October 1, 2014
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OTCBB and Other-OTC System Changes - 5/13/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 IMSTE International Metals Streaming Corp. Common Stock 5/13/2014 100 From BB (IMSTE) 
07:55 LAKF Lake Forest Minerals, Inc. Common Stock 5/13/2014 100 From BB (LAKF) 
17:21 GLBD Global Seed Corp Common Stock 5/14/2014 100 ** 
12:59 LAREF LAR Espana Real Estate S A Ordinary Shares (Spain) 5/14/2014 100 ** 
17:21 MZZL Mazzal Hldg Corp Common Stock 5/14/2014 100 ** 
12:59 NRFTP Northstar Realty Finance Corp. Preferred Stock Series E 5/14/2014 100 ** 
12:59 PRPI Perpetual Inds Inc Common Stock 5/14/2014 100 ** 
17:21 REZTF Rezidor Hotel Group AB Rights (Sweden) 5/14/2014 100 ** 
17:21 TKSNF Takasago Thermal Eng Co Ltd Ordinary Shares (Japan) 5/14/2014 100  
12:59 VTHPF Vital Healthcare Property Trust Units (New Zealand) 5/14/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 IMSTE International Metals Streaming Corp. Common Stock 5/13/2014 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LAKF Lake Forest Minerals, Inc. Common Stock 5/13/2014 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
17:21 ESSFO Essex Property Trust, Inc. Pfd Ser G 4.875% 5/14/2014 100 Mandatory Conversion: Each share of ESSFO will convert into 0.19301 shares of Essex Property Trust, Inc. Common Stock (ESS). Essex will not issue fractional shares of Common Stock upon the conversion of shares of the Series G Preferred Stock. Instead, Essex will pay the value of such fractional shares in cash in an amount equal to the fractional interest multiplied by the closing sale price per share of the Common Stock on the New York Stock Exchange on May 12, 2014. ** 
12:59 GLAXP Gladstone Capital Corporation Term Preferred 5/14/2014 100 Listed on NGS (GLADO)**; Listing is contingent upon offering 
12:59 OSIMF Optiscan Image Ltd Ordinary Shares 5/14/2014 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:59 5/14/2014 ABBRF GLRKF Glenmark Capital Corp. Common Shares (Canada) ** 
12:59 5/14/2014 DEACE DEAC Elite Data Services Inc. Common Stock ** 
12:59 5/14/2014 VKMLD UPOT Indie Growers Association Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
17:21 5/14/2014 ARRXD Arco Resources Corp. New Common (Canada) ARRXD Arco Resources Corp. New Common (Canada) 1-3 R/S ** 
12:59 5/14/2014 GERSD Greenshift Corporation. NEW Common Stock GERS Greenshift Corporation. Common Stock ** 
17:21 5/14/2014 GODYF Deer Horn Metals, Inc. Ordinary Shares (Canada) GODYD Deer Horn Metals, Inc. Ordinary Shares (Canada) 1-10 R/S ** 
17:21 5/14/2014 MMRSF Madison Minerals Inc. Ordinary Shares (Canada) MMRSD Battle Mountain Gold Inc. Ordinary Shares (Canada) 1-4 R/S & Name Change. ** 
12:59 5/14/2014 MYSK MySkin Inc Common Stock CNAB United Cannabis Corporation Common Stock Domicile change from California to Colorado ** 
13:54 5/14/2014 SPGZ Spectrum Group International Inc Common Stock SPGZD Spectrum Group International Inc. (NEW) Common Stock 1-1,000 R/S ** 
12:59 5/14/2014 SSYOD Victor Mining Industry Group Inc. (NEW) Common Stock VMTG Victor Mining Industry Group Inc. Common Stock ** 


Portal System Changes 5/13/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/13/2014 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
Refer to an earlier version of today's daily list; The deletion for Bankwell Financial Group, Inc. Common Stock (BWFG) has been postponed until May 15, 2014.; The Name Change from Arco Resources Corp. New Common (Canada) to Arco Resources Corp. Common (Canada), reported on the Daily List of 05/13/2014, with an Effective Date of 05/14/2014 , has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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