April 19, 2014
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Other-OTC System Changes - 5/21/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:10 CHRHF Chernogorneft JSC Ordinary Shares (Russia) 5/22/2013 100 Reinstatement ** 
13:10 ETFBF ETF Commodity Securities Ltd, St Helier Individual Commodity Securities 2006 - Without Fixed Maturity (Jersey) 5/22/2013 100 Reinstatement ** 
13:10 VGRDF Vanguarda Agro SA Shs (Brazil) 5/22/2013 100 ** 
13:10 VSVLF VisualVault Corp. Com (Canada) 5/22/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:18 AEATF AEA Technology Group PLC, St. Helier Ordinary Shares (Jersey) 5/22/2013 100 Inactive Issue ** 
13:10 BNSTF Banesto S A Reg (Rank For Div) Ordinary Shares 5/22/2013 100 CUSIP Suspended ** 
16:18 CPOIF Caspian Oil & Gas Ltd Ordinary Shares (Australia) 5/22/2013 100 Inactive Issue ** 
16:18 CRILF Clarion Co Ltd Ordinary Shares 5/22/2013 100 Inactive Issue ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:10 5/22/2013 CRZBD CRZBY Commerzbank Junge Shs American Depositary Shares ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:10 5/22/2013 SSPCD The SpendSmart Payments Company. NEW Common Stock SSPC The SpendSmart Payments Company Common Stock ** 
13:10 5/22/2013 UVPMF Univanich Palm Oil Public Company Limited Shs Foreign Registered (Thailand) UVPMF Univanich Palm Oil Public Company Limited Shs Foreign Registered (Thailand) CUSIP Change** 


Portal System Changes 5/21/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/21/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:10 JPMRZ JPMorgan Chase Bank N A London Branch Taiwanese Low Exercise Price Wt Hermes Microvision Inc (144A 3C7) 5/22/2013 100 ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:18 5/22/2013 OFGIZ Oriental Financial Group, Inc. Perp Pfd Conv Ser C% 144A OFGIZ OFG Bancorp Perp Pfd Conv Ser C% 144A ** 

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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