October 24, 2014
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OTCBB and Other-OTC System Changes - 6/5/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 AILLM Ameren Illinois Company 4.92% Preferred Stock 6/5/2013 100 From BB (AILLM) 
07:55 ANTB AntriaBio, Inc.Common Stock 6/5/2013 100 From BB (ANTB) 
07:55 APRDM Alabama Power Company 4.92 Preferred Stock 6/5/2013 100 From BB (APRDM) 
07:55 APRDN Alabama Power Company 4.20 Preferred Stock 6/5/2013 100 From BB (APRDN) 
07:55 APRDO Alabama Power Company 4.64 Preferred Stock 6/5/2013 100 From BB (APRDO) 
07:55 CNLPL Connecticut Light & Power Company $3.24 Series G Preferred Stock 6/5/2013 100 From BB (CNLPL) 
07:55 CNPWP Connecticut Light & Power Company $2.04 Preferred Stock 6/5/2013 100 From BB (CNPWP) 
07:55 EGRKH Entergy Arkansas, Inc. $4.56 (1965 Series) Preferred Stock 6/5/2013 100 From BB (EGRKH) 
07:55 EGYKP Entergy Arkansas, Inc. $6.08 Preferred Stock 6/5/2013 100 From BB (EGYKP) 
07:55 EYNON Entergy New Orleans, Inc. $5.56 Preferred Stock 6/5/2013 100 From BB (EYNON) 
07:55 EYNOO Entergy New Orleans, Inc. $4.75 Preferred Stock 6/5/2013 100 From BB (EYNOO) 
07:55 EYNOP Entergy New Orleans, Inc. $4.36 Preferred Stock 6/5/2013 100 From BB (EYNOP) 
07:55 SFEG Santa Fe Gold Corporation Common Stock 6/5/2013 100 From BB (SFEG) 
07:55 SRBL Great American Energy, Inc. Common Stock 6/5/2013 100 From BB (SRBL) 
07:55 UEPCN Union Electric Company $4.75 Preferred Stock 6/5/2013 100 From BB (UEPCN) 
07:55 VELPM Virginia Electric & Power Company $4.80 Preferred Stock 6/5/2013 100 From BB (VELPM) 
07:55 WELPP Wisconsin Electric Power Company Preferred Stock 6/5/2013 100 From BB (WELPP) 
07:55 WGLCO Washington Gas Light Company4.80% Preferred Stock 6/5/2013 100 From BB (WGLCO) 
07:55 WIPSO Wisconsin Public Service Corporation 5.00% Preferred Stock 6/5/2013 100 From BB (WIPSO) 
07:55 YIDI Your Internet Defender Inc Common Stock 6/5/2013 100 From BB (YIDI) 
13:23 AFFY Affymax, Inc. Common Stock 6/6/2013 100 From Q (AFFY) 
17:05 ALTHF Alinta Hldgs Ordinary Shares (Cayman Islands) 6/6/2013 100 ** 
17:05 BRDQF Bradespar SA Ordinary Preferred Shares (Brazil) 6/6/2013 100 ** 
13:23 CCCTY CCC S A American Depositary Share (Unsponsored) (Poland) 6/6/2013 100 ** 
13:23 FEEXY Ferrexpo plc, London American Depositary Share (Unsponsored) (United Kingdom) 6/6/2013 100 ** 
13:23 GVGDF Grandview Gold Inc. Ordinary Shares (Canada) 6/6/2013 100 From BB (GVGDF) 
17:05 JDQTF Jasdaq-Top20 ETF, Tokyo UNITS 2010 -without fixed maturity (Japan) 6/6/2013 100 ** 
17:05 LVMRF Livermore Investments Group Ltd, Road Town Ordinary Share (British Virgin Islands) 6/6/2013 100 ** 
17:05 MZTSY John Menzies PLC American Depositary Share (Unsponsored) (United Kingdom) 6/6/2013 100 ** 
13:23 TVETF Traverse Energy Limited Ordinary Shares (Canada) 6/6/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 AILLM Ameren Illinois Company 4.92% Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 ANTB AntriaBio, Inc.Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 APRDM Alabama Power Company 4.92 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 APRDN Alabama Power Company 4.20 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 APRDO Alabama Power Company 4.64 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CNLPL Connecticut Light & Power Company $3.24 Series G Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CNPWP Connecticut Light & Power Company $2.04 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EGRKH Entergy Arkansas, Inc. $4.56 (1965 Series) Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EGYKP Entergy Arkansas, Inc. $6.08 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EYNON Entergy New Orleans, Inc. $5.56 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EYNOO Entergy New Orleans, Inc. $4.75 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EYNOP Entergy New Orleans, Inc. $4.36 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
08:58 GFMIF Griffin Mining Ltd Ordinary Shares (Bermuda) 6/5/2013 100 12(j) Registration Revoked by SEC ** 
07:55 SFEG Santa Fe Gold Corporation Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 SRBL Great American Energy, Inc. Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 UEPCN Union Electric Company $4.75 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 VELPM Virginia Electric & Power Company $4.80 Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WELPP Wisconsin Electric Power Company Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WGLCO Washington Gas Light Company4.80% Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WIPSO Wisconsin Public Service Corporation 5.00% Preferred Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 YIDI Your Internet Defender Inc Common Stock 6/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
08:58 AQRLF Australasia Gold Ltd. Ordinary Shares (Australia) 6/6/2013 100 Inactive Issue ** 
08:58 BGLPF B2Gold Corp Common shares (Canada) 6/6/2013 100 Listed on NYSE MKT LLC (BTG) 
08:58 BLOUF Bull Sa Louveciennes Shares New Prov de Regroupement (France) 6/6/2013 100 Inactive Issue ** 
17:05 CEDCQ Central European Distribution Corporation Common Stock 6/6/2013 100 Plan of Bankruptcy effective. All shares cancelled. ** 
08:58 GSRCF Aleator Energy Ltd. Ordinary Shares (Australia) 6/6/2013 100 Inactive Issue ** 
13:23 GVGDF Grandview Gold Inc. Ordinary Shares (Canada) 6/6/2013 100 Form 15; Terminated Registration under the 34 Act (GVGDF) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:23 6/6/2013 CATSD Catasys Inc. NEW Common Stock CATS Catasys Inc. Common Stock ** 
13:23 6/6/2013 GLTVD Greenlite Ventures Inc. NEW Common Stock GRNL Greenlite Ventures Inc. Common Stock ** 
17:05 6/6/2013 IALS Dukeshire Ventures Inc. Common Stock IALS InterActive Leisure Systems, Inc. Common Stock ** 
13:23 6/6/2013 LTOMF Lottomatica S P A Roma Ordinary Shares (Italy) LTOMF Gtech SPA Ordinary Shares (Italy) ** 
13:23 6/6/2013 PLLRF Pirelli & C. Real Estate Spa AZ (Italy) PLLRF Prelios SPA Az Pos Raggruppamento (Italy) ** 
13:23 6/6/2013 TTNC Tecton Corp (NV) Common Stock TTNCD Tecton Corp (NV) NEW Common Stock 1-40 R/S ** 
17:05 6/6/2013 YWRLF YellowJacket Res Ltd Common Shares (Canada) YWRLF Athabasca Nuclear Corp. Common Shares (Canada) ** 


Portal System Changes 6/5/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 6/5/2013 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
Refer to and earlier version of today's Daily List; The pending listing of Vuzix Corporation Common Stock (VUZI) on NASDAQ has been postponed. VUZI will remain on the OTCBB.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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