September 17, 2014
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OTCBB and Other-OTC System Changes - 5/9/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:41 AUNWF Aurcana Corp Warrants Exp 11/29/2013 5/10/2012 100 ** 
16:31 CHPMF China Precious Metal Resources Holdings Co Ltd Ordinary Shares (Cayman Islands) 5/10/2012 100 ** 
12:41 CKUN China Shenghuo Pharmaceutical Holdings, Inc Common Stock 5/10/2012 100 From AMEX (KUN) 
16:31 FJTNF Fuji Media Holdings Inc Ordinary Shares 5/10/2012 ** 
12:41 GRRBP GrandSouth Bancorporation (SC) Series A Preferred Stock 5/10/2012 100 ** 
16:31 NWSTF New Standard Energy Ltd Ordinary Shares (Australia) 5/10/2012 100 ** 
12:41 PNINF Pininfarina SPA Torino Ordinary Shares (Italy) 5/10/2012 100 ** 
16:31 PPTKF Paltek Corporation Yokohama Ordinary Shares 5/10/2012 100  
12:41 PZOO Pazoo, Inc Common 5/10/2012 100  
16:31 RXII RXI Pharmaceuticals Corporation Common 5/10/2012 100  
16:31 TTII Tree Top Industries, Inc. Common Stock 5/10/2012 100 From NBB (TTII) 
12:41 UTCC Universal Tech Corporation Common Stock 5/10/2012 100 From NBB (UTCC) 
12:41 XINGF Qiao Xing Universal Resources, Inc. Common Stock 5/10/2012 100 From Q (XING) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:41 CBLZF iShares Balanced Income CorePortfolio ETF (Canada 5/10/2012 100 Inactive Issue ** 
12:41 PRNXF Puerto Rico Invs Tax Free Fd Inc II Common Shares (Puerto Rico) 5/10/2012 100 Inactive Issue ** 
12:41 PRYBF PT Ramayana Lestari Sentosa TBK Ordinary Shares 5/10/2012 100 Inactive Issue ** 
12:41 PZOO Pazoo, Inc Common 5/10/2012 100 Added to BB 
16:31 RXII RXI Pharmaceuticals Corporation Common 5/10/2012 100 Added to BB 
16:31 TTII Tree Top Industries, Inc. Common Stock 5/10/2012 100 Added to OTCBB ** 
16:31 UTCC Universal Tech Corporation Common Stock 5/10/2012 100 Added to BB 
12:41 ZIOLL Zions Bancorporation Dep shs Repstg 1/40th Int Sh Ser F Fxd Rate Non Cum (Perp Pfd Stk) 5/10/2012 100 Listed on NYSE (ZB$F) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:41 5/10/2012 CPXE SUME Summer Energy Holdings, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:41 5/10/2012 AXXED Axxess Pharma, Inc. (NEW) Common Stock AXXE Axxess Pharma, Inc. Common Stock ** 
12:41 5/10/2012 BFTI BEFUT International Co., LTD Common Stock BFTID BEFUT International Co., LTD NEW Common Stock 1-150 R/S where shareholders owning fewer than 150 shares pre-split, such fractional shares shall be canceled and converted into the right to receive cash of $0.65 per share on a pre-split basis; immediately followed by 150-1 F/S. ** 
16:31 5/10/2012 BRKDF Berkley Resources Inc. Ordinary Shares (Canada) BRKDD Berkley Renewables, Inc New Ordinary Shares (Canada) 1-10 R/S. Please note that R/S and CUSIP change, as announced by the Canadian National Stock Exchange, was effective at the opening of trading on April 16, 2012** 
12:41 5/10/2012 MDAV Davi Luxury Brand Group, Inc. Common Stock MDAVD Davi Luxury Brand Group, Inc. (NEW) Common Stock 1-10 R/S** 
12:41 5/10/2012 PYHH PhyHealth Corp. Common PYHHD PhyHealth Corp. NEW Common Stock 1-12 R/S ** 
09:26 5/10/2012 SNDXF Sandstorm Gold Ltd. Ordinary Shares (Canada) SNDXD Sandstorm Gold Ltd. New Ordinary Shares (Canada) 1-5 R/S. Please note that split, as announced by TSX Venture, is effective at the opening Wednesday, May 9, 2012** 


Portal System Changes 5/9/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/9/2012 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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