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OTCBB and Other-OTC System Changes - 6/29/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:19 | BTYCF | Beauty China Holdings Limited Ordinary Shares (Cayman Islands) | 7/2/2012 | Y | 100 | |
| 17:13 | CHGDY | China Lilang Ltd Unsponsored ADR (Cayman Islands) | 7/2/2012 | Y | 100 | |
| 17:13 | ESSOY | Esso Thailand Public Co Ltd Unsponsored ADR (Thailand) | 7/2/2012 | Y | 100 | |
| 14:27 | EXGI | Engex, Inc. Common Stock | 7/2/2012 | Y | 100 | From AMEX (EGX) |
| 10:31 | NGLPF | Nevada Geothermal Power, Inc. Ordinary Shares (Canada) | 7/2/2012 | Y | 100 | From BB (NGLPF) |
Portal System Changes 6/29/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 6/29/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:19 | OFGIZ | Oriental Financial Group, Inc. Perp Pfd Conv Ser C% 144A | 7/2/2012 | N | 100 | |
| 13:19 | PCRBF | Pricer AB Ordinary Shares | 7/2/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 10:31 | CAAP | Citizens Capital Corporation Common Stock | 6/29/2012 | 100 | 12(j) Registration Revoked by SEC |
| 10:31 | CAAUF | Calais Resources, Inc. Ordinary Shares (Canada) | 6/29/2012 | 100 | 12(j) Registration Revoked by SEC |
| 17:51 | BETM | American Wagering, Inc. Common Stock | 7/2/2012 | 100 | Merged with AW Sub Co (subsidiary of William Hill). All common stock holders will be cashed out @ 0.90/share ** |
| 17:13 | CIXGF | China Hongxing Sports Ltd Ordinary Shares (Bermuda) | 7/2/2012 | 100 | Inactive Security |
| 10:31 | KYAWN | Kentucky-American Water Company 5% Preferred Stock, Series D | 7/2/2012 | 100 | Called For Redemption. ($100.00/shr plus accrued dividend of $396.39) ** |
| 10:31 | KYAWO | Kentucky-American Water Company 5 1/2% Preferred Stock, Series C | 7/2/2012 | 100 | Called For Redemption.($101.50/shr plus accrued dividend of $371.25) ** |
| 10:31 | KYAWP | Kentucky-American Water Company 5 3/4% Preferred Stock, Series B | 7/2/2012 | 100 | Called For Redemption.($101/shr plus an accrued dividend of $310.50) ** |
| 10:31 | LTAXA | JTH Holding Inc Class A | 7/2/2012 | 100 | Listed on NGM (TAX)** |
| 17:13 | MGRP | Muscato Group Inc. Common Stock | 7/2/2012 | 100 | Going Private. Company is effecting a 1 - 450,000 reverse split w/pre-split cash consideration of $0.02/share for shareholders with less than 450,000 shares. ** |
| 10:31 | NGLPF | Nevada Geothermal Power, Inc. Ordinary Shares (Canada) | 7/2/2012 | 100 | Form 15; Terminated Registration under the 34 Act Added to NBB (NGLPF) ** |
| 12:33 | PGRX | Prospect Global Resources Inc. Common Stock | 7/2/2012 | 100 | Listed on NCM (PGRX)** |
| 10:31 | TAWCP | Tennessee-American Water Company 5% Preferred Stock | 7/2/2012 | 100 | Called For Redemption.($105/share plus an accrued dividend of $6716.11) ** |
| 17:13 | TNGBF | Transglobe Apt. Real Estate Invt. Tr Unit (Canada) | 7/2/2012 | 100 | Acquisition/Merger; This action results from the closing of the acquisition on June 29, 2012 (the ?Acquisition?) by PD Kanco LP and Starlight Investments Ltd. of substantially all of the assets of Transglobe REIT and the subsequent redemption of the Units. Please refer to TSX bulletin 2012-0745** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:19 | 7/2/2012 | BGBV | DRAG | Dragon Polymers Inc. Common Stock New | ** |
| 17:13 | 7/2/2012 | EGTM | CHAM | Champion Investments, Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 17:13 | 6/29/2012 | APCN | Alliance Pete Corp Nev Common Stock | APCN | Alliance Petroleum Corporation Common Stock | Name Correction |
| 10:31 | 7/2/2012 | SDIRD | Super Directories Inc. (NEW) Common Stock | SDIR | Super Directories Inc. Common Stock | ** |
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| Notes | |
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