethylGene (the ?MethylGene Shares?) held** 
16:32 PBCA Private Bank of California (The) Common Stock 7/3/2013 100 Acquired by First PacTrust Bancorp, Inc. (Symbol: BANC). Shareholders receive 0.5416 shares of BANC plus $6.47 for each share of PBCA. ** 
17:53 RBLG Roebling Financial Corp., Inc. New Common Stock 7/3/2013 100 Acquired by TF Financial Corporation (Symbol: THRD). Shareholders receive either $8.60 in cash without interest or 0.364 of a share of THRD for each share of RBLG. ** 
13:15 UDWKD US Dataworks Inc New Common Stock 7/3/2013 100 Form 15; Terminated Registration under the 34 Act ** 
16:32 USDF US-Dadi Fertilizer Ind Intl Inc. Common Stock 7/3/2013 100 Added to BB 
16:32 VSMU Visalia Community Bank California Common Stock 7/3/2013 100 Merged with Central Valley Community Bancorp (CVCY); Shareholders will receive 2.971 shares of CVCY and $26.00 cash for each share held. ** 
16:32 VSMUP Visalia Community Bank California Preferred Convertible Perp Series B 8% 7/3/2013 100 All preferred stock automatically was converted on a share for share basis into common stock (VSMU) immediately prior to the effectiveness of the merger. Therefore, former holders of preferred stock became holders of common stock at the time of the merger and will receive the same merger consideration as the common shareholders. ** 
13:15 XXLOE Cons Cap Growth Fd Limited Partnership 7/3/2013 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:32 7/3/2013 CHNG CHNGQ China Natural Gas, Inc. Common Stock Bankruptcy ** 
13:15 7/3/2013 ETNL ETNLQ Eternal Image Inc Common Stock Bankruptcy ** 
13:15 7/3/2013 EXMCF EXMCQ Excel Maritime Carriers Ltd. Bankruptcy ** 
13:15 7/5/2013 SALTF SALTE First Potash Corp. Ordinary Shares (Canada) Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:15 7/3/2013 ALLN Allin Corporation Common Stock ALLND Allin Corporation. NEW Common Stock 1-1000 R/S ** 
13:15 7/3/2013 CTFHY ChinaTrust Financial Holdings Company Ltd 144A Common CTFHY CTBC Financial Holding Co., Ltd 144A Common Name/CUSIP Change 
13:15 7/3/2013 CVTR Care Investment Trust Inc. Common Stock CVTR Tiptree Financial Inc. Class A Common Stock ** 
16:32 7/3/2013 FROT Falcolnridge Oil Technologies Corp. Common Stock FROT Falconridge Oil Technologies Corp. Common Stock + Refer to 07/01/2013 Daily List: Name Correction ** 
13:15 7/3/2013 LOTED Lot78, Inc. (NEW) Common Stock LOTE Lot78, Inc. Common Stock ** 
16:32 7/3/2013 MRGQY Mirgor Sa Cifia Cl C .01 Par 144A MRGQZ Mirgor SaCifia Sponsored ADR Representing 144A (Argentina) Name/Symbol Correction ** 
13:15 7/3/2013 MRGRF Mirgor Sa Cifia Cl C .01 Par American Depository Receipt MRGRY Mirgor SaCifia Sponsored ADR representing Class C shares (Argentina) Name/Symbol Correction ** 
13:15 7/3/2013 NANMD NMI Health, Inc. (NEW) Common Stock NANM NMI Health, Inc. Common Stock ** 


Private Placement Security Changes 7/2/2013 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Addition to NBB for JPNBL/JPNBL, reported on the Daily List of 07/02/2013, with an Effective Date of 07/03/2013, has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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