July 29, 2014
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OTCBB and Other-OTC System Changes - 6/29/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:19 BTYCF Beauty China Holdings Limited Ordinary Shares (Cayman Islands) 7/2/2012 100  
17:13 CHGDY China Lilang Ltd Unsponsored ADR (Cayman Islands) 7/2/2012 100  
17:13 ESSOY Esso Thailand Public Co Ltd Unsponsored ADR (Thailand) 7/2/2012 100  
14:27 EXGI Engex, Inc. Common Stock 7/2/2012 100 From AMEX (EGX) 
10:31 NGLPF Nevada Geothermal Power, Inc. Ordinary Shares (Canada) 7/2/2012 100 From BB (NGLPF) 


Portal System Changes 6/29/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 6/29/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:19 OFGIZ Oriental Financial Group, Inc. Perp Pfd Conv Ser C% 144A 7/2/2012 100  
13:19 PCRBF Pricer AB Ordinary Shares 7/2/2012 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
10:31 CAAP Citizens Capital Corporation Common Stock 6/29/2012 100 12(j) Registration Revoked by SEC 
10:31 CAAUF Calais Resources, Inc. Ordinary Shares (Canada) 6/29/2012 100 12(j) Registration Revoked by SEC 
17:51 BETM American Wagering, Inc. Common Stock 7/2/2012 100 Merged with AW Sub Co (subsidiary of William Hill). All common stock holders will be cashed out @ 0.90/share ** 
17:13 CIXGF China Hongxing Sports Ltd Ordinary Shares (Bermuda) 7/2/2012 100 Inactive Security 
10:31 KYAWN Kentucky-American Water Company 5% Preferred Stock, Series D 7/2/2012 100 Called For Redemption. ($100.00/shr plus accrued dividend of $396.39) ** 
10:31 KYAWO Kentucky-American Water Company 5 1/2% Preferred Stock, Series C 7/2/2012 100 Called For Redemption.($101.50/shr plus accrued dividend of $371.25) ** 
10:31 KYAWP Kentucky-American Water Company 5 3/4% Preferred Stock, Series B 7/2/2012 100 Called For Redemption.($101/shr plus an accrued dividend of $310.50) ** 
10:31 LTAXA JTH Holding Inc Class A 7/2/2012 100 Listed on NGM (TAX)** 
17:13 MGRP Muscato Group Inc. Common Stock 7/2/2012 100 Going Private. Company is effecting a 1 - 450,000 reverse split w/pre-split cash consideration of $0.02/share for shareholders with less than 450,000 shares. ** 
10:31 NGLPF Nevada Geothermal Power, Inc. Ordinary Shares (Canada) 7/2/2012 100 Form 15; Terminated Registration under the 34 Act Added to NBB (NGLPF) ** 
12:33 PGRX Prospect Global Resources Inc. Common Stock 7/2/2012 100 Listed on NCM (PGRX)** 
10:31 TAWCP Tennessee-American Water Company 5% Preferred Stock 7/2/2012 100 Called For Redemption.($105/share plus an accrued dividend of $6716.11) ** 
17:13 TNGBF Transglobe Apt. Real Estate Invt. Tr Unit (Canada) 7/2/2012 100 Acquisition/Merger; This action results from the closing of the acquisition on June 29, 2012 (the ?Acquisition?) by PD Kanco LP and Starlight Investments Ltd. of substantially all of the assets of Transglobe REIT and the subsequent redemption of the Units. Please refer to TSX bulletin 2012-0745** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:19 7/2/2012 BGBV DRAG Dragon Polymers Inc. Common Stock New ** 
17:13 7/2/2012 EGTM CHAM Champion Investments, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
17:13 6/29/2012 APCN Alliance Pete Corp Nev Common Stock APCN Alliance Petroleum Corporation Common Stock Name Correction 
10:31 7/2/2012 SDIRD Super Directories Inc. (NEW) Common Stock SDIR Super Directories Inc. Common Stock ** 
 
Notes  

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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