August 21, 2014
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OTCBB and Other-OTC System Changes - 5/6/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
06:57 PPMT Profit Planners Management, Inc. Common Stock 5/6/2010 100 From BB (PPMT)** 
06:57 PRVW Peer Review Mediation & Arbitration Inc. Common Stock 5/6/2010 100 From BB (PRVW)** 


Portal System Changes 5/6/2010 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/6/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:15 ACSBL Access Bk Nigeria Plc Sponsored GDR Reg S (Nigeria) 5/7/2010 100 Symbol Reinstated 
13:15 AULO Aurelio Resource Corporation Common Stock 5/7/2010 100 From BB (AULOE)** 
13:15 BLEA Blue Ridge Bank Walhalla SC CDT-CAP-STK 5/7/2010 100  
13:15 EOPIQ Eco2 Plastics, Inc. Common Stock 5/7/2010 100 From BB (EOPIE)** 
13:15 FHAI Fountain Healthy Aging, Inc. Common Stock 5/7/2010 100 From BB (FHAIE)** 
13:15 FITI FutureIT, Inc. Common shares 5/7/2010 100 From BB (FITIE)** 
13:15 FLRB Florida Community Banks, Inc. (FL) Common Stock 5/7/2010 100 From BB (FLRBE)** 
13:15 GSTY Green St. Energy, Inc. Common Stock 5/7/2010 100 From BB (GSTYE)** 
13:15 HMBT Hemobiotech, Inc. Common Stock 5/7/2010 100 From BB (HMBTE)** 
16:30 HUIY Hui Ying Technology & Media Group Holding Co Common Stock 5/7/2010 100  
13:15 IKTO iTokk, Inc. Common Stock 5/7/2010 100 From BB (IKTO)** 
13:15 MSEZ Media Sentiment Inc Common Stock 5/7/2010 100 From NBB (MSEZ) 
13:15 NVNT Novint Technologies, Inc. Common Stock 5/7/2010 100 From BB (NVNTE)** 
13:15 NWUC Nationwide Utilities Corp. Common Stock 5/7/2010 100 From BB (NWUCE)** 
13:15 PBLX Peoples National Bancshares Inc New Lexington Ohio CDT-CAP STK 5/7/2010 100  
13:15 SMGY Smart Energy Solutions, Inc. 5/7/2010 100 From BB (SMGYE)** 
13:15 SONX Sona Resources Inc Common Stock 5/7/2010 100 From NBB (SONX) 
13:15 SSHZ Sino Shipping Holdings Inc Common Stock 5/7/2010 100 From BB (SSHZE)** 
13:15 TONE TierOne Corporation Common Stock 5/7/2010 100 From Q (TONE)** 
13:15 VOYT Voyant International Corporation Common Stock 5/7/2010 100 From BB (VOYTE)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
06:57 PPMT Profit Planners Management, Inc. Common Stock 5/6/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (PPMT)** 
06:57 PRVW Peer Review Mediation & Arbitration Inc. Common Stock 5/6/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (PRVW)** 


Portal System Changes 5/6/2010 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:15 ACCDP Apidos Cinco CDO Preferred 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 ADGMF Advanced Magnesium Ltd Ordinary Shares (Australia) 5/7/2010 100 Inactive Issue ** 
13:15 AHEA American Healthcare Providers Inc Common Stock 5/7/2010 100 Inactive Issue ** 
13:15 AIONL Auction Rate TR 2007 Calc1 TR CTF CL B 144A 3C7 01/25/2046 5/7/2010 100 Inactive Issue 
16:30 ALUS Alsius Corporation Common Stk 5/7/2010 100 Refer to Daily List 7/9/2009. Liquidating payment is payable upon surrender ** 
13:15 ANPRL Auction Pass Through TR 2007 2 CTF CL A 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 ANPRY Auction Pass Through TR 2007 2 CTF CL B 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 ANPSL Auction Pass Through Trust 2007-6 Ctf Cl A 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 ANPSZ Auction Pass Through Tr 2007 T2 Ctf Cl B 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 ANPTL Auction Pass Thru Tr 2007 T1 CTF Cl A 5/7/2010 100 Inactive Issue 
13:15 ANPTY Auction Pass Thru Tr 2007 T1 CTF Cl B 5/7/2010 100 Inactive Issue 
13:15 AONI Actron Inc Common Stock 5/7/2010 100 Inactive Issue ** 
13:15 APDOL Apidos CDO V Pref Shs 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 APGHL Auction Pass Through TR 2007 4 CTF CL A 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 APGHY Auction Pass Through TR 2007 4 CTF CL B 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 APTTL Auction Pass Through TR 2007 3 CTF CL A 144A 5/7/2010 100 Inactive Issue 
13:15 APTTY Auction Pass Through TR 2007 3 CTF CL B 144A 5/7/2010 100 Inactive Issue 
13:15 APTUL Auction Pass Thru Tr 2007 T3 Auction Passthru CTF Cl B 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 APTUY Auction Pass Thru Tr 2007 T3 Auction Passthru CTF Cl A 144A 3C7 5/7/2010 100 Inactive Issue 
13:15 ARBJY African Rainbow Minerals Ltd Sponsored 144A ADR (South Africa) 5/7/2010 100 Inactive Issue ** 
13:15 ASASF Asia Standard Intl Grp Ltd Ord Ordinary Shares 5/7/2010 100 Inactive Issue 
13:15 AULOE Aurelio Resource Corporation Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (AULO) ** 
13:15 AUNPL Auction Pass Through Trust 2007 1 CTF CL B 144A (United States) 5/7/2010 100 Inactive Issue 
13:15 AUNPY Auction Pass Through Trust 2007 1 CTF CL A 144A (United States) 5/7/2010 100 Inactive Issue 
13:15 AXBAY Axis Bank Limited 144A Temporary Global Depositary Receipts 5/7/2010 100 Inactive Issue 
13:15 BAKYL Barclays Bk Plc SH CTFS on Tianyuan Fd 144A 03/28/2012 (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLG Barclays Bank PLC Sh Ctf Idea Cellular Ltd 144A (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLH Barclays Bank PLC Sh Ctf Mindtree Consulting Ltd 144a (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLJ Barclays Bank PLC Sh Ctf on Jinyang Fd 144A (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLM Barclays Bank PLC 144A Sh Ctf on Mudra Lifestyle Ltd (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLN Barclays Bank PLC SH CTF on FirstSource solution 144A Ltd (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLO Barclays Bank PLC SH CTF on Pwr Fin Corp Ltd 144A (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLP Barclays Bank PLC SH CTF On Indian BK 144A (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLS Barclays Bank PLC Share Certificates on Handing Fund 144A (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLT Barclays Bank PLC Share Certificates on Xingan Fund 144A (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BBPLZ Barclays Bank PLC Share Certificates on Great Wall Jiufu Core Value Fund 144A 5/7/2010 100 Inactive Issue 
13:15 BCOHY Banco Hipotecario Sa 144A 5/7/2010 100 Inactive Issue ** 
13:15 BCRYY BARCLAYS BANK PLC Sh CTF on Ivrcl Infrastructure 144A & Projs Ltd (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BKCYL Barclays Bk Plc SH CTFS on Puhui FD 144A 03/28/2012 (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BLOSL Blossman Bancshares Inc Perp Pfd Secs 144A 5/7/2010 100 Inactive Issue 
13:15 BNCUL BNC Nim Co 2007 2 Pref Shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 BNNIP BNC Nim Co 2007 1 Preferred 144A 3C7 (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 BNSGL Barnes Group Inc Common 144A 5/7/2010 100 Inactive Issue 
13:15 BPLCL Barclays Bk Plc Sh CTF on Phoenix Mills Ltd 144A (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BRYCL BARCLAYS BANK PLC Sh CTF United Phosphorus Ltd 144A 03/29/2012 (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BYBCL Barclays Bk Plc SH CTFS on Tongian Fd 144A 03/28/2012 (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BYRAL BARCLAYS BANK PLC Sh CTF on Advanta India Ltd 144A 04/26/2012 (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 BYSKL BARCLAYS BANK PLC Sh Ctf on Unitech Ltd 144A 02/22/2012 (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 CARLP Carlyle High Yield Partners X Ltd Preferred shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 CFMRF Codfarmers As Ordinary Shares (Norway) 5/7/2010 100 Inactive Issue ** 
13:15 CIIR Caire Inc Common Stock 5/7/2010 100 Inactive Issue ** 
13:15 COFGL Cohen Financial Group Inc Class A 144A 5/7/2010 100 Inactive Issue 
13:15 CSITF Cons Silver Tusk Mines Ltd Ordinary Shares 5/7/2010 100 Inactive Issue ** 
13:15 CTDOP CTX CDO I Ltd Preferred 144A 3C7 (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 DDRCL Developers Diversified Realty Corp Com 144A 5/7/2010 100 Inactive Issue 
13:15 DSLAP DSLA Nim CI 4 Corp Preferred shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 DTBAM Deutsche Bank Ag London 144A Mandatory Exchangable Nt Lkd Hershey Co Common (United Kingdom) 5/7/2010 100 Inactive Issue 
13:15 EACSF Empresa Agroindustrial Casagrande Sa Casagrande Lima Shares -Comun- (Peru) 5/7/2010 100 Inactive Issue ** 
13:15 EOPIE Eco2 Plastics, Inc. Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (EOPIQ) ** 
13:15 EXSPL Extra Space Storage LP Common 144A 5/7/2010 100 Inactive Issue 
13:15 FAMZY Fortis NL 144A 5/7/2010 100 Inactive Issue ** 
13:15 FHAIE Fountain Healthy Aging, Inc. Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (FHAI) ** 
13:15 FIPTL Fixed Income Pass Through Tr Leberaged Tr CTF CL B 144A 5/7/2010 100 Inactive Issue 
13:15 FIPTZ Fixed Income Pass Through Tr Leberaged Tr CTF CL B Accd Invs 5/7/2010 100 Inactive Issue 
13:15 FITIE FutureIT, Inc. Common shares 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (FITI) ** 
13:15 FLRBE Florida Community Banks, Inc. (FL) Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (FLRB) ** 
13:15 FTIFF Fti Foodtech Intl Inc (F) Ordinary Shares 5/7/2010 100 Inactive Issue ** 
13:15 FWPTF Finsbury Worldwide Pharmaceutical PLC Ordinary Shares 5/7/2010 100 Inactive Issue ** 
13:15 GBSMF Ginebra San Miguel Inc Shs 5/7/2010 100 Inactive Issue ** 
13:15 GLOSY Globe Specialty Metals Inc. Wt Exp 144A 5/7/2010 100 Inactive Issue ** 
13:15 GSAAY GSAA 2007 NIM1 LLC Ord Shs 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 GSANY GSAA 2007 NIM4 Ltd Ord Shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 GSMCY GSMSC 2007 NIM2 Ltd Ordinary Shares (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 GSMDY GSMSC 2007 NIM1 Ltd Ord Shs 144A 3C7 (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 GSMSL GSMSC 2007 NIM3 Ltd Ordinary shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 GSNML GSAA 2007 Nim5 Ltd Shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 GSTYE Green St. Energy, Inc. Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (GSTY) ** 
13:15 HARBP Harborview NIM Cl 12 Corp 2007-3-A Pref Shs 144A 5/7/2010 100 Inactive Issue 
13:15 HGRRF Henderson Group Plc Chess Depository Interests (United Kingdom) 5/7/2010 100 Inactive Issue ** 
13:15 HHRLL Host Hotels Common 144A 5/7/2010 100 Inactive Issue 
13:15 HKGKF HongKong Chinese Ltd Ordinary Shares 5/7/2010 100 Inactive Issue ** 
13:15 HMBTE Hemobiotech, Inc. Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (HMBT) ** 
13:15 HNCCL Harborview NIM CI 10 Corp Pref Shares A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 HNRN Henderson Bancshares Inc Common Stock 5/7/2010 100 Inactive Issue ** 
13:15 HRBWP Harborview NIM Cl 11 Corp Preferred shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 HVMLY Harborview Corp NIM CI 8 Pref Shs 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 HVNEY Harborview Corp NIM CI 9 Preferred Shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 IBFSL IndyMac Bank F S B Pasadena Calif Perp Preferred Series A 144A 5/7/2010 100 Inactive Issue 
13:15 IBLFL Indiabulls Financial Services Ltd Sponsored GDR Temp May 2007 144A (India) 5/7/2010 100 Inactive Issue 
13:15 IIMMY ING Investment Management CLO IV LTD Preferred Shares 144A (Cayman Islands) 5/7/2010 100 Inactive Issue 
13:15 IKTO iTokk, Inc. Common Stock 5/7/2010 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (IKTO) ** 
13:15 INAAL Inpar S A Sponsored GDR 144A (Brazil) 5/7/2010 100 Inactive Issue 
13:15 JJMSY J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPARW J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A Nagarjuna Constr Co Ltd 03/30/2012 (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPBRW J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144a Rolta India Ltd 03/30/2012 (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPCEJ J P Morgan Intl Derivatives Ltd Taiwanese Low Exercise Price 144A 3C7 Wt Richtek Technology Corp (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPCEK J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 on Changsha Zoomlion Heavy Indusry Sci & Tech Dev Ord Shs (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPCEL J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 Shanghai Pudong Dev Bank (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPCEY J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Warrant 144A Industrial Bk (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPDRW J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A Infortech Enterprises Ltd 03/30/2012 (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPERW J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A India Inforline Ltd 03/30/2012 (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPFRW J. P. Morgan International Derivatives Ltd. Indian Low Exercise Prices Wt 144A Jindal Stl & Pwr Ltd 03/30/2012 (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPGRW J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A Allsec Technologies Ltd 03/30/2012 (Jersey) 5/7/2010 100 Inactive Issue 
13:15 JPIDJ J P Morgan Intl Derivatives Ltd Certificates Linked to MSCI Turkey Index 144A 5/7/2010 100 Inactive Issue 
13:15 JPIDL J P Morgan Intl Derivatives Ltd Low Exercise Price Options (LEPOS) Relating to the Ord Shares of Catcher Technology Co Ltd 5/7/2010 100 Inactive Issue 
14:13 MSEZ Media Sentiment Inc Common Stock 5/7/2010 100 Added to OTCBB (MSEZ)** 
13:15 NVNTE Novint Technologies, Inc. Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (NVNT) ** 
13:15 NWUCE Nationwide Utilities Corp. Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (NWUC) ** 
13:15 SMGYE Smart Energy Solutions, Inc. 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (SMGY) ** 
16:30 SMTFF Smit Internationale NV Reg Shs (Netherlands) 5/7/2010 100 Acquired** 
13:15 SONX Sona Resources Inc Common Stock 5/7/2010 100 Added to OTCBB (SONX) 
13:15 SSHZE Sino Shipping Holdings Inc Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (SSHZ) ** 
13:15 VOYTE Voyant International Corporation Common Stock 5/7/2010 100 Failure To Comply With NASD 6530; Added to NBB (VOYT) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:15 5/7/2010 AAAAE AAAA AAA Pub Adjusting Group Inc Common Stock ** 
13:15 5/7/2010 CBISE CBIS Cannabis Science, Inc. Common Stock ** 
13:15 5/7/2010 CLGCE CLGC Cold Gin Corp Common Stock ** 
13:15 5/7/2010 ISIME ISIM Insight Management Corporation Common Stock ** 
13:15 5/7/2010 MKROE MKRO Monkey Rock Group, Inc. Common Stock ** 
13:15 5/7/2010 NORHE NORH North Horizon, Inc COMMON STOCK ** 
16:30 5/10/2010 CHFI CHFIE China Finance, Inc. Common Stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:15 5/7/2010 CGMS Competitive Games International Inc New Common Stock PWEI PacWest Equities Inc Common Stock 1-1,000 R/S ** 
13:15 5/7/2010 ICTN Innovative Communications Technologies Inc Common Stock BCCI Baristas Coffee Company Inc. Common Stock 1-20 R/S ** 
13:15 5/7/2010 MSBT MedaSorb Technologies Corporation Common Stock CTSO Cytosorbents Corporation Common Stock ** 
13:15 5/7/2010 REMD Remodel Auction Inc. Common Stock REMDD Remodel Auction Inc. NEW Common Stock 1-500 R/S ** 
13:15 5/7/2010 SCLX Sino Clean Energy Inc. Common Stock SCLXD Sino Clean Energy Inc. NEW Common Stock 1-10 R/S ** 
16:30 5/7/2010 SFRSF Silver Fields Resources Inc. Ordinary Shares (Canada) SFRSD Silver Fields Resources Inc. New Ordinary Shares (Canada) 1-10 R/S ** 
16:30 5/7/2010 SIEZF Sierra Minerals Inc Ordinary Shares (Canada) GGAZF Goldgroup Mining Inc. Ordinary Shares (Canada) 1-2.85 R/S ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
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