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Other-OTC System Changes - 6/29/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:36 | ABTN | Abbott Mines Ltd | 7/2/2001 | | | |
| 13:36 | CBHC | CBC Holding Company | 7/2/2001 | | | |
| 13:36 | CGSVP | Carriage Services Capital Trust TIDES 7% | 7/2/2001 | | | |
| 13:36 | CGYTP | CMS Energy Tr I Quarterly Income Pfd Secs 7.75% | 7/2/2001 | | | |
| 15:30 | CMPGY | Compass Group Plc Spons ADR New | 7/2/2001 | | | |
| 13:36 | EYTC | energytec.com Inc | 7/2/2001 | | | |
| 15:30 | GNRJY | Gener S.A. Spons ADR | 7/2/2001 | | | |
| 13:36 | IHLGF | Inside Holdings Inc | 7/2/2001 | | | |
| 13:36 | KSMN | Keystone Mines Ltd | 7/2/2001 | | | |
| 13:36 | SPTRP | SNH Capital Tr I Tr Pfd Sec 10.25% | 7/2/2001 | | | |
| 13:36 | TCFSP | Trust Ctfs 2001-2 due 12/01/2096 7.10% | 7/2/2001 | | | |
| 13:36 | UMKG | United Network Marketing Services Inc | 7/2/2001 | | | |
| 13:36 | VMINP | Viacom Inc Sr Retail Deb 7.25% | 7/2/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:36 | KWAYF** | Kingsway Financial Services Inc | 6/29/2001 | | Listing on NYSE (KFS) - Deletion Rescinded (See Note 1) |
| 13:36 | BDOWF** | Banco Do Brasil Sa BB Brazil Wts 6/30/2001 | 7/2/2001 | | Expired security |
| 13:36 | DUKPG | Duke Energy Corporation 6.20 Pfd T | 7/2/2001 | | Redemption on 12/18/2000 for $100.00/sh |
| 13:36 | ETEZF** | East European Frontiers Trust Plc Wts 6/30/2001 | 7/2/2001 | | Expired security |
| 13:36 | GYMWF** | Gympie Gold Ltd Wts 6/30/2001 | 7/2/2001 | | Expired security |
| 13:36 | IFGWF | Infogrames Entertainment SA Wts 6/30/2001 | 7/2/2001 | | Expired security |
| 13:36 | MPCWF** | Magna Pacific Holdings Ltd Wts 6/30/2001 | 7/2/2001 | | Expired security |
| 13:36 | MVAWF** | Mirvac Ltd Wts 6/30/2001 | 7/2/2001 | | Expired security |
| 13:36 | NGLZF** | NGAI LIK Industrial Holdings Ltd 6/30/2001 | 7/2/2001 | | Expired security |
| 13:36 | PCAWF** | Precious Metals Australia Ltd Wts 6/30/2001 | 7/2/2001 | | Expired security |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:36 | 7/2/2001 | BATHE** | BATH | Bath National Corporation | |
| 13:36 | 7/2/2001 | CBSEE** | CBSE | Citizens Bankshares Inc | |
| 13:36 | 7/2/2001 | FIBSE | FIBS | First Bancshares Tex Inc | |
| 13:36 | 7/2/2001 | GTHIE** | GTHI | Gatlin Holdings Inc | |
| 13:36 | 7/2/2001 | MBTAE** | MBTA | Transmedia Asia Pacific Inc | |
| 13:36 | 7/2/2001 | ONVTE** | ONVT | OnVantage Inc | |
| 13:36 | 7/2/2001 | PICKE** | PICK | Pick Communications Corporation | |
| 13:36 | 7/2/2001 | PSIJE** | PSIXP | PSINet Inc CV Pfd C 6 3/4% | |
| 13:36 | 7/2/2001 | PSIXE** | PSIX | PSINet Inc | |
| 13:36 | 7/2/2001 | RSPNE** | RSPN | Response USA Inc | |
| 13:36 | 7/2/2001 | SAQCE** | SAQC | SCNV Acquisition Corporation | |
| 13:36 | 7/2/2001 | SAQJE** | SAQCU | SCNV Acquisition Corporation Uts 6/28/2003 | |
| 13:36 | 7/2/2001 | SAQWE** | SAQCW | SCNV Acquisition Corporation Cl A Wts 6/28/2003 | |
| 13:36 | 7/2/2001 | SEAIE** | SEAI | Stanfield Educational Alternatives Inc | |
| 13:36 | 7/2/2001 | SKGVE** | SKGV | Skygivers Inc | |
| 13:36 | 7/2/2001 | SYCDE** | SYCD | SyCoNet.com Inc | |
| 13:36 | 7/2/2001 | TMSAE** | TMSTA | Thomaston Mills Inc Cl A | |
| 13:36 | 7/2/2001 | TMSBE** | TMSTB | Thomaston Mills Inc Cl B | |
| 13:36 | 7/2/2001 | TSIAE** | TSIA | TSI Inc | |
| 13:36 | 7/2/2001 | USCME** | USCM | USCI Inc | |
| 13:36 | 7/2/2001 | WEBPE** | WEBP | Web Press Corporation | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:36 | 7/2/2001 | FBRWF** | Fosters Brewing Group Ltd | FBRWF | Fosters Group Ltd | |
| 13:36 | 7/2/2001 | FBRWY** | Fosters Brewing Group Ltd ADR | FBRWY | Fosters Group Ltd ADR | |
| 13:36 | 7/2/2001 | ICIXM | Intermedia Communications Inc Pfd F Dep Shs | WCOMM | WorldCom Inc Pfd F Dep Shs | |
| 13:36 | 7/2/2001 | ICIXN | Intermedia Communications Inc Pfd E Dep Shs | WCOMN | WorldCom Inc Pfd E Dep Shs | |
| 13:36 | 7/2/2001 | ICIXO | Intermedia Communications Inc Pfd D Dep Shs | WCOMO | WorldCom Inc Pfd D Dep Shs | |
| 13:36 | 7/2/2001 | SMFN** | SMI Financial Group Inc | AMMX | AmeraMex International Inc | |
Portal System Changes 6/29/2001 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:36 | BLBAP** | Balboa CDO I Ltd 144A Pref Shs 3C7 | 7/2/2001 | | | |
| 13:36 | CHIRL** | Chiron Corporation 144A Common | 7/2/2001 | | | |
| 13:36 | CUMMP** | Cummins Capital Trust I 144A Quar Income Pfd Secs Conv | 7/2/2001 | | | |
| 13:36 | HNZBP** | Heinz H. J. Finance Co 144A Pfd Vtg Series A | 7/2/2001 | | | |
| 13:36 | RMDBL** | Resmed Inc 144A Common | 7/2/2001 | | | |
| 13:36 | SSBOW** | Salomon Smith Barney 144A Call Wt on Microsoft Corporation Common | 7/2/2001 | | | |
| 13:36 | TRICP** | Trinom Ltd 144A Pref Shs GRLS 3C7 | 7/2/2001 | | | |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:36 | ASYTL | Asyst Technologies Inc 144A Common | | |
| 13:36 | BLBAP | Balboa CDO I Ltd 144A Pref Shs 3C7 | | |
| 13:36 | BNOBL | Benton Oil and Gas Company 144A Common | | |
| 13:36 | BNOBW | Benton Oil and Gas Company 144A Wt 12/01/2007 | | |
| 13:36 | CHIRL | Chiron Corporation 144A Common | | |
| 13:36 | CUMMP | Cummins Capital Trust I 144A Quar Income Pfd Secs Conv | | |
| 13:36 | HNZBP | Heinz H. J. Finance Company 144A Pfd Vtg Series A | | |
| 13:36 | RMDBL | Resmed Inc 144A Common | | |
| 13:36 | RSAHW | RSA Holdings Corporation of Delaware 144A Wt 2007 | | |
| 13:36 | SSBOW | Salomon Smith Barney 144A Call Wt on Microsoft Corporation Common | | |
| 13:36 | TRICP | Trinom Ltd 144A Pref Shs GRLS 3C7 | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:36 | LERDW** | Lehman Br SA 144A Zero Strik Capp Call Wt Sanofi Synthlabo Eur67 2001 | 7/2/2001 | | Expired security |
| 13:36 | LERFW** | Lehman Br SA Full Repair Wt Uncmn 144A Values Index 6/28/2001 | 7/2/2001 | | Expired security |
| 13:36 | LERJW** | Lehman Br SA Call Wt Deutsche Telecom 144A 6/29/2001 | 7/2/2001 | | Expired security |
| 13:36 | LERKW** | Lehman Br SA Repair Strategy Wt Ten 144A Uncmn Values Index 6/28/2001 | 7/2/2001 | | Expired security |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:36 | 7/2/2001 | GBLXM** | GBLMF | Global Crossing Ltd 6.375% CV Pfd 144A | |
| 13:36 | 7/2/2001 | GBLXN** | GBLLF | Global Crossing Ltd 7% CV Pfd 144A | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:36 | 7/2/2001 | ICIXZ | Intermedia Communications Inc 144A E Dep Shs | WCOMZ | WorldCom Inc 144A E Dep Shs | |
Private Placement Security Changes 6/29/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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