April 16, 2014
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OTCBB System Changes - 6/5/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 AILLM Ameren Illinois Company 4.92% Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 ANTB AntriaBio, Inc.Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 APRDM Alabama Power Company 4.92 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 APRDN Alabama Power Company 4.20 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 APRDO Alabama Power Company 4.64 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CNLPL Connecticut Light & Power Company $3.24 Series G Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CNPWP Connecticut Light & Power Company $2.04 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EGRKH Entergy Arkansas, Inc. $4.56 (1965 Series) Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EGYKP Entergy Arkansas, Inc. $6.08 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EYNON Entergy New Orleans, Inc. $5.56 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EYNOO Entergy New Orleans, Inc. $4.75 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EYNOP Entergy New Orleans, Inc. $4.36 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 SFEG Santa Fe Gold Corporation Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 SRBL Great American Energy, Inc. Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 UEPCN Union Electric Company $4.75 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 VELPM Virginia Electric & Power Company $4.80 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WELPP Wisconsin Electric Power Company Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WGLCO Washington Gas Light Company4.80% Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WIPSO Wisconsin Public Service Corporation 5.00% Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 YIDI Your Internet Defender Inc Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:23 GVGDF Grandview Gold Inc. Ordinary Shares (Canada) 6/6/2013 100 Form 15; Terminated Registration under the 34 Act (GVGDF) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:23 6/6/2013 CATSD Catasys Inc. NEW Common Stock CATS Catasys Inc. Common Stock ** 
 
Notes  
Refer to and earlier version of today's Daily List; The pending listing of Vuzix Corporation Common Stock (VUZI) on NASDAQ has been postponed. VUZI will remain on the OTCBB.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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