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Other-OTC System Changes - 5/7/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:01 | RMIXQ | U.S. Concrete, Inc. Common Stock | 5/10/2010 | Y | 100 | From G (RMIX)** |
| 13:01 | SXFL | Six Flags Entertainment Corporation New Common Stock | 5/10/2010 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:01 | BRDG | Bridge Technology, Inc. Common Stock | 5/10/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:01 | GGDCF | Garson Gold Corp Common Shares (Canada) | 5/10/2010 | 100 | Plan of Arrangement ** |
| 13:01 | IRRSF | Interra Resources Ltd Ordinary Shares (Singapore) | 5/10/2010 | 100 | Inactive Issue ** |
| 13:01 | ISTR | Internationalstores.Com Inc Common Stock | 5/10/2010 | 100 | Inactive Issue ** |
| 16:37 | KAMM | Kansas City Merchandise Mart Unclassified | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | MESFF | Medcom Soft Inc Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | MIEXF | Moritex Corp (Tokyo) Ordinary Shares | 5/10/2010 | 100 | Inactive Security**
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| 13:01 | MNSI | Marinas International, Inc. Common Stock | 5/10/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 16:37 | NPINF | Nepc India Ltd Ord Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | NTKHF | Nitto Kkohki Co Ltd Ord Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 13:01 | QDMGF | Quadra Mng Ltd Wt Exp 05/09/2010 (Canada) | 5/10/2010 | 100 | Expired Security ** |
| 16:37 | QRSCF | Qrsciences Holdings Ltd Ordinary Shares (Australia) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | RABI | Rab Industries Inc Common Stock | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | RLLHF | Rella Holding A/S Ordinary Shares (Denmark) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | RTRGF | Rieter Registered Shs Ordinary Shares | 5/10/2010 | 1 | Inactive Security** |
| 16:37 | SIHKF | Simsen International Corporation, Ltd. Ordinary Shares (Bermuda) HKD | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SLHGF | Swisslog Holding AG Vormsprecher Und Schuh Holding AG AARAU Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SMBEF | Schlumberger German Ctfs Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SMMR | Symmetry Technologies Inc Common | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SMUUF | Siam Commercial Bank Public Co Ltd Units Non Vtg Dep Rcpt | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SYCZF | Syscan International Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SYOUF | Shin Young Securities Co Ltd Ordinary Shares (South Korea) | 5/10/2010 | 100 | Inactive Security** |
| 13:01 | TKPHY | Takeda Pharmaceutical Co Ltd ADR (Japan) | 5/10/2010 | 100 | Unsponsored to Sponsored ADR conversion: Mandatory exchange of unsponsored ADRs into Sponsored ADRs; 1(one) sponsored ADR for every 1(one) unsponsored ADR. Refer to Sponsored ARD symbol: TKPYY ** |
| 16:37 | TWNGF | Taiwan Glass Indl Cp Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | UNVPF | Univa Inc Cum Red 1st Pfd Sr 1 Ordinary Shares | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | WTSV | Walcott Trust and Savings Bank CDT-Cap Stk | 5/10/2010 | 1 | Inactive Security** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:37 | 5/10/2010 | GRNZF | Green Global Resources Ltd Ordinary Shares (Bermuda) | NASIF | North Asia Resources Holdings Ltd Ordinary Shares (Bermuda) | |
| 13:01 | 5/10/2010 | PXCLF | Phoenix Coal Inc Common shares (Canada) | ELGMF | Elgin Mining Inc. Ordinary Shares (Canada) | 1-3 R/S ** |
| 13:01 | 5/10/2010 | TIPND | Tyner Resources Ltd. New Ordinary Shares (Canada) | TIPNF | Tyner Resources Ltd. Ordinary Shares (Canada) | ** |
Portal System Changes 5/7/2010 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:01 | IDHUY | Indian Hotels Co Ltd 144A RADR | 5/10/2010 | 100 | Inactive Issue ** |
| 13:01 | IPGLY | Interpump Group Spa 144A | 5/10/2010 | 100 | Inactive Issue ** |
| 13:01 | JPBJL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Bajaj Auto Fin Ltd 10/08/2013 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPIDW | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Warrant 144A 3C7 04/20/2012 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPIRW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Voltamp Transformers Ltd 03/30/2012 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPIRY | J. P. Morgan International Derivatives Ltd. 144A Korean Low Exercise Price Warrant 3C7 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPKRW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Prices Wt 144A 3C7 NIIT Technologies Ltd 03/30/2012 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPLDW | J. P. Morgan International Derivatives Ltd. Low Exercise Prices Wt Jiaozuo 144A 3C7 Wanfang Alum Manufacturing Co Ltd 05/23/2012 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPLRW | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Wt 144A 3C7 on Guangzhou Friendship Co Ltd Ord Shares 04/16/2012 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPMLL | J P Morgan Intl Derivatives Ltd Chinese Low Exercise Prices Wt 144A 3C7 Shanghai Zhenhua Port | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPMLM | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Mindtree Consulting | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPMLN | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A Idea Cellular Ltd | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPMLY | J P Morgan Intl Derivatives Ltd Indian Low Exercise Prices WT 144A Power Fin Corp Ltd(Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPMRW | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Wt 144A 3C7 on Pingdingshan Tianan Coal Mng Co Ltd Ord Shares 4/17/2012 (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPNYY | Corporate Backed Call Tr CTFS J C Penney Deb Backed Ser 2007 1 Tr Wt 144A 03/01/2097 | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPTBY | J. P. Morgan International Derivatives Ltd. 144A Taiwanese Low Exercise Price Wt 3C7 Largan Precision Co (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 13:01 | JPVAL | J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt Wan Hai Lines Ltd (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | JPVAY | J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt on EVA Airways Corp (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | JPVDJ | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Akruti Nirman Ltd (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | JPVDK | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Wt 144A Zhongjin Gold Corp (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | JPVDL | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 ITC Ltd (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | JPVDY | J. P. Morgan International Derivatives Ltd. Low Exercise Price Wt 144A 3C7 Fuyao Group Glass Inds Co Ltd (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | JPVFY | J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt on Johnson Health (Jersey) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | KGENY | KGen Power Corp Common Stock 144A | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | KZKZL | Kazakhstan Kagazy Plc Sponsored GDR 144A (Isle of Man) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBBLW | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Industrial Bk Co Ltd 06/04/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBELL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Bharat Heavy Elecs Ltd 05/28/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBELW | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Fuyao Group Glass Inds Co 05/30/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBHLL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A KS Oils Ltd 05/31/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLAY | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Wt 144A Indian Overseas Bk (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLBY | Lehman Brothers Luxembourg Equity Finance S.A. China Low Exercise Price Wt 144A Gree Elec Applicances (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLEL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price WT 144A Idea Cellular Ltd 3/26/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLEW | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Crompton Greaves Ltd 05/28/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLEY | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price WT 144A Shanghai Zhenua Port 3/22/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLHW | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Warrant 144A Guangzhou Baiyum Intl Airport Co 05/30/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLRJ | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Prices WT 144A Power Finance | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLRK | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Wt Rolta India (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLRL | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Warrant Madras Cement Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLRM | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Prices WT 144a Indian BK (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLRN | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Wt on Redington India Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLRY | Lehman Brothers Luxembourg Equity Finance S.A. China Low Exercise Price Wt 144A Tianjin Port Co Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLTY | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Warrant 144A Hindalco Inds Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLXM | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Wt Tata Stl Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLXY | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Warrant Gitanjali Gems Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLZJ | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Wt Prism Cement Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLZL | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Wt Gammon India Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLZM | Lehman Brothers Luxembourg Equity Finance S.A. 144A China Low Exercise Wt Shanghai Pudong Dev Bk | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLZN | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Wt ABG Shipyard Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBLZY | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Wt Akruti Nirm, An Ltd (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LBSCL | LBSBC Nim Co 2007 1 Preferred shares 144A 3C7 (Cayman Islands) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LHBLW | Lehman Brothers Luxembourg Equity Finance S.A. China Low Exercise Price Warrant 144A Offshore Oil Engineering Co Ltd 05/08/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LHMBL | Lehman Bros Luxembourg Equity Fin S A Low Exercise Price Call WT 144A China Merchants Bk Co Ltd 04/09/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LMLDY | Lexington Master Ltd Partnership Com 144A (United States) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LMNLL | Lehman Brothers Luxembourg Equity Finance S.A. China Low Exercise Price Warrant 144A Tata Motors Ltd 05/09/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LMNLW | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Warrant 144A Cosco Shipping Co Ltd 05/14/2012 (Luxembourg) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LRKCL | Limerock Clo I Pfd Shs 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LXMSL | Lehman XS Net Interest Margin Notes Series 2007-GPM1-1 Pref Shs 144A 3C7 (Cayman Islands) | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | LXNML | Lehman XS NIM Co 2007 Q08 144A Pref Shs 3C7 | 5/10/2010 | 100 | Inactive Issue |
| 16:37 | MCLPL | Medical Properties Trust Inc 144A Common Stock | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | MSIRL | Morgan Stanley Perqs mandatorily exchangeable 144A Halliburton Co Common | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | MSXLO | Morgan Stanley 2007 XLC1 Ltd Preferred shares B 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | MSXLP | Morgan Stanley 2007 XLC1 Ltd Preferred shares A 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | NEPUL | Neptune CDO IV Ltd Pref Shs 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | OCEAL | Ocean Trails Clo II Pref Shs 144A 3C7 (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PESSL | Preit Associates LP Common 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PKGPL | Pik Group Sponsored GDR 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PRDOL | Pharmstandard OJSC Sponsored GDR 144A (Russia) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PRLGL | Prologis Com 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PUMAM | Puma Cap Ltd Preferred Shares Cl D 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PUMAN | Puma Cap Ltd Preferred Shares Cl C 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PUMAO | Puma Cap Ltd Preferred Shares Cl B 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | PUMAP | Puma Cap Ltd Preferred Shares Cl A 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | QLILJ | Queenco Leisure International Ltd. Global Depositary Receipts 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SATQY | Saturn Clo Ltd Preferred Shares 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SBXZY | Subex Ltd New GDR 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SCYML | Solar Cayman Ltd Com Unit 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SJUDY | St Jude Med Inc Common Stock 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SLCPY | Solar Cap LLC Unit 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SNMML | Sasco Nim Co 2007 EQ1 144A Pref Shs 3C7 (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SNMTL | SASCO Nims TR 2007 WF1 Owner TR Ctf 144A 3C7 | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SRSTL | Summer Street 2007-1, Ltd. 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SSMOL | Sasco NIM Co 2007 RM1 Preferred shares 144A 3C7 (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | SSOMY | Sasco NIM CO 2007 BC1 Preferred Shares 3C7 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | STNOY | Stone Tower Clo VI Ltd Pfd 144a (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | TIPTL | TipTree Financial Partners LP Common Partnership Unit 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | UBTNJ | U.S. Bank Trust National Association Residual Interest Tax-Exempt Securities Receipts, Series PA-1468D 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | UBTSL | UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Synthetic Rubber 09/03/2010 (United Kingdom) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | WVBKK | Wachovia Bk N A Charlotte N C 8.00% Enhanced Yield Securities Linked to the Common Stock of Intel Corp 144A | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | YAZIL | Yazicilar Otomotiv Ve Gida Yatirim Ve Pazarlama Sanyi Ve Ticaret GDR Temp 144A Feb 2007 (Turkey) | 5/10/2010 | 100 | Inactive Security** |
| 16:37 | ZLLHL | Zais Levered Ln Holding Co Ltd Jr AIMCO Equity Shares 144A (Cayman Islands) | 5/10/2010 | 100 | Inactive Security** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:01 | 5/10/2010 | ILUXL | Innolux Display Corp Sponsored GDR 144A (Taiwan) | CMLXY | Chimei Innolux Corp Sponsored GDR 144A (Taiwan) | |
Private Placement Security Changes 5/7/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:37 | PTNTF | Patni Computer Systems Ltd Sponsored Reg S GDR (India) | 5/10/2010 | N | 100 | Symbol Reinstated |
