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OTCBB and Other-OTC System Changes - 5/21/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | NVLT | Novelos Therapeutics, Inc. Common Stock | 5/21/2012 | Y | 100 | From BB (NVLT) |
| 07:55 | XTLS | Xstelos Holdings Inc Common Stock | 5/21/2012 | Y | 100 | From BB (XTLS) |
| 16:18 | AFFW | Affinity Mediaworks Corp. Common Stock | 5/22/2012 | Y | 100 | From NBB (AFFW) |
| 16:18 | CPNCF | Copeinca ASA Ordinary Shares (Norway) | 5/22/2012 | Y | 100 | ** |
| 13:29 | GSTP | Gold Standard Mining Corp, Common Stock | 5/22/2012 | Y | 100 | From BB (GSTPE) |
Portal System Changes 5/21/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 5/21/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:29 | JPAQZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (PHA LAI THERMAL PWR JSC) (Expires 01/13/2015) (United States) | 5/22/2012 | N | 100 | ** |
| 13:29 | JPCLZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (REFRIGERATION ELECTRICAL ENGINEERING) (Expires 04/07/2015) | 5/22/2012 | N | 100 | |
Portal System Changes 5/21/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:18 | JPCNZ | J P Morgan Intl Derivatives Ltd Low Exercise Price Wt Hon Hai 144A 3C7 Precision Ind 01/07/2013 (Jersey) | 5/22/2012 | N | 100 | |
| 13:29 | JPIHZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXCERCISE PRICE WT PETROVIETNAM 144A 3C7 (& CHEMICAL JSC) | 5/22/2012 | N | 100 | ** |
| 16:18 | JPRRZ | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Tata Tea Ltd 03/05/2014 (Jersey) | 5/22/2012 | N | 100 | |
| 16:18 | JPTLZ | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option LEPOS 3C7 Shares on Punjab National Bank Ltd. 06/26/2009 (Jersey) | 5/22/2012 | N | 100 | |
| 16:18 | MBCI | MabCure Inc. Common Stock | 5/22/2012 | Y | 100 | From BB (MBCIE) |
| 16:18 | NGOOB | Northern Growers LLC Cap Unit CL B | 5/22/2012 | Y | 100 | ** |
| 16:18 | NGOOL | Northern Growers LLC Cap Unit CL C | 5/22/2012 | Y | 100 | ** |
| 16:18 | PKRLY | Peak Resources Limited Sponsored ADR (Australia) | 5/22/2012 | Y | 100 | ** |
| 16:18 | UFFC | UFood Restaurant Group, Inc. Common Stock | 5/22/2012 | Y | 100 | From BB (UFFCE) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 09:07 | APHG | AP Henderson Group Common Stock | 5/21/2012 | 100 | 12(j) Registration Revoked by SEC |
| 09:07 | CMIV | Capital Mineral Investors, Inc. Common Stock | 5/21/2012 | 100 | 12(j) Registration Revoked by SEC |
| 09:07 | FCEN | 1st Centennial Bancorp (CA) Common Stock | 5/21/2012 | 100 | 12(j) Registration Revoked by SEC |
| 09:07 | HAXS | BPO Management Services, Inc. Common Stock | 5/21/2012 | 100 | 12(j) Registration Revoked by SEC |
| 07:55 | NVLT | Novelos Therapeutics, Inc. Common Stock | 5/21/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | XTLS | Xstelos Holdings Inc Common Stock | 5/21/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 09:07 | ADIKF | A D I Technologies Inc (F) Ordinary Shares | 5/22/2012 | 100 | Suspended Cusip |
| 16:18 | AFFW | Affinity Mediaworks Corp. Common Stock | 5/22/2012 | 100 | Added to OTCBB ** |
| 13:29 | ALMVF | Avonlea Minerals Ltd., Perth WA Ordinary Shares (Australia) | 5/22/2012 | 100 | Inactive Issue ** |
| 13:29 | ATEIF | Asahi Tec Corp Ordinary Shares (Japan) | 5/22/2012 | 100 | Inactive Issue ** |
| 13:29 | ERSTF | Energiedienst Holding AG Laufenburg Ordinary Shares (Namen-Akt) (Switzerland) | 5/22/2012 | 100 | Inactive Issue ** |
| 13:29 | GSTPE | Gold Standard Mining Corp, Common Stock | 5/22/2012 | 100 | Failure To Comply With NASD 6530; Added to NBB (GSTP) |
| 13:29 | IPCDY | Ask Funding Limited Sponsored ADR (Australia) | 5/22/2012 | 100 | ADR Program Terminated ** |
| 16:18 | MBCIE | MabCure Inc. Common Stock | 5/22/2012 | 100 | Failure To Comply With NASD 6530; Moved to NBB (MBCI)** |
| 13:29 | PRCIF | Perlite Canada Inc Ordinary Shares | 5/22/2012 | 100 | Inactive Issue ** |
| 09:07 | SCELL | Southern California Edison Trust I Trust Preferred Securities | 5/22/2012 | 100 | Listed on NYSE (SCE$F) |
| 13:29 | SIIGF | Sig Plc Ordinary Shares (United Kingdom) | 5/22/2012 | 100 | Inactive Issue ** |
| 13:29 | TOMCF | Thomson Medical Centre Ltd Ordinary Shares (Singapore) | 5/22/2012 | 100 | Inactive Issue ** |
| 16:18 | UFFCE | UFood Restaurant Group, Inc. Common Stock | 5/22/2012 | 100 | Failure To Comply With NASD 6530; Moved to NBB (UFFC) ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:18 | 5/22/2012 | IZZI | IFIT | Integrated Security Systems, Inc. Common Stock | ** |
| 13:29 | 5/23/2012 | MDCE | MDCEE | Medical Care Technologies Inc. Common Stock | Missing 302 Certification ** |
| 16:18 | 5/23/2012 | SNFL | SNFLE | Sound Financial, Inc. Common Stock | Missing 302 Certification ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:29 | 5/22/2012 | HRID | Hybrid Fuels, Inc. Common Stock | NOUV | Nouveau Life Pharmaceuticals, Inc | ** |
| 13:29 | 5/22/2012 | LLAQW | L&L Acquisition Corp WT PRICE $11.50 Expiring 05/29/2017 | LLAQW | L&L Acquisition Corp WT PRICE $11.50 Expiring 05/29/2012 | Warrant Expiration date changed ** |
| 13:29 | 5/22/2012 | NXOI | Next 1 Interactive, Inc. Common Stock | NXOID | Next 1 Interactive, Inc. (NEW) Common Stock | 1-500 R/S ** |
| 13:29 | 5/22/2012 | WIIM | Minning Minerals of Mexico, Corp. Common Stock | WIIM | Mining Minerals of Mexico, Corp. Common Stock | + Name Change Correction ** |
