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Other-OTC System Changes - 6/28/2002 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | AAALF | Aareal Bank AG AKT (Germany) | 6/28/2002 | | | |
| 08:31 | BPPNZ** | BPP Liquidating Trust w/due bills | 6/28/2002 | | | From NYSE (BPP) |
| 13:30 | ENGGF | Enagas sa (Spain) | 6/28/2002 | | | |
| 13:30 | IFYIF | Infinity Income Trust Units (Canada) | 6/28/2002 | | | |
| 13:30 | IHPPF | International Health Partners Inc (Canada) | 6/28/2002 | | | |
| 13:30 | JNEXF | Junex Inc (Canada) | 6/28/2002 | | | |
| 09:00 | MBNBP | MBNA Capital D 8.125% Pfd | 6/28/2002 | | | |
| 09:00 | SRHAP | Sears Roebuck Acceptance Corporation Notes 7% Pfd due 7/15/2042 | 6/28/2002 | | | |
| 13:30 | ULVRF | Unilever NV 6% Cum Pfd AKT (Netherlands) | 6/28/2002 | | | |
| 13:30 | ABIFF | Ambit Microsystems Corporation Spons Reg S GDR (1:2) | 7/1/2002 | | | |
| 13:30 | ANCT | Alimentation Couche Tard Inc Multiple Voting Shares | 7/1/2002 | | | |
| 13:30 | BVTI | Biovest International Inc | 7/1/2002 | | | |
| 13:30 | CTPPN** | Central Maine Power Company 3.50% Pfd | 7/1/2002 | | | From AMEX (CTP.PR) |
| 13:30 | GOCM | Geocom Resources Inc | 7/1/2002 | | | |
| 13:30 | HNNA | Hennessy Advisors Inc | 7/1/2002 | | | |
| 13:30 | IDXM | Industrialex Manufacturing Corporation | 7/1/2002 | | | |
| 15:30 | MMECF | Merry Electronics Company Ltd (Taiwan) | 7/1/2002 | | | |
| 15:30 | NWOCF | NewOcean Green Energy Holdings | 7/1/2002 | | | |
| 13:30 | PPNT | Peoplenet International Corporation | 7/1/2002 | | | |
| 13:30 | PTNK | Paradise Tan Inc | 7/1/2002 | | | |
| 15:30 | STSXF | STS Semiconductor & Telecommunications Company Ltd (South Korea) | 7/1/2002 | | | |
| 15:30 | ZAPLV | ZAP New Wt C 2004 W/I | 7/1/2002 | | | |
| 15:30 | ZAPMV | ZAP New Wt D 2005 W/I | 7/1/2002 | | | |
| 15:30 | ZAPWV | ZAP New Wt B 2003 W/I | 7/1/2002 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:31 | AABT | Asian American Bank & Trust Company Cl A (Boston, MA) | 6/28/2002 | | Listed OTCBB (AABT) |
| 08:31 | AWRU | Applewood's Restaurants Inc | 6/28/2002 | | Listed OTCBB (AWRU) |
| 08:31 | SPNW** | Superior Networks Inc | 6/28/2002 | | Listed OTCBB (SPNW) |
| 13:30 | AMTCU** | Ameritrans Capital Corporation Units | 7/1/2002 | | Security No Longer Exists |
| 13:30 | ATBCW | Atlantic Bancgroup Inc Wt 6/30/2002 | 7/1/2002 | | Expired Security |
| 13:30 | DROWF | Durban Roodepoort Deep Ltd Wt 6/30/2002 | 7/1/2002 | | Expired Security |
| 13:30 | FYMR | Family Restaurants Inc | 7/1/2002 | | Reorganization (eff 10/30/1998) |
| 13:30 | HUDWF** | Hudson Holdings Ltd Wt 6/29/2002 | 7/1/2002 | | Expired Security |
| 08:31 | IFNYZ** | Infinity Inc Cl B Wts 6/30/2002 | 7/1/2002 | | Expired Security |
| 08:31 | JAZZY** | Jazztel plc Spons ADR | 7/1/2002 | | ADR Program Terminated |
| 13:30 | MDBT | Minden Bank & Trust Company | 7/1/2002 | | Security No Longer Exists |
| 13:30 | NGHWF** | Net Insight AB Wt 6/30/2002 | 7/1/2002 | | Expired Security |
| 13:30 | ORAEW** | Ora Electronics Inc Wt A | 7/1/2002 | | Expired Security |
| 13:30 | ORAEZ** | Ora Electronics Inc Wt B | 7/1/2002 | | Expired Security |
| 13:30 | SCEDL** | Southern California Edison Company 6.45% Pfd | 7/1/2002 | | Redemption ($100/sh + $1.6125 in accrued dividends eff 6/30/2002) |
| 15:30 | SPAL** | Spantel Communications Inc (FL) | 7/1/2002 | | Listed OTCBB (SPAL) |
| 15:30 | SSPD** | Surgical Safety Products Inc | 7/1/2002 | | Listed OTCBB (SSPD) |
| 13:30 | TTXGW** | TransTexas Gas Corporation Wt 6/30/2002 | 7/1/2002 | | Expired Security |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:30 | 7/1/2002 | ACMG** | American Consolidated Mining Company | ACMI | American Consolidated Management Group Inc (1-100 R/S) | |
| 13:30 | 7/1/2002 | APRE** | Advanced Precision Technology Inc | EXCT | Exact Identification Corporation | |
| 13:30 | 7/1/2002 | EMNO** | Emission Controls Corporation | EMNC | Emission Controls Corporation (4-1 F/S) | |
| 13:30 | 7/1/2002 | IWVEF** | iWave.com Inc | IWXVF | iWave Information Services Inc (1-3 R/S) | |
Portal System Changes 6/28/2002 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:30 | LEBFW** | Lehman Brothers Holdings Inc 144A Ten Uncommon Value Wt 6/28/2002 | 7/1/2002 | | Expired Security |
| 13:30 | LEHKW** | Lehman Brothers Holdings Inc 144A Uncommon Value Wt 6/28/2002 | 7/1/2002 | | Expired Security |
| 13:30 | LEHSW** | Lehman Brothers Holdings Inc 144A Outperformance Wt 6/28/2002 | 7/1/2002 | | Expired Security |
Private Placement Security Changes 6/28/2002 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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