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Other-OTC System Changes - 6/20/2008 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:24 | AGLNY | AGL Energy Ltd Unsponsored ADR (Australia) | 6/23/2008 | Y | 100 | |
| 13:24 | BRER | Bresler & Reiner, Inc. Common Stock | 6/23/2008 | Y | 100 | From BB (BRER)** |
| 13:24 | CITAY | China Shipping Container Lines Co Ltd Unsponsored ADR (China) | 6/23/2008 | Y | 100 | |
| 13:24 | STKP | Steakhouse Partners, Inc. Common Stock | 6/23/2008 | Y | 100 | From BB (STKPE)** |
| 13:24 | TMOAY | Tomtom NV Unsponsored ADR (Netherlands) | 6/23/2008 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:24 | CDCI | Cardinal Communications, Inc. Common Stock | 6/23/2008 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:24 | ESHPF | Essar Shipping Ltd Shares Dematerialised (India) | 6/23/2008 | 100 | Inactive Security ** |
| 13:24 | RYLBF | Royal Bank of Scotland Plc Shs Issue 08 NIL Paid (United Kingdom) | 6/23/2008 | 100 | Inactive security ** |
| 13:19 | SRLS | SeraCare Life Sciences Inc Common Stock | 6/23/2008 | 100 | Listed on NCM (SRLS)** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:24 | 6/23/2008 | SHSN | SHSNQ | Shearson Financial Networks, Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:22 | 6/23/2008 | TLKWF | Telkwa Gold Corp Ordinary Shares | HBEIF | Honey Badger Exploration Inc Ordinary Shares | ** |
| 13:24 | 6/23/2008 | UFSI | Ukraine Financial Services Inc Common Stock | NLIR | National Investment Corp Real Estate Holdings Common Stock | ** |
Portal System Changes 6/20/2008 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 18:01 | JPOPL | J P Morgan Intl Derivatives Ltd Exercise Price Opt Wt 144A 06/11/2013 (Luxembourg) | 6/23/2008 | N | 100 | |
| 13:35 | LBNGY | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Northgate Technologies Ltd 06/21/2031 (Luxembourg) | 6/23/2008 | N | 100 | |
| 13:35 | LEAPL | Leap Wireless International, Inc. Common 144A | 6/23/2008 | N | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:35 | CBTAW | Corporate Backed Trust Certs 144A 2003-10 CNA Call Warrant A-1 3C7 06/20/08 | 6/23/2008 | 100 | Expired Security ** |
| 13:35 | CBTRW | Corporate Backed Trust Certs 144A 2003-10 CNA Call Warrant A-2 3C7 06/20/08 | 6/23/2008 | 100 | Expired Security ** |
| 13:35 | LLMNL | Lehman Bros Hldgs Inc 12.250% YEELDS lkd to Com Stk Legg Mason Inc 144A 06/21/2008 | 6/23/2008 | 100 | Expired Security |
| 13:35 | MSAPL | MORGAN STANLEY 10.450% PERQS Mandatorily Exchangeable for Applied Matls Inc Com 06/20/2008 | 6/23/2008 | 100 | Expired Security |
Private Placement Security Changes 6/20/2008 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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