October 21, 2014
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OTCBB and Other-OTC System Changes - 6/11/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:54 BBNSF Business Brain Showa-Ota, Inc. Ordinary Shares (Japan) 6/12/2014 100 ** 
12:54 BEINF Being Co., Ltd. Tsu 6/12/2014 100 Reinstated 
12:54 CUUWF Cheng Shin Rubber Industry Co., Ltd. Ordinary Shares (Taiwan) 6/12/2014 100 Reinstated 
12:54 HMCYF Himacs Ltd Yokohama Ordinary Shares (Japan) 6/12/2014 100 Reinstated** 
12:54 HMKTF Highmark Marketing Corp. Ordinary Shares (Canada) 6/12/2014 100 ** 
16:46 LRPSP Legacy Reserves LP Perp Pfd Unit Fixed to Fltg 6/12/2014 100 ** 
12:54 NMGRF Nouveau Monde Mng Enterprises, Inc. Ordinary Shares (Canada) 6/12/2014 100 ** 
12:54 PDGNF Pendragon PLC Ordinary Shares (United Kingdom) 6/12/2014 100 Reinstated** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:00 DGHG Diversified Global Holdings Group, Inc. Common Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 FITI FutureIT, Inc. Common shares 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 HDRX Hendrx Corp. Common Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 MTIZ Aclor International, Inc. Common Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 SSEY Southern Star Energy Inc. Common Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 VBDG Vertical Branding, Inc. Common Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRJ W Holding Company Incorporated 2004 Series H Non-Cumulative Preferred Sock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRK W Holding Company Incorporated 2003 Series G Non-Cumulative Preferred Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRL W Holding Company Incorporated Series E Preferred Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRM W Holding Company Incorporated 7.40% Noncumulative Monthly Income Preferred Stock, 2001 Series D 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRN W Holding Company Incorporated 2001 Series C 7.60% Non-Cumulative Monthly Income Preferred Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRO W Holding Company Incorporated 7.25% 1999 Series B Noncumulative Monthly Income Preferred Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRP W Holding Company Incorporated 7.125% 1998 Series A Preferred Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WBPRZ W Holding Company Incorporated Series F Preferred Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WHCI W Holding Company Incorporated New Common Stock ($1.00 Par Value) 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 WUFG WHY USA Financial Group, Inc. Common Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
09:00 XNEZ XNE, Inc. Common Stock 6/11/2014 100 12(j) Registration Revoked by SEC ** 
12:54 AAGLF Aurora Oil & Gas Ltd Ordinary Shares (Australia) 6/12/2014 100 This action results from the scheduled completion by Baytex Energy Corp of the acquisition of Aurora Oil & Gas Company Limited (the ?Acquisition?) on June 11, 2014, (Perth time) in Perth, Australia. 
13:48 ACTAF Acta Spa Ordinary shares (Germany) 6/12/2014 100 Inactive Issue ** 
12:54 BTEXF Baytex Energy Corp Subscription Receipts (Canada) 6/12/2014 100 This action results from the scheduled completion by Baytex Energy Corp of the acquisition of Aurora Oil & Gas Company Limited (the ?Acquisition?) on June 11, 2014, (Perth time) in Perth, Australia. Each Subscription Receipt entitles the holder to receive, without payment of additional consideration, one common share of the Company (?Common Share?) plus an amount per Common Share equal to the amount per Common Share of any cash dividends declared by the Company on the Common Shares to holders of record on a date during the period from and including February 24, 2014, up to, but not including June 11, 2014 (the ?Dividend Equivalent Payment?), net of any applicable withholding taxes for each Subscription Receipt held, upon the closing of the Acquisition** 
16:25 NAOLF Nordic Amern Offshore Ltd Ordinary Shares Reg S (Marshall Islands) 6/12/2014 100 Listed on NYSE (NAO) 
12:54 OXLPP Oxford Lane Capital Corp. Liquidation Pref 6/12/2014 100 Listed on NGS (OXLCN)** 
17:16 SFNS Summit Financial Services Group, Inc. Common Stock 6/12/2014 100 Merged with Dolphin Acquisition, LLC, a subsidiary of RCS Capital Corporation (RCAP). Reference the merger agreement for the shareholder consideration. ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:54 6/12/2014 BCDMD BCDMF Delrand Resources Limited Common Shares (Canada) ** 
12:54 6/12/2014 CWXZD CWXZF CanWel Building Materials Group Ltd Ordinary Shares (Canada) ** 
12:54 6/12/2014 MMRSD BMTNF Battle Mountain Gold Inc. Ordinary Shares (Canada) ** 
12:54 6/12/2014 NEBUD NEBUF Nebu Res Inc Ordinary Shares (Canada)  
12:54 6/12/2014 SHNZY INTHY Intouch Holdings Public Company Ltd. American Depositary Shares ** 
12:54 6/12/2014 TWIRD TWIRF Tree Island Steel Ltd. Ordinary Shares (Canada) ** 
12:54 6/12/2014 VGMTD VGMTF Minera Alamos, Inc. Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:54 6/12/2014 ADMC Americas Diamond Corp. Common MWOG Midwest Oil and Gas, Inc. Common ** 
12:54 6/12/2014 OROE Oro East Mining Inc Common Stock OROED Oro East Mining Inc (NEW) Common Stock 20-1 F/S payable upon surrender of old certificates ** 
12:54 6/12/2014 SDSP Speedsport Branding, Inc. Common SDSPD CannLabs Inc. (NEW) Common 7-1 F/S payable upon surrender of old certificates ** 
12:54 6/12/2014 SPGZD Spectrum Group International Inc. (NEW) Common Stock SPGZ Spectrum Group International Inc. Common Stock ** 


Portal System Changes 6/11/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 6/11/2014 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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