|
Other-OTC System Changes - 6/5/2009 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:05 | SDIR | Superdirectories Inc. Common Stock | 6/5/2009 | Y | 100 | From BB (SDIR)** |
| 16:04 | CHWM | China Wi-Max Communications Inc, Common Stock | 6/8/2009 | Y | 100 | |
| 14:59 | EARR | Eaglecrest Resources, Inc. Common Stock | 6/8/2009 | Y | 100 | From BB (EARRE)** |
| 14:59 | GBOOY | Grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (Mexico) | 6/8/2009 | Y | 100 | ** |
| 16:51 | IRVDY | Iberdrola Renovables SA, Sponsored ADR (Spain) | 6/8/2009 | Y | 100 | Security IRVSY Converted to a Sponsored ADR Program; New Symbol (IRVDY)** |
| 14:59 | KTCH | Kitcher Resources, Inc. Common Stock | 6/8/2009 | Y | 100 | From BB (KTCHE)** |
| 16:04 | SANZF | Santos Resource Corporation COMMON STOCK | 6/8/2009 | Y | 100 | |
| 16:04 | SOLVF | Solverdi Worldwide Ltd Ordinary Shaes (Austrailia) | 6/8/2009 | Y | 100 | |
| 13:03 | SPOR | Sport-Haley, Inc. Common Stock | 6/8/2009 | Y | 100 | From S (SPOR)** |
| 14:59 | ZKBGF | ZKB Gold Corporate (Switzerland) | 6/8/2009 | Y | 100 | |
| 14:59 | ZKBPF | ZKB Palladium Corporate (Switzerland) | 6/8/2009 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 14:59 | SQMCY | Sociedad Quimica y Minera S.A. Common Stock | 6/5/2009 | 1 | ADR Program Terminated ** |
| 16:04 | CCAB | Community Capital Bank (NY) Common Stock | 6/8/2009 | 100 | Acquisition/Merger |
| 14:59 | ESSFP | Essex Property Trust, Inc. 7.8125% Series F Cumulative Redeemable Preferred Stock | 6/8/2009 | 100 | Inactive Security** |
| 14:59 | GODR | Goderich Elevators Ltd Common Stock | 6/8/2009 | 100 | Inactive Security** |
| 14:59 | LIQU | Liquid Financial Engines, Inc. Common Stock | 6/8/2009 | 100 | Added to OTCBB (LIQU) ** |
| 14:59 | PEGEN | Public Service Electric & Gas Company 6.92% Preferred Stock | 6/8/2009 | 100 | Inactive Security |
| 14:59 | SDIR | Superdirectories Inc. Common Stock | 6/8/2009 | 100 | Added to OTCBB (SDIR) ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 14:59 | 6/8/2009 | AGGRF | AG Growth Income Fd New Tr Unit (Canada) | AGGZF | AG Growth International Inc. Common Shares (Canada) | ** |
| 14:59 | 6/8/2009 | AMGHF | Absolute Capital Management Holdings Limited Ordinary Shares (Cayman Islands) | ACMZF | ACMH Ltd. Ordinary Shares (Cayman Islands) | ** |
| 14:59 | 6/8/2009 | AVRCF | Avion Resources Corp. Ordinary Shares (Canada) | AVGCF | Avion Gold Corp. Ordinary Shares (Canada) | ** |
Portal System Changes 6/5/2009 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 16:00 | CLWGL | Callaway Golf Company Pfd Ser B 144A | 6/8/2009 | 100 | Refer to daily list of 6/2: Symbol erroneously added. |
| 14:59 | MFTLL | Morgan Stanley B V Delta Ctf Lkd Performance 144A France Telecom SA 06/05/2009 (Netherlands) | 6/8/2009 | 100 | Expired Security |
Private Placement Security Changes 6/5/2009 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|