October 22, 2014
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OTCBB and Other-OTC System Changes - 6/28/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:19 CNDUF Conduril Construtora Duriense SA Ermesinde Ordinary Shares (Portugal) 7/1/2013 100  
13:19 CRHRF Crosshair Energy Corporation 7/1/2013 100 From AMEX (CXZ) 
14:50 IFJPY Informa PLC Sponsored ADR (Jersey) 7/1/2013 100 ** 
13:19 LEKOF Lekoil Ltd GBP Ordinary Shares (Cayman Islands) 7/1/2013 100  
16:48 MSLXP MidSouth Bancorp Preferred Series C 7/1/2013 100 ** 
13:19 NBGWF National Bank of Greece Warrants (Greece) 7/1/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:48 BEEHF Anatolia Energy Corp. Ordinary Shares (Canada) 7/1/2013 100 Plan of Arrangement; Each Anatolia shareholder will receive Cub shares in exchange for the Anatolia shares held on the basis of 0.106 Cub share for each Anatolia share held** 
13:19 CVYF Cashmere Valley Financial Corp Common Stock (WA) 7/1/2013 100 Each shareholder of Cashmere Valley Financial Corporation (CVFC) will receive, in exchange for their shares of CVFC, an equal number of shares of Cashmere Valley Bank. ** 
13:19 DECBF Deceuninck Sa ACT (Belgium) EUR 7/1/2013 100 Inactive Issue 
13:19 DEXPF Detector Exploration Ltd Ordinary Shares 7/1/2013 100 Inactive Issue ** 
13:19 ESNNF Esun Holdings Ltd Shs (Bermuda) 7/1/2013 100 Inactive Issue ** 
13:19 FIAJF Fiat SPA Torino Svgs Shares Non Conv 7/1/2013 100 Inactive Issue ** 
13:19 HCBLY Hitachi Cable Ltd Ord American Depositary Shares 7/1/2013 100 Pursuant to merger agreement, Depositary Receipts will be exchanged for Hitachi Metals, Ltd. DRs at a rate of 0.17 Hitachi Metals, Ltd. DRs for every 1 (one) Hitachi Cable, Ltd. DR held. Effective 07/01/13, DR holders of Hitachi Cable, Ltd. will be required on a mandatory basis to surrender their American Depositary Shares to The Bank of New York Mellon for cancellation and exchange for Hitachi Metals, Ltd. ADSs. Holders will be charged a cancellation fee of $0.05 for each DR surrendered.** 
13:19 HGBN Heritage Bancshares Inc NC Common Stock 7/1/2013 100 Each share of Heritage Bancshares Inc (HGBN) would be converted into the right to receive shares of Southern Bancshares (NC) voting common stock("Southern Common Stock"), based on an exchange ratio of 0.1010 shares of Southern Common Stock for each share of HGBN common stock ; or outstanding shares of the HGBN common stock wouldbe converted into the right to receive cash based on a rate of $125.00 per share 
14:59 IFPJY Informa Plc Unsponsored American Depository Shares (Jersey) 7/1/2013 100 Exchange of Unsponsored ADR's into Sponsored ADR's; 1 (one) of Sponosored ADR's for every 1 (one) Unsponsored ADS; Refer to Sponsored Symbol IFJPY** 


Portal System Changes 6/28/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 6/28/2013 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:19 JPNOZ J. P. Morgan International Derivatives Ltd. Low Exercise Price Option WT on 144A 3C7, Expiring 6/29/2013 (Canara BK, Jersey) 7/1/2013 100 Expired Security ** 
16:48 PBPH Planet Biopharmaceuticals Inc Common Stock 7/1/2013 100 Acquired. Shareholders receive $0.025 per share of PBPH. ** 
13:19 SCBBW Seacoast Commerce Bank (CA) 2010 WT PUR COM EXP (Expires 06/30/2013) 7/1/2013 100 Expired Security ** 
16:48 SMARF Smartrac N.V., Amsterdam Ordinary Shares (Netherlands) 7/1/2013 100 CUSIP Suspended** 
13:19 SOREF KEYreit Trust Units (Canada) 7/1/2013 100 Holders of KEYreit Units were entitled to consideration, at the option of the holder and subject to pro- ration, of: (a) $8.35 in cash for each KEYreit Unit; (b) 1.7041 common shares of Plazacorp for each KEYreit Unit, or (c) any combination thereof, subject to proration and the Maximum Cash Consideration (as defined in the Circular) and Maximum Share Consideration (as defined in the Circular). Holders of KEYreit Units who failed to make an election are deemed to have elected to receive $4.175 in cash and 0.85205 shares of Plazacorp for each KEYreit Unit held. Based on pro-ration, holders of KEYreit Units who elected to receive the cash alternative will receive $6.51 per KEYreit Unit plus 0.375 of a share of Plazacorp Share, holders of KEYreit Units who elected the share alternative will receive 1.7041 of a share of Plazacorp, and holders of KEYreit Units who failed to make an election will receive $3.26 in cash and 1.0396 shares of Plazacorp for each KEYreit Unit held. ** 
OATS REPORTABLE FLAG CHANGES  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:19 CHKDH Chesapeake Energy Corporation 5% (2005B) Convertible Preferred Stock 6/28/2013 100  
REGULATORY TRANSACTION FEE FLAG CHANGES  
Updated Symbol Company Name Old Reg
Fee Flag
Effective Date New Reg
Fee Flag
Comments
13:19 CHKDH Chesapeake Energy Corporation 5% (2005B) Convertible Preferred Stock 6/28/2013  
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:19 7/1/2013 GAEND WTER The Alkaline Water Company Inc. NEW Common Stock  
13:19 7/1/2013 MBCR MBCRQ Mercantile Bancorp, Inc. (Quincey, IL) Common Stock Bankruptcy ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:19 7/1/2013 AQOC Aquino Mlg Inc Common Stock CACT Code 2 Action, Inc. Common Stock ** 
13:19 7/1/2013 ATTD Attitude Drinks Inc NEW Common Stock ATTDD Attitude Drinks Inc NEW Common Stock 1-500 R/S ** 
13:19 7/1/2013 BPIRY Piraeus Bank SA Sponsored ADR (Greece) BPIRD Piraeus Bank SA Sponsored ADR (Greece) 1-40 R/S. ADR holders are required on a mandatory basis to surrender their DRs for cancellation and exchange their a??Olda?? ADRs for a??Newa?? ADRs. DR holders will be charged a cancellation fee of $0.011 per DR surrendered. A ratio change will occur simultaneously with the split; Ratio will change from 2 DRs representing 1 common share to 1 DR representing 2 common shares. ** 
16:48 7/1/2013 CARN Carbon Credits International, Inc. Common Stock SING Singlepoint Inc. Common Stock ** 
13:19 7/1/2013 DTRKD DataTrak International, Inc. NEW Common Stock DTRK DataTrak International, Inc. Common Stock ** 
13:19 7/1/2013 FEIID American Restaurant Holdings, Inc. NEW Common Stock ARHI American Restaurant Holdings, Inc. Common Stock ** 
13:19 7/1/2013 SCVMD Scivanta Medical Corp NEW Common Stock SCVM Scivanta Medical Corp Common Stock ** 
13:19 7/1/2013 UDWK US Dataworks Inc New Common Stock UDWKD US Dataworks Inc New Common Stock 1-100 reverse split followed by 100-1 forward split ** 
 
Notes  
The deletion from NBB for XGTC/XGTC, reported on the Daily List of 06/28/2013, with an Effective Date of 06/28/2013, has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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