October 2, 2014
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OTCBB and Other-OTC System Changes - 5/14/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:32 GLAXV Gladstone Capital Corporation Series 2021 Term Preferred Shares 5/14/2014 100 *See special note 
07:55 OXYS Oxysure Systems Inc Common Stock 5/14/2014 100 From BB (OXYS) 
17:16 AIVXP Apartment Investment and Management Company Preferred Series Class A 5/15/2014 100 ** 
17:16 PIRPF Pantheon International Participations Plc Ordinary shares (United Kingdom) 5/15/2014 100 ** 
17:16 PSVNF Phillipine Seven Corporation Ordinary Shares (Phillipines) 5/15/2014 100 ** 
17:16 PTAYF Pt Asuransi Ramayana(F) Ord Ordinary Shares 5/15/2014 100  
17:16 PUGOF Peugeot SA Preferred Subscription Rights (France) 5/15/2014 100 ** 
12:57 TRHIF Thermoceramix Corp Common Shares (Canada) 5/15/2014 100 ** 
12:57 UNYAF Uny Group Holdings Co Ltd Ordinary Shares (Japan) 5/15/2014 100 Reinstatement ** 
17:16 YRKB York Traditions Bank York County PA Common Stock 5/15/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 OXYS Oxysure Systems Inc Common Stock 5/14/2014 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
12:57 BWFG Bankwell Financial Group, Inc. Common Stock 5/15/2014 100 Listed on NGM (BWFG) ** 
12:57 OPTX Opta Corporation New Common Stock 5/15/2014 100 Inactive Issue ** 
17:16 TGRRF Tigray Res Inc Common Shares (Canada) 5/15/2014 100 Plan of Arrangement; shareholders of Tigray received 0.55 of an East Africa common share and 0.40 of a common share purchase warrant of East Africa (each whole warrant, an `East Africa Warrant?) for each common share of Tigray held** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
17:16 5/15/2014 GLAXV GLAXP Gladstone Capital Corporation Series 2021 Term Preferred Shares Symbol Change - See Note Below** 
12:57 5/15/2014 NTGSD NTGSF Golden Predator Mining Corp Common Cl A (Canada) ** 
13:32 5/15/2014 PHOEF TELLF Tellza Communications, Inc. Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
17:16 5/15/2014 AMTX Aemetis, Inc. Common Stock AMTXD Aemetis, Inc. NEW Common Stock 1-10 R/S ** 
12:57 5/15/2014 CFRED High Sierra Acquisitions Inc. (NEW) Common Stock HSAI High Sierra Acquisitions Inc. Common Stock ** 
12:57 5/15/2014 ENDV Endonovo Therapeutics, Inc. Common Stock ENDVD Endonovo Therapeutics, Inc. NEW Common Stock 1-100 R/S ** 
12:57 5/15/2014 LGSR Lingas Ventures, Inc. Common Stock LGSRD Cannabis Kinetics Corp. Common Stock 1-10 R/S ** 
17:16 5/15/2014 NEBUF Nebu Res Inc Ordinary Shares (Canada) NEBUD Nebu Res Inc Ordinary Shares (Canada) 1-10 R/S 
17:16 5/15/2014 POHEF Planet Organic Health Corp Common Shares (Canada) POHEF Planet Health Corp. Common Shares (Canada) ** 
12:57 5/15/2014 SAAXD Saasmax Inc. NEW Common Stock SAAX Saasmax Inc. Common Stock ** 
17:16 5/15/2014 SHGIF Shield Gold Inc. Common Shares (Canada) SHGIF Great Lakes Graphite, Inc. Common Shares (Canada) ** 
12:57 5/15/2014 STBMF St. Barbara Ltd Ordinary Shares (Australia) STBMF St. Barbara Ltd Ordinary Shares (Australia) CUSIP Change ** 
12:57 5/15/2014 TCTZF Tencent Holdings Limited Ordinary Shares (Cayman Islands) TCTZD Tencent Holdings Limited New Ordinary Shares (Cayman Islands) Symbol/CUSIP Change. 5-1 F/S. Matching Primary Exchange Announcement** 
17:16 5/15/2014 VGMTF Virgin Metals Inc Common Shares (Canada) VGMTD Minera Alamos, Inc. Ordinary Shares (Canada) 1-10 R/S** 


Portal System Changes 5/14/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/14/2014 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The deletion from BB for BWFG/BWFG, reported on the Daily List of 05/14/2014, with an Effective Date of 05/14/2014, has been cancelled.
Refer to the daily list of 5/13/2014: GLAXP was deleted effective 5/14/2014 in anticipation of NASDAQ listing. The NASDAQ listing has been postponed. The issue was added OTC today, 5/14/2014 with the symbol GLAXV as noted above. The preferred offering is closing on 5/20/2014, so the stock will need to trade when issued for one day. See above - GLAXV will go Regular Way effective 05/15/2014 and will undergo a symbol change back to GLAXP and remain on the Other OTC

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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