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Other-OTC System Changes - 5/11/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:37 | AWWI | Alpha Wastewater Inc Common Stock | 5/14/2012 | Y | 100 | From BB (AWWI) |
| 12:44 | CVBK | Central Virginia Bankshares, Inc. Common Stock | 5/14/2012 | Y | 100 | From S (CVBK) |
| 16:37 | GDOA | Golden Oasis New Energy Group Inc Common | 5/14/2012 | Y | 100 | ** |
| 12:44 | JBFCY | Jollibee Foods Corporation Unsponsored ADR (Philippines) | 5/14/2012 | Y | 100 | |
| 16:37 | ODMUF | Old Mutual Plc Ordinary Shares GBP 0.114285714 (United Kingdom) | 5/14/2012 | Y | 100 | |
| 16:37 | PTARF | Petroamerica Oil Corporation Warrants Exp 5/9/2014 (Canada) | 5/14/2012 | Y | 100 | ** |
| 12:44 | SCELL | Southern California Edison Trust I Trust Preferred Securities | 5/14/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 09:15 | MZTH | MZT Holdings, Inc. Common Stock | 5/11/2012 | 100 | Final Liquidation and Dissolution. Shares deemed cancelled. Deletion time 9:10:27 |
| 12:44 | AECLF | Aeci Ltd Ordinary Shares (South Africa) | 5/14/2012 | 100 | Inactive Issue |
| 16:37 | AMRX | AmerElite Solutions, Inc. New Common Stock | 5/14/2012 | 100 | Added to BB |
| 12:44 | ASXTF | Asiatic Development (Malaysia) Ordinary Shares | 5/14/2012 | 100 | Inactive Issue |
| 12:44 | BYMTF | Baymount Inc Ordinary shares (Canada) | 5/14/2012 | 100 | Inactive Issue |
| 12:44 | ECDSF | Etfs Commodity Securities Ltd St Helier Individual Commodity Security 2007-Without Fixed Maturity On Forward Natutral Gas (Jersey) | 5/14/2012 | 100 | Inactive Issue |
| 12:44 | GLEMB | Global Employment Holdings, Inc. Class B non-voting common stock | 5/14/2012 | 100 | Inactive Issue |
| 12:44 | PSBLL | PS Business Parks, Inc. Depositary Shares Representing 1/1000th Preferred Series T | 5/14/2012 | 100 | Listed on NYSE (PSB$T) |
| 12:44 | RUBSF | Rubis et Cie Sa Act. Shares (France) | 5/14/2012 | 100 | Inactive Issue |
| 12:44 | UTGPF | Unite Group Plc Ordinary Shares | 5/14/2012 | 100 | Inactive Issue |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 12:44 | 5/14/2012 | AVOE | RAGO | Rango Energy Inc. Common Stock | ** |
| 12:44 | 5/14/2012 | HNUZD | HNUZF | Horizons Betapro Nymex Nat Gas Bull Plus ETF Unit Class A (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:44 | 5/14/2012 | FRMXY | Freeman Corporation Limited Sponsored ADR (Cayman Islands) | FRMXY | Freeman Financial Corporate Limited Sponsored ADR (Cayman Islands) | Name Change ** |
| 12:44 | 5/14/2012 | GYST | The Graystone Company, Inc. Common Class A | GYSTD | The Graystone Company, Inc. NEW Common Class A | 1-400 R/S ** |
| 12:44 | 5/14/2012 | RTCI | pH Environmental Inc Common Stock | TNIB | TNI BioTech, Inc. Common Stock | ** |
| 16:37 | 5/14/2012 | STLHF | Stealth Energy, Inc Ordinary Shares (Canada) | STLHD | Blackstream Energy Corporation New Ordinary Shares (Canada) | 1-10 R/S. Please note that R/S and CUISP/Name change, as announced by CNSX, was effective at the opening of May 4, 2012** |
| 16:37 | 5/14/2012 | UHLND | US Highland, Inc. NEW Common Stock | UHLN | US Highland, Inc. Common Stock | ** |
Portal System Changes 5/11/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 5/11/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:37 | JPMHZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144A 3C7 (Housing Development Fin) (Expires 09/29/2014) | 5/14/2012 | N | 100 | ** |
| 16:37 | JPOQZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price WT 144A 3C7 Expiring 9/29/2014 (Jindal Steel & Power Ltd) | 5/14/2012 | N | 100 | ** |
| 16:37 | JPXTZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (JAIPRAKASH ASSOCIATES LTD) (United States) (Expires 10/13/2014) | 5/14/2012 | N | 100 | ** |
| 16:37 | JPZLZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT HDFC BK LTD (144A 3C7) (Expires 06/17/2015) | 5/14/2012 | N | 100 | ** |
