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Other-OTC System Changes - 5/9/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 09:29 | BRCAP | Bear Stearns Capital Tr III Pfd Secs 7.8% | 5/9/2001 | | | |
| 09:29 | DLKGF | Delek Group Ltd (Israel) | 5/9/2001 | | | |
| 09:29 | FTGCF | Frontline Technologies Corporation (Singapore) | 5/9/2001 | | | |
| 09:29 | IDMNF | Indusmin Energy Corporation (Canada) | 5/9/2001 | | | |
| 09:29 | IFMDF | Infomedia Ltd (Australia) | 5/9/2001 | | | |
| 09:29 | MCQIF | Macquarie Goodman Industrial Trust Units (Australia) | 5/9/2001 | | | |
| 09:29 | PSKNY | Polska Koncern Naftowy Orlen SA Spons ADR | 5/9/2001 | | | |
| 09:29 | WCGRP | Williams Communications Group Inc Pfd Conv 6.75% | 5/9/2001 | | | |
| 15:29 | ACPOF | Acacia Capital Corporation CDA | 5/10/2001 | | | |
| 15:29 | ALYCF | Analytica Ltd (Australia) | 5/10/2001 | | | |
| 15:29 | ATUSF | Altius Minerals Corporation (Canada) | 5/10/2001 | | | |
| 15:29 | CGITF | China Digicontent Company Ltd (Bermuda) | 5/10/2001 | | | |
| 13:31 | CSNW | Celebrity Sports Network Inc | 5/10/2001 | | | |
| 15:29 | FPMRF | First Premium Income Tr Unit (Canada) | 5/10/2001 | | | |
| 15:29 | GLVCF | Galvanic Applied Sciences Inc (Canada) | 5/10/2001 | | | |
| 15:29 | GTTAF | GT Group Telecom Inc Cl A Vtg (Canada) | 5/10/2001 | | | |
| 15:29 | ITISF | Isotis BV (Netherlands) | 5/10/2001 | | | |
| 15:29 | PBHKF | Pt Bhakti Investama TBK (Indonesia) | 5/10/2001 | | | |
| 13:31 | PRBVF | Pipers Brook Vineyard Limited (Australia) | 5/10/2001 | | | |
| 13:31 | SNCZP | Saturns CZN Debenture Backed Series 2001-2 Tr Unit | 5/10/2001 | | | |
| 13:31 | XWEB | Xtreme Webworks | 5/10/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:31 | ANEXF** | Anderson Exploration Ltd | 5/10/2001 | | Listing on NYSE (AXN) |
| 13:31 | APPXF | Apple Industries Ltd | 5/10/2001 | | Inactive security |
| 13:31 | BBYC | Barbary Coast National Bank | 5/10/2001 | | Taken over by the FDIC |
| 13:31 | CFUNP | Corts Tr II First Union Capital I Corporate Bkd Tr Secs Ctf Cl A 7.5% | 5/10/2001 | | Listing on NYSE (KCX) |
| 13:31 | CHPOF | Central Hispano Eurocapital 10.50 Pfd A | 5/10/2001 | | N/C to BCEXF |
| 13:31 | CHPQF | Central Hispano Eurocapital Ltd Pref B | 5/10/2001 | | N/C to BCEXF |
| 13:31 | CWCMP | Corts Tr Worldcom Notes Corporate Backed Tr Secs Ctf 7.6% | 5/10/2001 | | Listing on NYSE (KCZ) |
| 13:31 | CYSLP | Corts Tr II Chrysler Debs Corporate Backed Tr Secs Ctf 7.875% | 5/10/2001 | | Listing on NYSE (KCV) |
| 13:31 | CYTZF | Century Textiles & Industries Ltd Reg S GDR | 5/10/2001 | | Program terminated |
| 13:31 | DVIDW** | Digital Video Systems Inc Cl A Wts 5/9/2001 | 5/10/2001 | | Expired security |
| 13:31 | DVIDZ** | Digital Video Systems Inc Cl B Wts 5/9/2001 | 5/10/2001 | | Expired security |
| 13:31 | DYTK | Dynatek Industries Inc | 5/10/2001 | | Inactive security |
| 13:31 | ILONF | Ilion Group Plc | 5/10/2001 | | No longer exists |
| 13:31 | ITCZF | ITC Ltd Reg S GDR | 5/10/2001 | | Program terminated |
| 13:31 | MXRE | Matrix Research & Devlopment Corporation | 5/10/2001 | | Inactive security |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:31 | 5/10/2001 | PSKOF | PSKNF | Polski Koncern Naftowy Orlen SA | |
| 13:31 | 5/10/2001 | SHGYF** | SGHIF | Shanghai Industrial Holdings Ltd | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:31 | 5/10/2001 | SAWBF** | Shaw Industries Ltd Cl B Multi-Vtg | SAWBF | ShawCor Ltd Cl B Multi-Vtg | |
| 13:31 | 5/10/2001 | SAWLF** | Shaw Industries Ltd Cl A Sub-Vtg | SAWLF | ShawCor Ltd Cl A Sub-Vtg | |
| 13:31 | 5/10/2001 | VTEH** | VentureTech Inc | VQGI | VentureQuest Group Inc | |
Portal System Changes 5/9/2001 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:31 | AMGDL** | Affiliated Managers Group Inc 144A Common | 5/10/2001 | | | |
| 13:31 | MARCL** | Marriott International Inc 144A Cl A | 5/10/2001 | | | |
| 13:31 | NUBAL** | Neuberger Berman Inc 144A Common | 5/10/2001 | | | |
| 13:31 | OLMFL** | Old Mutual Finance Cayman Islands Ltd 144A Gtd Pref Shs | 5/10/2001 | | | |
| 13:31 | SGRBL** | Shaw Communications 144A Common | 5/10/2001 | | | |
| 13:31 | SVFNL** | Stilwell Financial Inc 144A Common | 5/10/2001 | | | |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:31 | AMGDL | Affiliated Managers Group Inc 144A Common | | |
| 13:31 | MARCL | Marriott International Inc 144A Cl A | | |
| 13:31 | NUBAL | Neuberger Berman Inc 144A Common | | |
| 13:31 | OLMFL | Old Mutual Finance Cayman Islands Ltd 144A Gtd Pref Shs | | |
| 13:31 | SGRBL | Shaw Communications 144A Common | | |
| 13:31 | SRWNL | Sr Wind Ltd 144A Pref Shs Redeem 3C7 CL B 1 GRLS | | |
| 13:31 | SRWNZ | Sr Wind Ltd 144A Pref Shs Redeem 3C7 CL B 2 GRLS | | |
| 13:31 | SVFNL | Stilwell Financial Inc 144A Common | | |
Private Placement Security Changes 5/9/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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