September 21, 2014
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OTCBB and Other-OTC System Changes - 5/5/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:49 MBHS mBeach Software, Inc. Common Stock 5/5/2010 100 From BB (MBHS)** 
16:44 ABGEF Agricultural Bank of Greece SA Reg Shs 5/6/2010 100  


Portal System Changes 5/5/2010 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/5/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:43 BHNWF Bank Handlowy Warszawie Sponsored Reg S GDR 5/6/2010 100 Symbol Reinstated** 
16:44 FLRE Flameret Inc Common Stock 5/6/2010 100  
16:44 FNHI Franchise Holdings International, Inc. Common Stock 5/6/2010 100 From NBB (FNHI) 
16:44 GPOOY Grupo Carso S A de C V Sponsored 144A ADR 5/6/2010 100 Symbol Reinstated** 


Portal System Changes 5/5/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:44 MSGRL Mosenergo Oao Sponsored GDR 144A (Russia) 5/6/2010 100 Symbol Reinstated 
16:44 PMXO PMX Communities Inc Common Stock 5/6/2010 100  
13:43 TKPYY Takeda Pharmaceutical Co Ltd Sponsored ADR (Japan) 5/6/2010 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:49 MBHS mBeach Software, Inc. Common Stock 5/5/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (MBHS)** 
16:44 ADDPI A & D Pharma Holdings 144A 5/6/2010 100 Inactive Security** 
16:44 AHOUL Anthousa Ltd Sponsored GDR 144A (United Kingdom) 5/6/2010 100 Inactive Security** 
16:44 AICZG Allegro Investment Corp. S.A. Equity Linked Nt based upon 144A IBM Corp Com 5/6/2010 100 Inactive Security** 
16:44 AICZI Allegro Investment Corp S A 7.15 ELKS on Applied Material 5/6/2010 100 Inactive Security** 
16:44 AICZJ Allegro Investment Corp S A 9.08 ELKS on Apple Computer 144A 5/6/2010 100 Inactive Security** 
16:44 AICZK Allegro Investment Corp. S.A. Equity Lkd Nt on Schlumberger 144A Ltd -Elks Com Stk 5/6/2010 100 Inactive Security** 
16:44 ARAPY Arco Cap Corp Ltd Com 144A (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 AUPAI Auction Pass Through Tr 2006 13 Ctf Cl A 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 AUPAJ Auction Pass Through Tr 2006 13 Ctf Cl B 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 AUPAK Auction Pass Through Tr 2006 13 Ctf Cl B 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 AUPAL Auction Pass Through Tr 2006 13 Ctf Cl A 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 AVVLL Aviv Lcdo 2006 1 Ltd Pref Shs 144A 3C7 (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 BADG Badger St Ethanol LLC Cap Unit Class A 5/6/2010 100 Pending review of eligibility 
16:44 BBPLK Barclays Bank PLC Shs Ctf on Tele Data Informatics Ltd 144a (United Kingdom) 5/6/2010 100 Inactive Security** 
16:44 BBPLL Barclays Bank PLC Sh Ctf Reliance Energy Ltd 144A (United Kingdom) 5/6/2010 100 Inactive Security** 
16:44 BBPLY Barclays Bank PLC Shs Ctf on Natl Organic Chem 144A Inds (United Kingdom) 5/6/2010 100 Inactive Security** 
16:44 BGRGI Joint Stock Company Bank of Georgia Bank of Georgia 144A 5/6/2010 100 Inactive Security** 
16:44 BNIML BNC Nim Co 2006 1 Pref Shs 144A 3C7 (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 CBJPW Corporate Backed Call Tr Ctfs J C Penney Deb Backed Ser 2006 1 Wt 5/6/2010 100 Inactive Security** 
16:44 CFOPL Corporate Office Pptys LP Common Stock 144A 5/6/2010 100 Inactive Security** 
16:44 CHGQI Chagala Group Limited Chagala Group Limited 144A 5/6/2010 100 Inactive Security** 
16:44 CLYZL Chelyabinsk Zinc Plant Sponsored GDR 144A 5/6/2010 100 Inactive Security** 
16:44 CRDE Cardinal Ethanol LLC Membership Unit 5/6/2010 100 Pending review of eligibility 
16:44 DTBAL Deutsche Bank Ag London Mandatory Exchangeable Nt Lkd 144A to Sprint Nextel Corp Common 5/6/2010 100 Inactive Security** 
16:44 ETNSY E-Ton Solar Tech Co. Ltd. 144A Sponsored GDR 5/6/2010 100 Inactive Security** 
13:43 FALJF FALA Ordinary shares (France) 5/6/2010 100 Inactive Issue ** 
13:43 FBDHF Fbd Holdings Plc Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 FCLIF Financial Technologies India Ltd Shares Dematerialised (India) 5/6/2010 100 Inactive Issue ** 
13:43 FCODF Financiere De L Odet 100 Eur Par Ord Ordinary Shares 5/6/2010 Inactive Issue ** 
13:43 FEGYF First Energy Service Co Ltd, Tokyo Ordinary Shares (Japan) 5/6/2010 Inactive Issue ** 
13:43 FELX Felix Oil Co Unclassified 5/6/2010 100 Inactive Issue 
13:43 FFGEF Fifth Generation Company Ordinary Shares (Russia) 5/6/2010 100 Inactive Issue ** 
13:43 FFHCF First Financial Holding Company Ltd Ordinary Shares 5/6/2010 100 Inactive Issue ** 
13:43 FFRMF Firstfarms A/S, Vejle Ordinary Shares (Denmark) 5/6/2010 100 Inactive Issue ** 
13:43 FIBUF Finsbury Group Ltd Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 FIDEF Fountain Industries Europe SA Ordinary Shares (Belgium) 5/6/2010 100 Inactive Issue ** 
16:44 FIIDL First Industrial Common Stock 144A 5/6/2010 100 Inactive Security** 
13:43 FILHF Formosa International Hotels Corporation Ordinary Shares 5/6/2010 100 Inactive Issue ** 
13:43 FJIDF Fuji Distribution Co Ltd Fgn Ordinary Shares (Japan) 5/6/2010 100 Inactive Issue ** 
13:43 FJKNF First Juken Co Ltd Amagasaki Ordinary Shares (Japan) 5/6/2010 100 Inactive Issue ** 
13:43 FLESF Fil-Estate Land Ordinary Shares 5/6/2010 100 Inactive Issue ** 
13:43 FMFIF Fleming Euro Fldgng Inv Tr Plc Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 FMMIF Fleming Emrg Mkts Inv Tr Plc Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 FNFHF First Natural Foods Holdings Ltd Ordinary Shares 5/6/2010 100 Inactive Issue ** 
16:44 FNHI Franchise Holdings International, Inc. Common Stock 5/6/2010 100 Added to OTCBB (FNHI) 
16:44 FNMOL FFML Nim Co 2006 FF14 Pref Shs 144A 3C7 (Cayman Islands) 5/6/2010 100 Inactive Security** 
13:43 FOREF 4imprint Group Plc Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 FPCDF Fingerprint Cards Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 FRGGF Frigoglass Sa (Greece) Ordinary Shares 5/6/2010 100 Inactive Issue ** 
13:43 FRLMF Farlim Group Bhd Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 FRRCF Ferrochina Ltd Ordinary Shares (Bermuda) 5/6/2010 100 Inactive Issue ** 
13:43 FSBTF Finsbury Trust Plc Ordinary shares (United Kingdom) 5/6/2010 100 Inactive Issue ** 
13:43 FSMRF Four Seas Mercantile Ordinary Shares 5/6/2010 100 Inactive Issue ** 
13:43 FSRCF First Resources Ltd Ordinary shares (Singapore) 5/6/2010 100 Inactive Issue ** 
13:43 FUKOF Fuji Kosan Co Ltd Ordinary Shares (Japan) 5/6/2010 100 Inactive Issue 
13:43 FUSAF Furusato Industries Ltd Ordinary Shares (Japan) 5/6/2010 100 Inactive Issue ** 
13:43 FUSOF Fuso Pharmaceutical Industries Ordinary Shares (Japan) 5/6/2010 100 Inactive Issue 
13:43 FUYVF Fu Yu Manufacturing Ltd Ordinary Shares (Singapore) 5/6/2010 100 Inactive Issue 
13:43 FXUMF Flexium Interconnect Inc Ordinary Shares (Taiwan) 5/6/2010 100 Inactive Issue ** 
13:43 GBNLF Globe International Ltd Ordinary Shares 5/6/2010 100 Inactive Issue ** 
13:43 GCGUF Gua Confeccoes Guararapes Sa Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 GDMOF Gildemeister Ag Bearer Ordinary Shares 5/6/2010 100 Inactive Issue ** 
13:43 GDROF Goldtron Ltd Ordinary Shares 5/6/2010 100 Inactive Issue 
13:43 GDSDF Goldsun Development & Construction Co Ordinary Shares (Taiwan) 5/6/2010 100 Inactive Issue 
13:43 GEIVF Genesis Energy Investment Plc Ordinary shares (Hungary) 5/6/2010 100 Inactive Issue ** 
13:43 GEWSF Gewiss Spa Ordinary Shares 5/6/2010 100 Inactive Issue ** 
16:44 GFGY Granite Falls Energy LLC Membership Unit 5/6/2010 100 Pending review of eligibility 
13:43 GFHZF Group Five Hldgs R Zar 0.05 Ordinary Shares 5/6/2010 100 Inactive Issue ** 
16:44 GGROU Golden Growers Coop Unit 5/6/2010 100 Pending review of eligibility 
16:44 HEOL Highwater Ethanol LLC Membership Unit 5/6/2010 100 Pending review of eligibility 
16:44 HNTOF Hanatour Svc Inc GDR Repstg Com 144A 5/6/2010 100 Inactive Security** 
16:44 HVNML Hvmlt Nim Cl 2 Corp Pfd Shs 144A (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 IINFJ Ina-Industrija Nafte, d.d. Sponsored 144A GDR (Croatia) 5/6/2010 100 Inactive Security** 
16:44 JPVGW J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Warrant 144A 3C7 (Jersey) 5/6/2010 100 Inactive Security** 
16:44 JPVHW J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Warrant TXC Corp (Jersey) 5/6/2010 100 Inactive Security** 
16:44 KAZML Kazkommertsbank Ord Sponsored GDR Oct 2006 144A (Kazakstan) 5/6/2010 100 Inactive Security** 
16:44 LBFDY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Call WT 144A Hindalco Inds Ltd (Luxembourg) 5/6/2010 100 Inactive Security** 
16:44 LBLTL Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Call 144A Wt on Bharti Airtel Ltd (Luxembourg) 5/6/2010 100 Inactive Security** 
16:44 LBLTZ Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercie Price Call 144A Wt on Reliance Communication Ltd (Luxembourg) 5/6/2010 100 Inactive Security** 
16:44 LHXNL Lehman Xs Nim Co 2006 Ar8 Pref Shs 144A 3C7 (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 LHXSI Lehman XS NIM Trust 2006-9 5/6/2010 100 Inactive Security** 
16:44 LXNIP Lehman XS NIM Co. 2006 GP3 144A Preferred Shares 3C7 5/6/2010 100 Inactive Security** 
16:44 LXSIP Lehman XS NIM Co. 2006 GP2 144A Preferred Shares 3C7 5/6/2010 100 Inactive Security** 
13:52 MILL Miller Petroleum, Inc. Common Stock 5/6/2010 100 Listed on NGM (MILL)** 
16:44 MKZYL Merkez Yayin Holdings As GDS 144A (Turkey) 5/6/2010 100 Inactive Security** 
16:44 MWGP Midwest Grain Processors Coop Common Stock 5/6/2010 100 Pending review of eligibility 
16:44 NNNRL NNN Realty Advisors Inc Common Stock 144A 5/6/2010 100 Inactive Security** 
16:44 NXLPL New Plan Excel Realty Trust, Inc. Common Stock 144A 5/6/2010 100 Inactive Security** 
16:44 OJSGL OJSC GV Gold 144A Sponsored GDR 144A 5/6/2010 100 Inactive Security** 
16:44 PGSHI Paragon Shipping Inc 144A Class common stock 5/6/2010 100 Inactive Security** 
16:44 PGSHZ Paragon Shipping Inc Wt Exp 2011 144A 5/6/2010 100 Inactive Security** 
16:44 RCCTP RCC Trust II 144A Preferred Securities 5/6/2010 100 Inactive Security** 
16:44 RCTZP Resource Capital Trust II 144A Preferred Securities 5/6/2010 100 Inactive Security** 
16:44 REGX Red Trail Energy LLC Membership Unit Class A 5/6/2010 100 Pending review of eligibility 
16:44 SBRFI Santos Brasil S.A. Santos Brasil Global Depositary Shares 144A 5/6/2010 100 Inactive Security** 
16:44 SEMAL Sistema Hals Jsc Sponsored GDR 144A (Russia) 5/6/2010 100 Inactive Security** 
16:44 SILML Sail Nim Co 2006 BNC3 Pref Shs 144A 3C7 (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 SIXL Siouxland Energy & Livestock Coop Dry Equity 5/6/2010 100 Pending review of eligibility 
16:44 SIXN Siouxland Energy & Livestock Coop Wet Equity Intp Int 5/6/2010 100 Pending review of eligibility 
16:44 SORIL Somero Enterprises Inc Common Stock 144A 5/6/2010 100 Inactive Security** 
16:44 SPGII Spring I Ltd Pfd Cl P-2B 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 SPGIJ Spring I Ltd Pfd Cl P-2A 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 SPGIK Spring I Ltd Pfd Cl P-1B 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 SPGIL Spring I Ltd Pfd Shs Cl P-1A 144A 3C7 5/6/2010 100 Inactive Security** 
16:44 SSNMK Sasco Nim Co 2006 NC1 Pref Shs 144A 3C7 (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 SSNML Sasco Nim Co 2006 NC1 Pref Shs 144A (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 SSNMY Sasco Nim Co 2006 BC6 Pref Shs 144A 3C7 (Cayman Islands) 5/6/2010 100 Inactive Security** 
16:44 STTWP Stone Tower CLO V Ltd. 144A Preferred 5/6/2010 100 Inactive Security** 
16:44 SVJTF Severstal Joint Stock Company Sponsored Reg S GDR (Russia) 5/6/2010 100 Mandatory Exchange 
16:44 TABCY Tabcorp Holdings Ltd American Depositary Shares 5/6/2010 100 ADR Program Terminated. Holders of sponsored ADRs may surrender the sponsored ADRs and request delivery of unsponsored ADRs at the rate of 1 new unsponsored ("ADS") for every 1 sponsored ADS surrendered.** 
16:44 UETH United Ethanol LLC Membership Unit Class A 5/6/2010 100 Pending review of eligibility 
16:44 UETT United Ethanol LLC Membership Unit Class C 5/6/2010 100 Pending review of eligibility 
16:44 VNVIP Venture VI CDO Ltd. 144A Preferred Shares 5/6/2010 100 Inactive Security** 
13:43 VTPK Vertigo Theme Parks Inc. Common Stock 5/6/2010 100 12(j) Registration Revoked by SEC 
16:44 WVBKL Wachovia Bk N A Charlotte N C Enhanced Yield Secs Lkd 144A Southwest Arls Co (NC) 5/6/2010 100 Inactive Security** 
16:44 WWIS Western Wisconsin Renewable Energy Co-Op Common Stock 5/6/2010 100 Pending review of eligibility 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:43 5/6/2010 AHNRE AHNR Athena Silver Corporation Common Stock ** 
13:43 5/6/2010 SFORE SFOR Strikeforce Technologies, Inc. Common Stock ** 
13:43 5/6/2010 TAKRD TAKRF Takara Resources, Inc. Ordinary Shares (Canada)  
13:43 5/7/2010 CBZFF CBZFE Carbiz Inc. Ordinary Shares (Canada) Delinquent ** 
13:43 5/7/2010 PDGE PDGEE Pdg-Environmental Inc Common Stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:43 5/6/2010 BBRE Boundary Bay Resources, Inc. Common Stock WTGI Wave Technology Group, Inc. Common Stock 1-1,000 R/S ** 
13:43 5/6/2010 MBTG Millennium Biotechnologies Group, Inc. Common Stock NRTI Inergetics, Inc. Common Stock ** 
13:43 5/6/2010 MBVAD Millennium Bankshares Corporation NEW Common Stock MBVA Millennium Bankshares Corporation Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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