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Other-OTC System Changes - 5/6/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 06:57 | PPMT | Profit Planners Management, Inc. Common Stock | 5/6/2010 | Y | 100 | From BB (PPMT)** |
| 06:57 | PRVW | Peer Review Mediation & Arbitration Inc. Common Stock | 5/6/2010 | Y | 100 | From BB (PRVW)** |
| 13:15 | AULO | Aurelio Resource Corporation Common Stock | 5/7/2010 | Y | 100 | From BB (AULOE)** |
| 13:15 | BLEA | Blue Ridge Bank Walhalla SC CDT-CAP-STK | 5/7/2010 | Y | 100 | |
| 13:15 | EOPIQ | Eco2 Plastics, Inc. Common Stock | 5/7/2010 | Y | 100 | From BB (EOPIE)** |
| 13:15 | FHAI | Fountain Healthy Aging, Inc. Common Stock | 5/7/2010 | Y | 100 | From BB (FHAIE)** |
| 13:15 | FITI | FutureIT, Inc. Common shares | 5/7/2010 | Y | 100 | From BB (FITIE)** |
| 13:15 | FLRB | Florida Community Banks, Inc. (FL) Common Stock | 5/7/2010 | Y | 100 | From BB (FLRBE)** |
| 13:15 | GSTY | Green St. Energy, Inc. Common Stock | 5/7/2010 | Y | 100 | From BB (GSTYE)** |
| 13:15 | HMBT | Hemobiotech, Inc. Common Stock | 5/7/2010 | Y | 100 | From BB (HMBTE)** |
| 16:30 | HUIY | Hui Ying Technology & Media Group Holding Co Common Stock | 5/7/2010 | Y | 100 | |
| 13:15 | IKTO | iTokk, Inc. Common Stock | 5/7/2010 | Y | 100 | From BB (IKTO)** |
| 13:15 | NVNT | Novint Technologies, Inc. Common Stock | 5/7/2010 | Y | 100 | From BB (NVNTE)** |
| 13:15 | NWUC | Nationwide Utilities Corp. Common Stock | 5/7/2010 | Y | 100 | From BB (NWUCE)** |
| 13:15 | PBLX | Peoples National Bancshares Inc New Lexington Ohio CDT-CAP STK | 5/7/2010 | Y | 100 | |
| 13:15 | SMGY | Smart Energy Solutions, Inc. | 5/7/2010 | Y | 100 | From BB (SMGYE)** |
| 13:15 | SSHZ | Sino Shipping Holdings Inc Common Stock | 5/7/2010 | Y | 100 | From BB (SSHZE)** |
| 13:15 | TONE | TierOne Corporation Common Stock | 5/7/2010 | Y | 100 | From Q (TONE)** |
| 13:15 | VOYT | Voyant International Corporation Common Stock | 5/7/2010 | Y | 100 | From BB (VOYTE)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:15 | ADGMF | Advanced Magnesium Ltd Ordinary Shares (Australia) | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | AHEA | American Healthcare Providers Inc Common Stock | 5/7/2010 | 100 | Inactive Issue ** |
| 16:30 | ALUS | Alsius Corporation Common Stk | 5/7/2010 | 100 | Refer to Daily List 7/9/2009. Liquidating payment is payable upon surrender ** |
| 13:15 | AONI | Actron Inc Common Stock | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | ASASF | Asia Standard Intl Grp Ltd Ord Ordinary Shares | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | CFMRF | Codfarmers As Ordinary Shares (Norway) | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | CIIR | Caire Inc Common Stock | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | CSITF | Cons Silver Tusk Mines Ltd Ordinary Shares | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | EACSF | Empresa Agroindustrial Casagrande Sa Casagrande Lima Shares -Comun- (Peru) | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | FTIFF | Fti Foodtech Intl Inc (F) Ordinary Shares | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | FWPTF | Finsbury Worldwide Pharmaceutical PLC Ordinary Shares | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | GBSMF | Ginebra San Miguel Inc Shs | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | HGRRF | Henderson Group Plc Chess Depository Interests (United Kingdom) | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | HKGKF | HongKong Chinese Ltd Ordinary Shares | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | HNRN | Henderson Bancshares Inc Common Stock | 5/7/2010 | 100 | Inactive Issue ** |
| 14:13 | MSEZ | Media Sentiment Inc Common Stock | 5/7/2010 | 100 | Added to OTCBB (MSEZ)** |
| 16:30 | SMTFF | Smit Internationale NV Reg Shs (Netherlands) | 5/7/2010 | 100 | Acquired** |
| 13:15 | SONX | Sona Resources Inc Common Stock | 5/7/2010 | 100 | Added to OTCBB (SONX) |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:15 | 5/7/2010 | CGMS | Competitive Games International Inc New Common Stock | PWEI | PacWest Equities Inc Common Stock | 1-1,000 R/S ** |
| 13:15 | 5/7/2010 | ICTN | Innovative Communications Technologies Inc Common Stock | BCCI | Baristas Coffee Company Inc. Common Stock | 1-20 R/S ** |
| 13:15 | 5/7/2010 | REMD | Remodel Auction Inc. Common Stock | REMDD | Remodel Auction Inc. NEW Common Stock | 1-500 R/S ** |
| 16:30 | 5/7/2010 | SFRSF | Silver Fields Resources Inc. Ordinary Shares (Canada) | SFRSD | Silver Fields Resources Inc. New Ordinary Shares (Canada) | 1-10 R/S ** |
| 16:30 | 5/7/2010 | SIEZF | Sierra Minerals Inc Ordinary Shares (Canada) | GGAZF | Goldgroup Mining Inc. Ordinary Shares (Canada) | 1-2.85 R/S ** |
Portal System Changes 5/6/2010 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:15 | ACCDP | Apidos Cinco CDO Preferred 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | AIONL | Auction Rate TR 2007 Calc1 TR CTF CL B 144A 3C7 01/25/2046 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | ANPRL | Auction Pass Through TR 2007 2 CTF CL A 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | ANPRY | Auction Pass Through TR 2007 2 CTF CL B 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | ANPSL | Auction Pass Through Trust 2007-6 Ctf Cl A 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | ANPSZ | Auction Pass Through Tr 2007 T2 Ctf Cl B 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | ANPTL | Auction Pass Thru Tr 2007 T1 CTF Cl A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | ANPTY | Auction Pass Thru Tr 2007 T1 CTF Cl B | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | APDOL | Apidos CDO V Pref Shs 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | APGHL | Auction Pass Through TR 2007 4 CTF CL A 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | APGHY | Auction Pass Through TR 2007 4 CTF CL B 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | APTTL | Auction Pass Through TR 2007 3 CTF CL A 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | APTTY | Auction Pass Through TR 2007 3 CTF CL B 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | APTUL | Auction Pass Thru Tr 2007 T3 Auction Passthru CTF Cl B 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | APTUY | Auction Pass Thru Tr 2007 T3 Auction Passthru CTF Cl A 144A 3C7 | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | ARBJY | African Rainbow Minerals Ltd Sponsored 144A ADR (South Africa) | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | AUNPL | Auction Pass Through Trust 2007 1 CTF CL B 144A (United States) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | AUNPY | Auction Pass Through Trust 2007 1 CTF CL A 144A (United States) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | AXBAY | Axis Bank Limited 144A Temporary Global Depositary Receipts | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BAKYL | Barclays Bk Plc SH CTFS on Tianyuan Fd 144A 03/28/2012 (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLG | Barclays Bank PLC Sh Ctf Idea Cellular Ltd 144A (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLH | Barclays Bank PLC Sh Ctf Mindtree Consulting Ltd 144a (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLJ | Barclays Bank PLC Sh Ctf on Jinyang Fd 144A (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLM | Barclays Bank PLC 144A Sh Ctf on Mudra Lifestyle Ltd (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLN | Barclays Bank PLC SH CTF on FirstSource solution 144A Ltd (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLO | Barclays Bank PLC SH CTF on Pwr Fin Corp Ltd 144A (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLP | Barclays Bank PLC SH CTF On Indian BK 144A (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLS | Barclays Bank PLC Share Certificates on Handing Fund 144A (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLT | Barclays Bank PLC Share Certificates on Xingan Fund 144A (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BBPLZ | Barclays Bank PLC Share Certificates on Great Wall Jiufu Core Value Fund 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BCOHY | Banco Hipotecario Sa 144A | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | BCRYY | BARCLAYS BANK PLC Sh CTF on Ivrcl Infrastructure 144A & Projs Ltd (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BKCYL | Barclays Bk Plc SH CTFS on Puhui FD 144A 03/28/2012 (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BLOSL | Blossman Bancshares Inc Perp Pfd Secs 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BNCUL | BNC Nim Co 2007 2 Pref Shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BNNIP | BNC Nim Co 2007 1 Preferred 144A 3C7 (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BNSGL | Barnes Group Inc Common 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BPLCL | Barclays Bk Plc Sh CTF on Phoenix Mills Ltd 144A (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BRYCL | BARCLAYS BANK PLC Sh CTF United Phosphorus Ltd 144A 03/29/2012 (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BYBCL | Barclays Bk Plc SH CTFS on Tongian Fd 144A 03/28/2012 (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BYRAL | BARCLAYS BANK PLC Sh CTF on Advanta India Ltd 144A 04/26/2012 (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | BYSKL | BARCLAYS BANK PLC Sh Ctf on Unitech Ltd 144A 02/22/2012 (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | CARLP | Carlyle High Yield Partners X Ltd Preferred shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | COFGL | Cohen Financial Group Inc Class A 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | CTDOP | CTX CDO I Ltd Preferred 144A 3C7 (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | DDRCL | Developers Diversified Realty Corp Com 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | DSLAP | DSLA Nim CI 4 Corp Preferred shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | DTBAM | Deutsche Bank Ag London 144A Mandatory Exchangable Nt Lkd Hershey Co Common (United Kingdom) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | EXSPL | Extra Space Storage LP Common 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | FAMZY | Fortis NL 144A | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | FIPTL | Fixed Income Pass Through Tr Leberaged Tr CTF CL B 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | FIPTZ | Fixed Income Pass Through Tr Leberaged Tr CTF CL B Accd Invs | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | GLOSY | Globe Specialty Metals Inc. Wt Exp 144A | 5/7/2010 | 100 | Inactive Issue ** |
| 13:15 | GSAAY | GSAA 2007 NIM1 LLC Ord Shs 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | GSANY | GSAA 2007 NIM4 Ltd Ord Shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | GSMCY | GSMSC 2007 NIM2 Ltd Ordinary Shares (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | GSMDY | GSMSC 2007 NIM1 Ltd Ord Shs 144A 3C7 (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | GSMSL | GSMSC 2007 NIM3 Ltd Ordinary shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | GSNML | GSAA 2007 Nim5 Ltd Shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | HARBP | Harborview NIM Cl 12 Corp 2007-3-A Pref Shs 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | HHRLL | Host Hotels Common 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | HNCCL | Harborview NIM CI 10 Corp Pref Shares A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | HRBWP | Harborview NIM Cl 11 Corp Preferred shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | HVMLY | Harborview Corp NIM CI 8 Pref Shs 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | HVNEY | Harborview Corp NIM CI 9 Preferred Shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | IBFSL | IndyMac Bank F S B Pasadena Calif Perp Preferred Series A 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | IBLFL | Indiabulls Financial Services Ltd Sponsored GDR Temp May 2007 144A (India) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | IIMMY | ING Investment Management CLO IV LTD Preferred Shares 144A (Cayman Islands) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | INAAL | Inpar S A Sponsored GDR 144A (Brazil) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JJMSY | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPARW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A Nagarjuna Constr Co Ltd 03/30/2012 (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPBRW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144a Rolta India Ltd 03/30/2012 (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPCEJ | J P Morgan Intl Derivatives Ltd Taiwanese Low Exercise Price 144A 3C7 Wt Richtek Technology Corp (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPCEK | J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 on Changsha Zoomlion Heavy Indusry Sci & Tech Dev Ord Shs (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPCEL | J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 Shanghai Pudong Dev Bank (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPCEY | J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Warrant 144A Industrial Bk (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPDRW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A Infortech Enterprises Ltd 03/30/2012 (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPERW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A India Inforline Ltd 03/30/2012 (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPFRW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Prices Wt 144A Jindal Stl & Pwr Ltd 03/30/2012 (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPGRW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A Allsec Technologies Ltd 03/30/2012 (Jersey) | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPIDJ | J P Morgan Intl Derivatives Ltd Certificates Linked to MSCI Turkey Index 144A | 5/7/2010 | 100 | Inactive Issue |
| 13:15 | JPIDL | J P Morgan Intl Derivatives Ltd Low Exercise Price Options (LEPOS) Relating to the Ord Shares of Catcher Technology Co Ltd | 5/7/2010 | 100 | Inactive Issue |
Private Placement Security Changes 5/6/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:15 | ACSBL | Access Bk Nigeria Plc Sponsored GDR Reg S (Nigeria) | 5/7/2010 | N | 100 | Symbol Reinstated |
