October 25, 2014
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OTCBB and Other-OTC System Changes - 5/15/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 HWIS Home Bancorp Wisconsin Inc Common Stock 5/15/2014 100 From BB (HWIS) 
13:06 BANCU Banc of California, Inc. Equity Unit Expiring 05/15/2017 5/16/2014 100 ** 
13:06 BBEPU BreitBurn Energy Partners, L.P. Cumulative Redeemable Perpetual Preferred Unit Series A 5/16/2014 100 ** 
13:06 BHORL Behringer Harvard Short Term Opport0unity Fund I Limited Partnership 5/16/2014 100 ** 
16:53 ENPT Enerpulse Technologies, Inc. Common Stock 5/16/2014 100 From NBB (ENPT) 
16:53 ENPTW Enerpulse Technologies, Inc. Warrants Expiring 2019 5/16/2014 100   
16:53 GLFH Galenfeha Inc Common Stock 5/16/2014 100 ** 
09:34 SIEGY Siemens AG American Depositary Shares 5/16/2014 100 From NYSE (SI) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 HWIS Home Bancorp Wisconsin Inc Common Stock 5/15/2014 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
09:34 NWCB Newnan Coweta Bancshares, Inc. (GA) Common Stock 5/15/2014 100 12(j) Registration Revoked by SEC ** 
09:34 PPWE Proper Power and Energy Inc. Common Stock 5/15/2014 100 12(j) Registration Revoked by SEC ** 
09:34 UVUM uVuMobile, Inc. Common Stock 5/15/2014 100 12(j) Registration Revoked by SEC ** 
09:34 WGNB WGNB Corp. Common Stock 5/15/2014 100 12(j) Registration Revoked by SEC ** 
09:34 YBLT YouBlast Global, Inc. Common Stock 5/15/2014 100 12(j) Registration Revoked by SEC ** 
13:06 BGALF Banco De Galicia Y Buenos Aires SA Ordinary Shares 5/16/2014 100 Inactive Issue 
16:53 ENPT Enerpulse Technologies, Inc. Common Stock 5/16/2014 100 Added to OTCBB 
13:06 GLAXP Gladstone Capital Corporation Series 2021 Term Preferred Shares 5/16/2014 100 Listed on NGS (GLADO) ** 
16:53 NRFTP Northstar Realty Finance Corp. Preferred Stock Series E 5/16/2014 100 Listed on NYSE (NRF$E) 
09:34 PVCT Provectus Biopharmaceuticals, Inc. 5/16/2014 100 Listed on NYSE MKT LLC (PVCT) 
13:06 TXOIF TXO PLC Ordinary Shares (UNited Kingdom) 5/16/2014 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:06 5/19/2014 CRCUF CRCUE Canarc Resource Corporation Ordinary Shares (Canada) Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
09:34 5/16/2014 BCDMF Delrand Resources Limited Common Shares (Canada) BCDMD Delrand Resources Limited Common Shares (Canada) 1-3 R/S** 
09:34 5/16/2014 BLBK BOLDFACE Group, Inc. BLBKD BOLDFACE Group, Inc. NEW Common Stock 1-100 R/S ** 
09:34 5/16/2014 BMDPY Banca Monte Dei Paschi Di Siena Spa Siena Unsponsored ADR (Italy) BMDSD Banca Monte Dei Paschi Di Siena Spa Siena Unsponsored ADR (Italy) +1-10 R/S concurrent with Ratio Change. Holders are required on a mandatory basis to surrender their ADRs for cancellation and exchange their Old ADRs for New ADRs. ADR holders will receive one (1) New ADS for every ten (10) Old ADSs held. Ratio will change from 1 DS: 5 Ordinary Shares to 2 DS: 1 Ordinary Share. ** 
09:34 5/16/2014 CTKHD Cetek Technologies Inc (NEW) Common Stock CTKH Cetek Technologies Inc Common Stock ** 
09:34 5/16/2014 CWXZF CanWel Building Materials Group Ltd Ordinary Shares (Canada) CWXZD CanWel Building Materials Group Ltd Ordinary Shares (Canada) 1-2 R/S** 
09:34 5/16/2014 IMPJY Impregilo SPA Unsponsored ADR representing Post Reorganization Shares (Italy) IMPJY Salini Impregilo S.p.A. Unsponsored ADR representing Post Reorganization Shares (Italy) ** 
09:34 5/16/2014 ITMV Internet Media Services, Inc Common Stock ITMVD U-Vend, Inc Common Stock 1-200 R/S ** 
16:53 5/16/2014 LNCLF Lincoln Mining Corporation Canada Ordinary Shares (Canada) LNCLD Lincoln Mining Corporation Canada Ordinary Shares (Canada) 1-10 R/S ** 
13:06 5/16/2014 QRPP Qurapps Inc Common Stock PLFX Pulse Evolution Corporation. Common Stock ** 
09:34 5/16/2014 SILVD Great West Resources, Inc. (NEW) Common Stock GWST Great West Resources, Inc. (DE) Common Stock ** 
09:34 5/16/2014 TWIRF Tree Island Steel Ltd. Ordinary Shares (Canada) TWIRD Tree Island Steel Ltd. Ordinary Shares (Canada) 1-2 R/S** 


Portal System Changes 5/15/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/15/2014 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
Bankwell Financial Group, Inc., BWFG, has been removed from the BB effective 05/15/2014 and has been added to NASDAQ Global Market (NGM) as BWFG effective 05/15/2014.
The Addition to NBB for SNPXF/SNPXF, reported on the Daily List of 05/15/2014, with an Effective Date of 05/16/2014, has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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