October 24, 2014
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OTCBB and Other-OTC System Changes - 5/7/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:58 AMTWP American Tower Corporation (REIT) Pfd Conv Ser A 5/8/2014 100 ** 
16:28 NUUU Technology Applications Intl Corp Common Stock 5/8/2014 100 From NBB (NUUU) 
12:58 RDSFF Readsoft AB Ordinary Shares 5/8/2014 100  
16:28 SMMCF Summit Indl Income REIT Ordinary Shares (Canada) Tr Unit New 5/8/2014 100 ** 
12:58 YMMF Yummy Flies Inc. Common Stock 5/8/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
08:43 EESV Environmental Energy Services, Inc. Common Stock 5/7/2014 100 12(j) Registration Revoked by SEC ** 
08:43 IDIBQ IDI Global, Inc. Common Stock 5/7/2014 100 12(j) Registration Revoked by SEC ** 
08:43 IPZI Iptimize, Inc. Common Stock 5/7/2014 100 12(j) Registration Revoked by SEC ** 
08:43 IWWI Inform Worldwide Holdings Inc. No Par Common Stock 5/7/2014 100 12(j) Registration Revoked by SEC ** 
08:43 NGEN Nanogen, Inc. Common Stock 5/7/2014 100 12(j) Registration Revoked by SEC ** 
08:43 PTRN Patron Systems, Inc. Common Stock 5/7/2014 100 12(j) Registration Revoked by SEC ** 
12:58 AMHEP American Homes 4 Rent Participating Pfd Ser C 5/8/2014 100 Listed on NYSE (AMH$C) 
12:58 BDABF Boule Diagnostics AB Ordinary Shares (Sweden) 5/8/2014 100 Inactive Issue ** 
12:58 DPHAF Dechra Pharmaceuticals PLC Ordinary Shares (United Kingdom) 5/8/2014 100 Inactive Issue ** 


Portal System Changes 5/7/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/7/2014 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:58 JJMXZ J P Morgan Intl Derivatives Ltd Regional Basket Low Exercise 144A 3C7 Price Wt (Phillipines & Indonesian Bk Basket) Exp 05/07/14 5/8/2014 100 Expired Security ** 
12:58 JPMZZ J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Housing (Dev Fin) Expiring 05/07/2014 5/8/2014 100 Expired Security 
16:28 NUUU Technology Applications Intl Corp Common Stock 5/8/2014 100 Added to OTCBB ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:58 5/8/2014 CTPMD CTPMF Continental Precious Minerals Inc. Ordinary Shares (Canada) ** 
12:58 5/8/2014 IHSIE IHSI Intelligent Highway Solutions Inc Com ** 
16:28 5/8/2014 ORYN ORYNQ Oryon Technologies, Inc. Common Stock Bankruptcy filed. ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:58 5/8/2014 AQUID Aquagold International, Inc. (NEW) Common Stock AQUI Aquagold International, Inc. Common Stock ** 
12:58 5/8/2014 DHIFF Davis & Henderson Corp. Ordinary Shares (Canada) DHIFF DH Corporation. Ordinary Shares (Canada) Name/CUSIP Change ** 
16:28 5/8/2014 ETNMF Entourage Metals Ltd. Ordinary Shares (Canada) ETNMD Entourage Metals Ltd. New Ordinary Shares (Canada) 1-6 R/S** 
12:58 5/8/2014 HECC Hydrocarb Energy Corporation Common Stock HECCD Hydrocarb Energy Corporation. NEW Common Stock 1-3 R/S ** 
16:28 5/8/2014 JFAIF JPMorgan Fleming American Investment Trust PLC Ordinary Shares (UK) JFAID JPMorgan Fleming American Investment Trust PLC New Ordinary Shares (UK) 5-1 F/S. Matching Primary Exchange ** 
16:28 5/8/2014 KDXRF Kenedix Realty Investment Corp Ordinary Shares (Japan) KDXRF Kenedix Office Investment Corp Ordinary Shares (Japan) Name Change Only ** 
12:58 5/8/2014 RMKXF Rainmaker Mining Corporation Ordinary Shares RMKXF Rainmaker Resources Ltd Ordinary Shares Name/CUSIP Change ** 
12:58 5/8/2014 SSET Starstream Entertainment, Inc. Com SSETD Starstream Entertainment, Inc. NEW Com 1-3 R/S ** 
12:58 5/8/2014 SUGRD Sugar Creek Financial Corp. NEW Common Stock SUGR Sugar Creek Financial Corp. Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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