|
Other-OTC System Changes - 5/5/2010 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:49 | MBHS | mBeach Software, Inc. Common Stock | 5/5/2010 | Y | 100 | From BB (MBHS)** |
| 16:44 | ABGEF | Agricultural Bank of Greece SA Reg Shs | 5/6/2010 | Y | 100 | |
| 16:44 | FLRE | Flameret Inc Common Stock | 5/6/2010 | Y | 100 | |
| 16:44 | PMXO | PMX Communities Inc Common Stock | 5/6/2010 | Y | 100 | |
| 13:43 | TKPYY | Takeda Pharmaceutical Co Ltd Sponsored ADR (Japan) | 5/6/2010 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 16:44 | BADG | Badger St Ethanol LLC Cap Unit Class A | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | CRDE | Cardinal Ethanol LLC Membership Unit | 5/6/2010 | 100 | Pending review of eligibility |
| 13:43 | FALJF | FALA Ordinary shares (France) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FBDHF | Fbd Holdings Plc Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FCLIF | Financial Technologies India Ltd Shares Dematerialised (India) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FCODF | Financiere De L Odet 100 Eur Par Ord Ordinary Shares | 5/6/2010 | 1 | Inactive Issue ** |
| 13:43 | FEGYF | First Energy Service Co Ltd, Tokyo Ordinary Shares (Japan) | 5/6/2010 | 1 | Inactive Issue ** |
| 13:43 | FELX | Felix Oil Co Unclassified | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FFGEF | Fifth Generation Company Ordinary Shares (Russia) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FFHCF | First Financial Holding Company Ltd Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FFRMF | Firstfarms A/S, Vejle Ordinary Shares (Denmark) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FIBUF | Finsbury Group Ltd Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FIDEF | Fountain Industries Europe SA Ordinary Shares (Belgium) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FILHF | Formosa International Hotels Corporation Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FJIDF | Fuji Distribution Co Ltd Fgn Ordinary Shares (Japan) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FJKNF | First Juken Co Ltd Amagasaki Ordinary Shares (Japan) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FLESF | Fil-Estate Land Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FMFIF | Fleming Euro Fldgng Inv Tr Plc Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FMMIF | Fleming Emrg Mkts Inv Tr Plc Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FNFHF | First Natural Foods Holdings Ltd Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 16:44 | FNHI | Franchise Holdings International, Inc. Common Stock | 5/6/2010 | 100 | Added to OTCBB (FNHI) |
| 13:43 | FOREF | 4imprint Group Plc Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FPCDF | Fingerprint Cards Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FRGGF | Frigoglass Sa (Greece) Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FRLMF | Farlim Group Bhd Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FRRCF | Ferrochina Ltd Ordinary Shares (Bermuda) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FSBTF | Finsbury Trust Plc Ordinary shares (United Kingdom) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FSMRF | Four Seas Mercantile Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FSRCF | First Resources Ltd Ordinary shares (Singapore) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FUKOF | Fuji Kosan Co Ltd Ordinary Shares (Japan) | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FUSAF | Furusato Industries Ltd Ordinary Shares (Japan) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | FUSOF | Fuso Pharmaceutical Industries Ordinary Shares (Japan) | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FUYVF | Fu Yu Manufacturing Ltd Ordinary Shares (Singapore) | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | FXUMF | Flexium Interconnect Inc Ordinary Shares (Taiwan) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | GBNLF | Globe International Ltd Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | GCGUF | Gua Confeccoes Guararapes Sa Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | GDMOF | Gildemeister Ag Bearer Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | GDROF | Goldtron Ltd Ordinary Shares | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | GDSDF | Goldsun Development & Construction Co Ordinary Shares (Taiwan) | 5/6/2010 | 100 | Inactive Issue |
| 13:43 | GEIVF | Genesis Energy Investment Plc Ordinary shares (Hungary) | 5/6/2010 | 100 | Inactive Issue ** |
| 13:43 | GEWSF | Gewiss Spa Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 16:44 | GFGY | Granite Falls Energy LLC Membership Unit | 5/6/2010 | 100 | Pending review of eligibility |
| 13:43 | GFHZF | Group Five Hldgs R Zar 0.05 Ordinary Shares | 5/6/2010 | 100 | Inactive Issue ** |
| 16:44 | GGROU | Golden Growers Coop Unit | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | HEOL | Highwater Ethanol LLC Membership Unit | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | MWGP | Midwest Grain Processors Coop Common Stock | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | REGX | Red Trail Energy LLC Membership Unit Class A | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | SIXL | Siouxland Energy & Livestock Coop Dry Equity | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | SIXN | Siouxland Energy & Livestock Coop Wet Equity Intp Int | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | SVJTF | Severstal Joint Stock Company Sponsored Reg S GDR (Russia) | 5/6/2010 | 100 | Mandatory Exchange |
| 16:44 | TABCY | Tabcorp Holdings Ltd American Depositary Shares | 5/6/2010 | 100 | ADR Program Terminated. Holders of sponsored ADRs may surrender the sponsored ADRs and request delivery of unsponsored ADRs at the rate of 1 new unsponsored ("ADS") for every 1 sponsored ADS surrendered.** |
| 16:44 | UETH | United Ethanol LLC Membership Unit Class A | 5/6/2010 | 100 | Pending review of eligibility |
| 16:44 | UETT | United Ethanol LLC Membership Unit Class C | 5/6/2010 | 100 | Pending review of eligibility |
| 13:43 | VTPK | Vertigo Theme Parks Inc. Common Stock | 5/6/2010 | 100 | 12(j) Registration Revoked by SEC |
| 16:44 | WWIS | Western Wisconsin Renewable Energy Co-Op Common Stock | 5/6/2010 | 100 | Pending review of eligibility |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:43 | 5/6/2010 | TAKRD | TAKRF | Takara Resources, Inc. Ordinary Shares (Canada) | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:43 | 5/6/2010 | BBRE | Boundary Bay Resources, Inc. Common Stock | WTGI | Wave Technology Group, Inc. Common Stock | 1-1,000 R/S ** |
Portal System Changes 5/5/2010 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:44 | MSGRL | Mosenergo Oao Sponsored GDR 144A (Russia) | 5/6/2010 | N | 100 | Symbol Reinstated |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 16:44 | ADDPI | A & D Pharma Holdings 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AHOUL | Anthousa Ltd Sponsored GDR 144A (United Kingdom) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AICZG | Allegro Investment Corp. S.A. Equity Linked Nt based upon 144A IBM Corp Com | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AICZI | Allegro Investment Corp S A 7.15 ELKS on Applied Material | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AICZJ | Allegro Investment Corp S A 9.08 ELKS on Apple Computer 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AICZK | Allegro Investment Corp. S.A. Equity Lkd Nt on Schlumberger 144A Ltd -Elks Com Stk | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | ARAPY | Arco Cap Corp Ltd Com 144A (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AUPAI | Auction Pass Through Tr 2006 13 Ctf Cl A 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AUPAJ | Auction Pass Through Tr 2006 13 Ctf Cl B 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AUPAK | Auction Pass Through Tr 2006 13 Ctf Cl B 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AUPAL | Auction Pass Through Tr 2006 13 Ctf Cl A 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | AVVLL | Aviv Lcdo 2006 1 Ltd Pref Shs 144A 3C7 (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | BBPLK | Barclays Bank PLC Shs Ctf on Tele Data Informatics Ltd 144a (United Kingdom) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | BBPLL | Barclays Bank PLC Sh Ctf Reliance Energy Ltd 144A (United Kingdom) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | BBPLY | Barclays Bank PLC Shs Ctf on Natl Organic Chem 144A Inds (United Kingdom) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | BGRGI | Joint Stock Company Bank of Georgia Bank of Georgia 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | BNIML | BNC Nim Co 2006 1 Pref Shs 144A 3C7 (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | CBJPW | Corporate Backed Call Tr Ctfs J C Penney Deb Backed Ser 2006 1 Wt | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | CFOPL | Corporate Office Pptys LP Common Stock 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | CHGQI | Chagala Group Limited Chagala Group Limited 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | CLYZL | Chelyabinsk Zinc Plant Sponsored GDR 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | DTBAL | Deutsche Bank Ag London Mandatory Exchangeable Nt Lkd 144A to Sprint Nextel Corp Common | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | ETNSY | E-Ton Solar Tech Co. Ltd. 144A Sponsored GDR | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | FIIDL | First Industrial Common Stock 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | FNMOL | FFML Nim Co 2006 FF14 Pref Shs 144A 3C7 (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | HNTOF | Hanatour Svc Inc GDR Repstg Com 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | HVNML | Hvmlt Nim Cl 2 Corp Pfd Shs 144A (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | IINFJ | Ina-Industrija Nafte, d.d. Sponsored 144A GDR (Croatia) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | JPVGW | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Warrant 144A 3C7 (Jersey) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | JPVHW | J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Warrant TXC Corp (Jersey) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | KAZML | Kazkommertsbank Ord Sponsored GDR Oct 2006 144A (Kazakstan) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | LBFDY | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Call WT 144A Hindalco Inds Ltd (Luxembourg) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | LBLTL | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Call 144A Wt on Bharti Airtel Ltd (Luxembourg) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | LBLTZ | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercie Price Call 144A Wt on Reliance Communication Ltd (Luxembourg) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | LHXNL | Lehman Xs Nim Co 2006 Ar8 Pref Shs 144A 3C7 (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | LHXSI | Lehman XS NIM Trust 2006-9 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | LXNIP | Lehman XS NIM Co. 2006 GP3 144A Preferred Shares 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | LXSIP | Lehman XS NIM Co. 2006 GP2 144A Preferred Shares 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | MKZYL | Merkez Yayin Holdings As GDS 144A (Turkey) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | NNNRL | NNN Realty Advisors Inc Common Stock 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | NXLPL | New Plan Excel Realty Trust, Inc. Common Stock 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | OJSGL | OJSC GV Gold 144A Sponsored GDR 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | PGSHI | Paragon Shipping Inc 144A Class common stock | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | PGSHZ | Paragon Shipping Inc Wt Exp 2011 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | RCCTP | RCC Trust II 144A Preferred Securities | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | RCTZP | Resource Capital Trust II 144A Preferred Securities | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SBRFI | Santos Brasil S.A. Santos Brasil Global Depositary Shares 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SEMAL | Sistema Hals Jsc Sponsored GDR 144A (Russia) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SILML | Sail Nim Co 2006 BNC3 Pref Shs 144A 3C7 (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SORIL | Somero Enterprises Inc Common Stock 144A | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SPGII | Spring I Ltd Pfd Cl P-2B 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SPGIJ | Spring I Ltd Pfd Cl P-2A 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SPGIK | Spring I Ltd Pfd Cl P-1B 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SPGIL | Spring I Ltd Pfd Shs Cl P-1A 144A 3C7 | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SSNMK | Sasco Nim Co 2006 NC1 Pref Shs 144A 3C7 (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SSNML | Sasco Nim Co 2006 NC1 Pref Shs 144A (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | SSNMY | Sasco Nim Co 2006 BC6 Pref Shs 144A 3C7 (Cayman Islands) | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | STTWP | Stone Tower CLO V Ltd. 144A Preferred | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | VNVIP | Venture VI CDO Ltd. 144A Preferred Shares | 5/6/2010 | 100 | Inactive Security** |
| 16:44 | WVBKL | Wachovia Bk N A Charlotte N C Enhanced Yield Secs Lkd 144A Southwest Arls Co (NC) | 5/6/2010 | 100 | Inactive Security** |
Private Placement Security Changes 5/5/2010 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:43 | BHNWF | Bank Handlowy Warszawie Sponsored Reg S GDR | 5/6/2010 | N | 100 | Symbol Reinstated** |
| 16:44 | GPOOY | Grupo Carso S A de C V Sponsored 144A ADR | 5/6/2010 | N | 100 | Symbol Reinstated** |