April 20, 2014
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OTCBB and Other-OTC System Changes - 5/21/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 NVLT Novelos Therapeutics, Inc. Common Stock 5/21/2012 100 From BB (NVLT) 
07:55 XTLS Xstelos Holdings Inc Common Stock 5/21/2012 100 From BB (XTLS) 
16:18 AFFW Affinity Mediaworks Corp. Common Stock 5/22/2012 100 From NBB (AFFW) 
16:18 CPNCF Copeinca ASA Ordinary Shares (Norway) 5/22/2012 100 ** 
13:29 GSTP Gold Standard Mining Corp, Common Stock 5/22/2012 100 From BB (GSTPE) 


Portal System Changes 5/21/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/21/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:29 JPAQZ JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (PHA LAI THERMAL PWR JSC) (Expires 01/13/2015) (United States) 5/22/2012 100 ** 
13:29 JPCLZ JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (REFRIGERATION ELECTRICAL ENGINEERING) (Expires 04/07/2015) 5/22/2012 100  


Portal System Changes 5/21/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:18 JPCNZ J P Morgan Intl Derivatives Ltd Low Exercise Price Wt Hon Hai 144A 3C7 Precision Ind 01/07/2013 (Jersey) 5/22/2012 100  
13:29 JPIHZ JPMorgan Chase Bank N A London Branch VIETNAM LOW EXCERCISE PRICE WT PETROVIETNAM 144A 3C7 (& CHEMICAL JSC) 5/22/2012 100 ** 
16:18 JPRRZ J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Tata Tea Ltd 03/05/2014 (Jersey) 5/22/2012 100  
16:18 JPTLZ J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option LEPOS 3C7 Shares on Punjab National Bank Ltd. 06/26/2009 (Jersey) 5/22/2012 100  
16:18 MBCI MabCure Inc. Common Stock 5/22/2012 100 From BB (MBCIE) 
16:18 NGOOB Northern Growers LLC Cap Unit CL B 5/22/2012 100 ** 
16:18 NGOOL Northern Growers LLC Cap Unit CL C 5/22/2012 100 ** 
16:18 PKRLY Peak Resources Limited Sponsored ADR (Australia) 5/22/2012 100 ** 
16:18 UFFC UFood Restaurant Group, Inc. Common Stock 5/22/2012 100 From BB (UFFCE) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:07 APHG AP Henderson Group Common Stock 5/21/2012 100 12(j) Registration Revoked by SEC 
09:07 CMIV Capital Mineral Investors, Inc. Common Stock 5/21/2012 100 12(j) Registration Revoked by SEC 
09:07 FCEN 1st Centennial Bancorp (CA) Common Stock 5/21/2012 100 12(j) Registration Revoked by SEC 
09:07 HAXS BPO Management Services, Inc. Common Stock 5/21/2012 100 12(j) Registration Revoked by SEC 
07:55 NVLT Novelos Therapeutics, Inc. Common Stock 5/21/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 XTLS Xstelos Holdings Inc Common Stock 5/21/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
09:07 ADIKF A D I Technologies Inc (F) Ordinary Shares 5/22/2012 100 Suspended Cusip 
16:18 AFFW Affinity Mediaworks Corp. Common Stock 5/22/2012 100 Added to OTCBB ** 
13:29 ALMVF Avonlea Minerals Ltd., Perth WA Ordinary Shares (Australia) 5/22/2012 100 Inactive Issue ** 
13:29 ATEIF Asahi Tec Corp Ordinary Shares (Japan) 5/22/2012 100 Inactive Issue ** 
13:29 ERSTF Energiedienst Holding AG Laufenburg Ordinary Shares (Namen-Akt) (Switzerland) 5/22/2012 100 Inactive Issue ** 
13:29 GSTPE Gold Standard Mining Corp, Common Stock 5/22/2012 100 Failure To Comply With NASD 6530; Added to NBB (GSTP) 
13:29 IPCDY Ask Funding Limited Sponsored ADR (Australia) 5/22/2012 100 ADR Program Terminated ** 
16:18 MBCIE MabCure Inc. Common Stock 5/22/2012 100 Failure To Comply With NASD 6530; Moved to NBB (MBCI)** 
13:29 PRCIF Perlite Canada Inc Ordinary Shares 5/22/2012 100 Inactive Issue ** 
09:07 SCELL Southern California Edison Trust I Trust Preferred Securities 5/22/2012 100 Listed on NYSE (SCE$F) 
13:29 SIIGF Sig Plc Ordinary Shares (United Kingdom) 5/22/2012 100 Inactive Issue ** 
13:29 TOMCF Thomson Medical Centre Ltd Ordinary Shares (Singapore) 5/22/2012 100 Inactive Issue ** 
16:18 UFFCE UFood Restaurant Group, Inc. Common Stock 5/22/2012 100 Failure To Comply With NASD 6530; Moved to NBB (UFFC) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:18 5/22/2012 IZZI IFIT Integrated Security Systems, Inc. Common Stock ** 
13:29 5/23/2012 MDCE MDCEE Medical Care Technologies Inc. Common Stock Missing 302 Certification ** 
16:18 5/23/2012 SNFL SNFLE Sound Financial, Inc. Common Stock Missing 302 Certification ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:29 5/22/2012 HRID Hybrid Fuels, Inc. Common Stock NOUV Nouveau Life Pharmaceuticals, Inc ** 
13:29 5/22/2012 LLAQW L&L Acquisition Corp WT PRICE $11.50 Expiring 05/29/2017 LLAQW L&L Acquisition Corp WT PRICE $11.50 Expiring 05/29/2012 Warrant Expiration date changed ** 
13:29 5/22/2012 NXOI Next 1 Interactive, Inc. Common Stock NXOID Next 1 Interactive, Inc. (NEW) Common Stock 1-500 R/S ** 
13:29 5/22/2012 WIIM Minning Minerals of Mexico, Corp. Common Stock WIIM Mining Minerals of Mexico, Corp. Common Stock + Name Change Correction ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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