November 1, 2014
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OTCBB and Other-OTC System Changes - 6/13/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:15 CHBBP Commerce Bancshares, Inc. Deposistory Shares Representing Perp Pfd Ser B % 6/16/2014 100 ** 
12:56 CURRF Curro Holdings Limited, Durbanville Shs Issue 14 Nil Paid (South Africa) 6/16/2014 100 Reinstated; Cusip Change** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:56 ALFI Ally Financial Inc. 7% Perp Pfd Shs Series G - Reg S 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 BACYL Bank of America Corporation Depositary Shares Representing 1/25th Fixed to Floating (Non Cumulative Preferred Series M) 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 BBVZF BBVA International Preferred SA Unipersonal Guaranteed Preferred Securities (Spain) 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 BCBAY Barclays Bank Plc ADR Series 1 Repstg Preferred Shares Series 1 (United Kingdom) 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 BCXQL Bank of America Corporation Depositary Share representing 1/25th Preferred Series U 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 BKNML Bank Of New York Mellon Corporation (The) Depositary Shares representing 1/100th Preferred Stock Series D 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 CBKAP Cobank ACB Perp Preferred CL E Fixed to FLTG 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 CNTQP CenterPoint Properties Trust Flexible Preferred Series D 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
16:15 CONFP Capital One Financial Corp Depository Shares Representing 1/40th Int Perp Pfd Ser C% 6/16/2014 100 Listed on NYSE (COF$C) 
12:56 CPDJP Ca pfd Fdg Tr Noncum Tr Pfd Secs Without Fxd Mty 2003 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 


Portal System Changes 6/13/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 6/13/2014 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:56 CRFDZ Centaur Funding Corp. PREF SHS SER B 9.08% 144A (Cayman Islands) 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 CYGXL Citigroup Inc. Depositary Shares representing 1/25th Preferred Series D 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 DMRRP Dayton & Michigan Railway Company Preferred Stock 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 FCBTP Farm Credit Bank of Texas Perp Non Cumulative Sub Ser 1 Pfd 10% Cl B 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 FCCTO First Community Corporation (TN) Preferred Series B 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 FCCTP First Community Corporation (TN) Preferred Series A 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 FONRP Fonar Corporation Non Voting Class A Preferred Stock 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 FTBXL Fifth Third Bancorp Depositary Share representing 1/25th Preferred Series H 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23 ** 
12:56 GEAPO General Electric Capital Corporation Perpetual Preferred Series C 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 GEAPP General Electric Capital Corporation Perpetual Preferred Stock Series B Fixed to Floating Rate 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 GMSPZ Ally Financial, Inc. Perp Pfd Ser G 7% 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 HMTAP HomeTown Bankshares Corporation Non cumulative Perpetual Preferred 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23 ** 
12:56 JFTTL J P Morgan Chase & Co Depositary Shares Representing 1/10th Preferred Series I 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23 ** 
12:56 JPJQL JP Morgan Chase & Co Depositary Shares Representing 1/10th Preferred Series S Fixed to Floating 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 JPMQL J P Morgan Chase & Co Depositary Shares Representing 1/10th interest fixed to floating preferred series U 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 JPPML JP Morgan Chase Bank NA London Branch Dep Shs Repstg 1/10th Pfd Ser R 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23 
12:56 JPYYL JP Morgan Chase & Co Depositary Shares Representing 1/10th Preferred Series Q 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 KMRFZ Kinder Morgan Cum Pfd Ser A 144A 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 LLYBZ Lloyds Banking Group Plc ADR Repstg Pref Ser A 144A (United Kingdom) 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 LLYDZ Lloyds Banking Group Plc ADR Repstg Pref Shs 144A (United Kingdom) 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 LLYKY Lloyds Banking Group PLC Sponsored ADR Representing Preferenced Shares Fixed to Floating Reg S (United Kingdom) 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 LLYKZ Lloyds Banking Group Plc ADR Repstg Pref Shs Fxd Fltg 144A (United Kingdom) 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 LLYZF Lloyds Banking Group Plc Preferenced Shares American Depositary receipt Representing Preferenced 100 Shares Reg (-S Fixed to Floating) (United Kingdom) 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 LYGZY Lloyds Banking Group PLC ADR Representing Preferenced Shares Reg S 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 MTBPP M&T Bank Corporation Perpetual Preferred Series E Fixed to Floating 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 PBOWO Pitney Bowes International Holdings Inc Preferred Series F 144a 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 PNCXL PNC Financial Services Group, Inc. (The) Depositary Shares Representing 1/100th Perpetual Preferred Series O 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 PNCYL PNC Financial Services Group, Inc. (The) Depositary Shares Representing 1/100th Perpetual Preferred Series R Fixed to Floating 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 PSNNP Professional Services Network Corp Preferred Stock 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 RBSLY Royal Bk Scotland 8.50 Pfd American Depositary Shares 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23 
12:56 RLSPY Royal Bank Scotland Group Plc Sponsored ADR Ser U Repstg Pref U Shs (United Kingdom) 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 SBSAO Spanish Broadcasting System, Inc. Series B Preferred Stock 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 SCSGP SouthCrest Financial Group, Inc. Preferred 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 TYABF Turkiye IS Bankasi AS C Shrs Spons Reg S GDR (Turkey) 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 WFCNO Wells Fargo & Company Perp Pfd Cl A Ser K Fixed/Fltg 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 XCSTP Xcelarator Studios Inc Preferred Stock 6/16/2014 100 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 ZIONO Zions Bancorporation Perpetual Preferred Series J Fixed/Fltg 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
12:56 ZIONP Zions Bancorporation Perpetual Preferred Series I 6/16/2014 Security moved to TRACE. Refer to FINRA Regulatory Notice 14-23** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:56 6/16/2014 PBEGD PBEGF Touchstone Exploration Inc. Ordinary Shares ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:56 6/16/2014 AMSLF Flyht Aerospace Solutions, Inc. Ordinary Shares (Canada) AMSLF Flyht Aerospace Solutions Ltd. Ordinary Shares (Canada) ** 
12:56 6/16/2014 CICC China Internet Cafe Holdings Group, Inc. Common Stock CICCD China Internet Cafe Holdings Group, Inc. (NEW) Common Stock 1-5 R/S ** 
12:56 6/16/2014 CLRB Cellectar Biosciences, Inc. Common Stock CLRBD Cellectar Biosciences, Inc. NEW Common Stock 1-20 R/S ** 
12:56 6/16/2014 FNREF Finore Mining, Inc. Ordinary Shares (Canada) FNRED Finore Mining, Inc. Ordinary Shares (Canada) 1-10 R/S** 
16:15 6/16/2014 FRVZ Forever Zen Ltd. Common NDMT NOWNEWS DIGITAL MEDIA TECHNOLOGY CO LTD Common Stock ** 
12:56 6/16/2014 IPRU Innovative Product Opportunities, Inc Common Stock IPRUD Innovative Product Opportunities, Inc NEW Common Stock 1-1,000 R/S ** 
12:56 6/16/2014 MOKOY MOKO Social Media Ltd. Sponsored American Depository Receipt (Australia) MOKOD MOKO Social Media Ltd. Sponsored American Depository Receipt (Australia) +1-2 R/S concurrent with a Ratio Change. Hodlers are required on a mandatory basis to surrender thier Old DSs for cancellation at a rate of two (2) Old DSs for one (1) New DS. Ratio Change from 1 DS representing 20 Ord Shares to 1 DS representing 40 Ord Shares. ** 
16:15 6/16/2014 VRDSF Viridis Energy Inc. Ordinary Shares (Canada) VRDSD Viridis Energy Inc. New Ordinary Shares (Canada) 1-10 R/S ** 
12:56 6/16/2014 WDAS World Assurance Group, Inc. Common Stock WDASD World Assurance Group, Inc. NEW Common Stock 1-50 R/S** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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