October 23, 2014
Dynamic Watchlist


OTC Equity Short Interest
SEC 605 Report
Investor Info.
Issuer Info.
Vendor Info.

OTCBB and Other-OTC System Changes - 6/30/2014 12:00:00 AM

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
Updated Symbol Company Name Effective Date OATS
Unit of
07:55 XBIO Xenetic Biosciences, Inc. Common Stock 6/30/2014 100 From BB (XBIO) 
12:52 BPNFF BNP Paribas Fund II NV BNP Paribas Government Bond Index Fund 7/1/2014 100 ** 
12:52 CRMB Crumbs Bake Shop, Inc. Common Stock 7/1/2014 100 From S (CRMB) 
12:52 CRMBU Crumbs Bake Shop, Inc Units 7/1/2014 100 From S (CRMBU) 
12:52 CRMBW Crumbs Bake Shop, Inc. Warrants 7/1/2014 100 From S (CRMBW) 
Updated Symbol Company Name Effective Date Unit of
08:45 CVLL Community Valley Bancorp 6/30/2014 100 12(j) Registration Revoked by SEC ** 
07:55 XBIO Xenetic Biosciences, Inc. Common Stock 6/30/2014 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
12:52 AVADF Aval Data Corp Ordinary Shares (Japan) 7/1/2014 100 Inactive Issue 
12:52 AVATQ Avatex Corporation Common Stock 7/1/2014 100 Inactive Issue 
08:45 CARO Carolina Financial Corporation Common Stock 7/1/2014 100 Listed on NCM (CARO)** 
12:52 CFMRF Codfarmers As Ordinary Shares (Norway) 7/1/2014 100 Inactive Issue 
12:52 CFSKF Chofu Seisakusho Co Ltd Ordinary Shares 7/1/2014 100 Inactive Issue 
16:45 CNLA Community National Bank of the Lakeway Area Common Stock 7/1/2014 100 Acquired by TriSummit Bancorp, Inc.; $5.35 per share. ** 
08:45 GSXN Gasco Energy, Inc. Common Stock 7/1/2014 100 1-165,059,389 Reverse Split, cashing out holders with less than 165,059,389 at $0.00288 per share on a pre-split basis ** 
12:52 IRIBF Irish Bank Resolution Corporation Ltd Ordinary Shares (Ireland) 7/1/2014 100 Inactive Issue 
12:52 ITVUF ITV Public Company Ltd Units Non-Voting Depository Receipts (Thailand) 7/1/2014 100 Inactive Issue 
08:45 JPMPP J P Morgan Chase & Co Depository Shares Representing 1/400th Int Perp Pfd Ser W 7/1/2014 100 Listed on NYSE (JPM$E) 
16:45 MBCRQ Mercantile Bancorp, Inc. (Quincey, IL) Common Stock 7/1/2014 100 Plan of Liquidation Effective. All Shares cancelled. ** 
12:52 NCSCF Ncsoft Corporation Ordinary Shares 7/1/2014 Inactive Issue 
12:52 RRAUF Roth & Rau Ag, Hohenstein-Ernstthal Ordinary shares (Germany) 7/1/2014 Inactive Issue 
12:52 TKIYF Tokyo Kisen Co Ltd Ordinary Shares (Japan) 7/1/2014 100 Inactive Issue 
Updated Date Old Symbol New Symbol Name Comment
08:45 7/1/2014 MPSFD MPSFF MPH Ventures Corp Ordinary Shares (Canada) ** 
08:45 7/1/2014 ODMED ODMEF Odin Mining & Exploration Ltd Ordinary Shares ** 
08:45 7/1/2014 TNMLD TNMLF White Metal Resources Corp. Ordinary Shares (Canada) ** 
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:52 7/1/2014 AWGI AWG International Water Corporation AWGI Ambient Water Corporation ** 
12:52 7/1/2014 DVIO Divio Holdings Corp Common Stock DVIOD Greenwood Hall, Inc. (NEW) Common Stock 12.5-1 F/S payable upon surrender of old certificates ** 
08:45 7/1/2014 ERBB Tranzbyte Corporation. Common Stock ERBB American Green, Inc. Common Stock ** 
12:52 7/1/2014 ICHGF Intercontinental Hotels Group Ordinary shares (United Kingdom) ICHGD Intercontinental Hotels Group Ordinary shares (United Kingdom) 12-13 R/S. Matching LSE Effective Date. ** 
16:45 7/1/2014 SHRRF Schroders Plc New Ordinary Shares Non Voting (UK) SHRRF Schroders Plc New Ordinary Shares Non Voting (UK) CUSIP Change ** 
12:52 7/1/2014 STMZF Scottish Mortgage Invt Tr PLC Ordinary Shares GBP STMZF Scottish Mortgage Invt Tr PLC Ordinary Shares GBP CUSIP Change ** 
12:52 7/1/2014 SWCI SW China Imports Inc Common Stock MCPI Med-Cannabis Pharma Inc Common Stock ** 
12:52 7/1/2014 WGBS WaferGen Bio-systems, Inc. Common Stock WGBSD WaferGen Bio-systems, Inc. NEW Common Stock 1-10 R/S ** 

Portal System Changes 6/30/2014 12:00:00 AM
There are no entries for Portal issues.

Private Placement Security Changes 6/30/2014 12:00:00 AM
There are no entries for Private Placement Security issues.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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