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OTCBB and Other-OTC System Changes - 7/1/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:25 | ZOOE | Zoo Entertainment, Inc. Common Stock | 7/1/2010 | Y | 100 | Listing on NCM Postponed; Reinstated on the OTCBB (ZOOE) |
| 16:59 | ACGFY | Accordia Golf Co Ltd American Depository Shares (Sponsored) | 7/2/2010 | Y | 100 | |
Portal System Changes 7/1/2010 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 7/1/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:57 | JPLEZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144A 3C& Colgate (Palmolive) Expiring 10/01/2014 | 7/2/2010 | N | 100 | |
| 12:57 | JPLFZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144A 3C7 Hathaway Cables & (Datacom) Expiring 02/09/2015 | 7/2/2010 | N | 100 | |
| 12:57 | JPLOZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144A 3C7 On Bharat Heavy (Electricals) Expiring 09/29/2014 | 7/2/2010 | N | 100 | |
| 15:57 | LKII | Lazare Kaplan International, Inc. Common Stock | 7/2/2010 | Y | 100 | From AMEX (LKI) |
| 12:57 | MGOL | Minatura Gold Common Stock | 7/2/2010 | Y | 100 | From BB (MGOL)** |
| 16:59 | MOTMY | Mooter Media Ltd. American Depository Receipt | 7/2/2010 | Y | 100 | |
| 12:58 | PGLA | Progen Pharmaceuticals Limited Ordinary Shares | 7/2/2010 | Y | 100 | From S (PGLA)** |
| 12:57 | RSHYY | RusHydro JSC Sponsored ADR (Russia) | 7/2/2010 | Y | 100 | ** |
| 12:57 | UELKY | Ulker Biskuvi Sanayi AS Unsponsored ADR (Turkey) | 7/2/2010 | Y | 100 | ** |
| 16:59 | ZLDYY | Grupa Kety SA Unsponsored ADR (Poland) | 7/2/2010 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 11:35 | OSCIQ | Oscient Pharmaceuticals Corporation Common Stock | 7/1/2010 | 100 | Plan of Bankruptcy effective ** |
| 12:57 | AERCF | Asia Entertainment & Resources Ltd. Ordinary Shares | 7/2/2010 | 100 | Listed on NGM (AERL)** |
| 12:58 | AERLF | Asia Entertainment & Resources Ltd. Warrant Exp. 08/10/2013 (Cayman Islands) | 7/2/2010 | 100 | Listed on NGM (AERLW)** |
| 12:57 | CTCV | Central Capital Venture Corporation Common Stock | 7/2/2010 | 100 | Inactive Security** |
| 12:57 | DUCT | Duct Utility Construction & Technologies, Inc. Common Stock | 7/2/2010 | 100 | Inactive Security** |
| 12:57 | EEDEF | Eredene Capital PLC, London Ordinary Shares (United Kingdom) | 7/2/2010 | 100 | Inactive Security** |
| 16:59 | ENIAF | Enia S.P.A., Parma Ordinary shares (Italy) | 7/2/2010 | 100 | Acquired** |
| 12:57 | FTSR | First Natl Tr & Svgs Bk Common Stock | 7/2/2010 | 100 | Inactive Security** |
| 12:57 | HBCXF | HSBC Holdings plc PERP SUB CAP SECS EXCH PREF SHS SER 2 (United Kingdom) | 7/2/2010 | 100 | Listed on NYSE (HCS$B) |
| 12:57 | MGOL | Minatura Gold Common Stock | 7/2/2010 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (MGOL)** |
| 12:57 | OTLK | Otter Lake Resources, Inc. New Common Stock | 7/2/2010 | 100 | 12(j) Registration Revoked by SEC** |
| 15:57 | RHGP | Renhuang Pharmaceuticals, Inc. Common Stock | 7/2/2010 | 100 | Listed on NYSE Amex (CPB) |
| 12:57 | RRGZF | Rodriguez Group Snp Hldg Ordinary Shares | 7/2/2010 | 100 | Inactive Security** |
| 12:57 | RUBJF | Rubicon Japan Trust Units (Australia) | 7/2/2010 | 100 | Inactive Security** |
| OATS REPORTABLE FLAG CHANGES | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:57 | JPLCZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant 144A 3c7 (SESA GOA LTD- Exp 9/29/2014) | 7/1/2010 | N | 100 | |
| 12:57 | JPLHZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant 144A 3c7 on Allahbad BK (Electricals, Exp 9/29/2014) | 7/1/2010 | N | 100 | |
| REGULATORY TRANSACTION FEE FLAG CHANGES | |
| Updated | Symbol | Company Name | Old Reg
Fee Flag | Effective Date | New Reg
Fee Flag | Comments |
| 12:57 | JPLCZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant 144A 3c7 (SESA GOA LTD- Exp 9/29/2014) | Y | 7/1/2010 | N | |
| 12:57 | JPLHZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Warrant 144A 3c7 on Allahbad BK (Electricals, Exp 9/29/2014) | Y | 7/1/2010 | N | |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 12:57 | 7/6/2010 | CHSH | CHSHE | China Shoe Holdings, Inc. Common Stock | Delinquent ** |
| 12:57 | 7/6/2010 | TOTY | TOTYE | TOT Energy, Inc. Common Stock | Delinquent ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:57 | 7/2/2010 | AAUJF | AndeanGold Ltd Common (Canada) | AAUJD | AndeanGold Ltd Common (Canada) | 1-10 R/S ** |
| 12:57 | 7/2/2010 | ACEL | Alfacell Corporation Common Stock | ACEL | Tamir Biotechnology Inc. Common Stock | ** |
| 12:57 | 7/2/2010 | ECOH | Ecochild Inc Common Stock | ECOH | Aivtech International Group Co. Common Stock | |
| 12:57 | 7/2/2010 | ENVK | Envirokare Tech Inc Common stock | ENVKD | Xemex Group Inc. Common stock | 1-1,000 R/S ** |
| 12:57 | 7/2/2010 | EVCP | Everton Capital Corporation Common Stock | EVCPD | CleanTech Innovations, Inc. Common Stock | 8-1 F/S payable upon surrender ** |
| 12:57 | 7/2/2010 | GIMC | Georgia International Mining Corporation Common Stock | GIMCD | Jinhao Motor Company Common Stock | 1-1.693875961 R/S ** |
| 12:57 | 7/2/2010 | IDCXD | iDcentrix, Inc. NEW Common Stock | IDCX | iDcentrix, Inc. Common Stock | ** |
| 12:57 | 7/2/2010 | VTSS | Vitesse Semiconductor Corporation Common Stock | VTSSD | Vitesse Semiconductor Corporation NEW Common Stock | 1-20 R/S ** |
| 12:57 | 7/2/2010 | ZLDYF | Zaklady Metali Lekkish Ordinary Shares | ZLDYF | Grupa Kety SA Ordinary Shares (Poland) | |
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| Notes | |
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