September 16, 2014
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OTCBB and Other-OTC System Changes - 6/20/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:24 AGLNY AGL Energy Ltd Unsponsored ADR (Australia) 6/23/2008 100  
13:24 BRER Bresler & Reiner, Inc. Common Stock 6/23/2008 100 From BB (BRER)** 
13:24 CITAY China Shipping Container Lines Co Ltd Unsponsored ADR (China) 6/23/2008 100  


Portal System Changes 6/20/2008 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
18:01 JPOPL J P Morgan Intl Derivatives Ltd Exercise Price Opt Wt 144A 06/11/2013 (Luxembourg) 6/23/2008 100  
13:35 LBNGY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Northgate Technologies Ltd 06/21/2031 (Luxembourg) 6/23/2008 100  
13:35 LEAPL Leap Wireless International, Inc. Common 144A 6/23/2008 100  
13:24 STKP Steakhouse Partners, Inc. Common Stock 6/23/2008 100 From BB (STKPE)** 
13:24 TMOAY Tomtom NV Unsponsored ADR (Netherlands) 6/23/2008 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:23 BRER Bresler & Reiner, Inc. Common Stock 6/23/2008 100 Form 15; Terminated Registration under the 34 ACT; Added to the Other-OTC (BRER) ** 
13:35 CBTAW Corporate Backed Trust Certs 144A 2003-10 CNA Call Warrant A-1 3C7 06/20/08 6/23/2008 100 Expired Security ** 
13:35 CBTRW Corporate Backed Trust Certs 144A 2003-10 CNA Call Warrant A-2 3C7 06/20/08 6/23/2008 100 Expired Security ** 
13:24 CDCI Cardinal Communications, Inc. Common Stock 6/23/2008 100 12(j) Registration Revoked by SEC ** 
13:24 ESHPF Essar Shipping Ltd Shares Dematerialised (India) 6/23/2008 100 Inactive Security ** 
13:35 LLMNL Lehman Bros Hldgs Inc 12.250% YEELDS lkd to Com Stk Legg Mason Inc 144A 06/21/2008 6/23/2008 100 Expired Security 
13:35 MSAPL MORGAN STANLEY 10.450% PERQS Mandatorily Exchangeable for Applied Matls Inc Com 06/20/2008 6/23/2008 100 Expired Security 
13:24 RYLBF Royal Bank of Scotland Plc Shs Issue 08 NIL Paid (United Kingdom) 6/23/2008 100 Inactive security ** 
13:19 SRLS SeraCare Life Sciences Inc Common Stock 6/23/2008 100 Listed on NCM (SRLS)** 
13:23 STKPE Steakhouse Partners, Inc. Common Stock 6/23/2008 100 Failure to Comply with NASD 6530; Added to Other OTC (STKP)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:23 6/23/2008 AMUGE AMUG American United Gold Corporation Common Stock ** 
13:23 6/23/2008 AWIRE AWIR Aces Wired Inc Common Stock Symbol Change ** 
13:24 6/23/2008 SHSN SHSNQ Shearson Financial Networks, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:22 6/23/2008 TLKWF Telkwa Gold Corp Ordinary Shares HBEIF Honey Badger Exploration Inc Ordinary Shares ** 
13:24 6/23/2008 UFSI Ukraine Financial Services Inc Common Stock NLIR National Investment Corp Real Estate Holdings Common Stock ** 


Private Placement Security Changes 6/20/2008 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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