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OTCBB and Other-OTC System Changes - 5/4/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | OBNI | OBN Holdings, Inc. New Common Stock | 5/4/2010 | Y | 100 | From BB (OBNI) |
| 13:31 | AMFIQ | Amcore Financial, Inc. Common Stock | 5/5/2010 | Y | 100 | From Q (AMFI) |
| 17:20 | BADG | Badger St Ethanol LLC Cap Unit Class A | 5/5/2010 | Y | 100 | |
| 17:20 | CGOOF | Continental Gold Limited Ordinary Shares New (Bermuda) | 5/5/2010 | Y | 100 | |
| 13:31 | CRDE | Cardinal Ethanol LLC Membership Unit | 5/5/2010 | Y | 100 | |
| 13:31 | DAWIF | Daiwa Industires Ltd Ordinary Shares (Japan) | 5/5/2010 | Y | 100 | |
| 17:20 | GFGY | Granite Falls Energy LLC Membership Unit | 5/5/2010 | Y | 100 | |
| 13:31 | GGROU | Golden Growers Coop Unit | 5/5/2010 | Y | 100 | |
| 13:31 | HEOL | Highwater Ethanol LLC Membership Unit | 5/5/2010 | Y | 100 | |
| 13:31 | HHKIF | Hochiki Corp Ord Ordinary Shares | 5/5/2010 | Y | 100 | |
| 13:31 | MWGP | Midwest Grain Processors Coop Common Stock | 5/5/2010 | Y | 100 | |
| 13:31 | NGOO | Northern Growers LLC Cap Unit | 5/5/2010 | Y | 100 | |
| 17:20 | REGX | Red Trail Energy LLC Membership Unit Class A | 5/5/2010 | Y | 100 | |
| 13:31 | SIXL | Siouxland Energy & Livestock Coop Dry Equity | 5/5/2010 | Y | 100 | |
| 17:20 | SIXN | Siouxland Energy & Livestock Coop Wet Equity Intp Int | 5/5/2010 | Y | 100 | |
| 17:20 | SONX | Sona Resources Inc Common Stock | 5/5/2010 | Y | 100 | |
| 17:20 | TCSX | Triangle Castings Inc Common Stock | 5/5/2010 | Y | 100 | |
| 16:01 | UDWK | US Dataworks Inc New Common Stock | 5/5/2010 | Y | 100 | From AMEX (UDW) |
| 17:20 | UETH | United Ethanol LLC Membership Unit Class A | 5/5/2010 | Y | 100 | |
| 17:20 | UETT | United Ethanol LLC Membership Unit Class C | 5/5/2010 | Y | 100 | |
| 17:20 | WRCKF | WE ROCK AB Ordinary Shares (Sweden) | 5/5/2010 | Y | 100 | |
| 17:20 | WWIS | Western Wisconsin Renewable Energy Co-Op Common Stock | 5/5/2010 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 07:55 | OBNI | OBN Holdings, Inc. New Common Stock | 5/4/2010 | 100 | Failure to comply with Rule 15c2-11 |
Portal System Changes 5/4/2010 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 18:01 | AANVW | AA Investment Company 144A Warrant 05/25/2012 (Bermuda) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | ATUPF | Atrium V 144A Preferred Shares 3C7 (Cayman Islands) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | AUCBL | Auction Pass Through Trust 144A 3C7 Certificate Class A | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | AUCDL | Auction Pass Through Trust 144A 3C7 Certificate Class B | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | AUCGL | Auction Pass Through Trust 144A Certificate 3C7 Class A (2006-9) 10/06/2026 | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | AUCHL | Auction Pass Through Trust 144A Certificate 3C7 Class B (2006-9) 10/06/2026 | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | AUCQL | Auction Pass Through Trust 144A 2006-5 Auction Passthru Certificate 3C7 Class A | 5/5/2010 | 100 | Inactive Security ** |
| 13:31 | AUCQZ | Auction Pass Through Trust 144A 2006-5 Auction Passthru Certificate 3C7 Class B | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | AUCZL | Auction Pass Through Trust 144A 2006-6 Auction Passthru Certificate Class A | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | AUCZZ | Auction Pass Through Trust 144A 2006-6 Acution Passthru Certificate Class B | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | BBPLF | Barclays Bank PLC 144A Share Certificate on Reliance Petroleum Ltd. (GB) | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | DHSGY | Dhampur Sugar Mills Ltd 144A Sponsored GDR (India) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | DPTHL | DataPath, Inc. 144A Common Stock | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | ELENL | Ellora Energy Inc. 144A Common Stock | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | FBRZL | FBR Capital Markets Corporation 144A Common Stock | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | GOMTL | GeoMet, Inc. 144A Common Stock | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | GSASY | Grupo Senda Autotransporte S A De C V 144A Sponsored ADR Representing CPO (Mexico) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | HRPHP | Harp High Grade CDO I Ltd. 144A Preferred Shares (Cayman Islands) | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | HRPRB | HRP PIK Corp. 144A Class B | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | IDYXP | Indymac Index NIM Cl 1 Corp. 144A Preferred Shares | 5/5/2010 | 100 | Inactive Security** |
| 17:20 | IMOIF | Immoeast Immobilien AG Ordinary Shares (Austria) | 5/5/2010 | 100 | Acquisition/Merger |
| 13:31 | INMMY | Inotera Memories Inc. 144A Sponsored GDR | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | ISMZL | Ischus Mezzanine CDO III Ltd. 144A 3C7 Preferred Shares | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | LBLAW | Lehman Brothers Luxembourg Equity Finance S.A. 144A Indian Low Exercise Price Warrant Reliance Petroleum Ltd. 04/11/2011 (Luxembourg) | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | LBLXW | Lehman Brothers Luxembourg Equity Finance S.A. 144A Taiwanese Low Exercise Price Warrant Au Optronics Corp. 03/28/2011 (Luxembourg) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | LHMXP | Lehman XS Nim Company 2006-7 144A Preferred Shares 3C7 (Cayman Islands) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | LMXSP | Lehman XS NIM 1 Co. 2006 10N 144A Preferred Shares (Cayman Islands) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | LTPTP | Lightpoint CLO III Ltd. 144A Preferred Shares (Cayman Islands) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | LXSNP | Lehman XS Nim Co. 2006 GP1 144A Preferred Shares 3C7 (Cayman Islands) | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | NFMYP | Nuveen Maryland Dividend Advantage Municipal Fund Preferred | 5/5/2010 | 100 | Listed on NYSE (NFM$) |
| 13:31 | NFRYP | Nuveen Maryland Dividend Advantage Municipal Fund 2 Preferred | 5/5/2010 | 100 | Listed on NYSE (NZR$C) |
| 13:31 | NRKKP | Nuveen Insured New York Tax-Free Advantage Municipal Fund Preferred Shares | 5/5/2010 | 100 | Listed on NYSE (NRK$C) |
| 13:31 | NXKKP | Nuveen New York Dividend Advantage Municipal Fund 2 Preferred Shares | 5/5/2010 | 100 | Listed on NYSE (NXK$C) |
| 13:31 | PNNGY | Pinnacle Gas Resources Inc. 144A Common Stock | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | PTIQL | Promos Technologies Inc. 144A Sponsored GDR Temp 2006 (Taiwan) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | RCTQP | Resource Capital Trust I 144A Trust Preferred Securities Variable Rate 06/30/2036 | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | RLCNY | Reliance Natural Resources Ltd 144 GDR (India) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | RMCCP | RMG Capital Corp. 144A Preferred Stock Series A Floating Rate | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | RNUGY | Reneuron Group plc Guildford 144A Sponsored ADR (GB) | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | RPRLL | RP Realty Trust Inc. 144A Common Stock | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | SNVUU | Synovus Financial Corporation Tangible Equity Units (TMEDS) | 5/5/2010 | 100 | Listed on NYSE (SNV$T) |
| 18:01 | SZIEU | Sims MacKenzie I LLC 144A Equity Unit Class A | 5/5/2010 | 100 | Inactive Security** |
| 17:20 | TADBF | Tandberg A Shs Ordinary Shares | 5/5/2010 | 100 | Acquisition/Merger |
| 18:01 | TAZLP | Tazlina Funding CDO I Ltd. 144A Preferred Shares | 5/5/2010 | 100 | Inactive Security** |
| 18:01 | VNFTL | Vanderbilt Financial Trust 144A Common Stock | 5/5/2010 | 100 | Inactive Security** |
| 13:31 | WJHCF | Wowjoint Holdings Limited Common Shares (Cayman Islands) | 5/5/2010 | 100 | Listed on NGM (BWOW)** |
| 13:31 | WJHUF | Wowjoint Holdings Limited Unit (Cayman Islands) | 5/5/2010 | 100 | Listed on NGM (BWOWU) ** |
| 13:31 | WJHWF | Wowjoint Holdings Liminted Warrant (Cayman Islands) | 5/5/2010 | 100 | Listed on NGM (BWOWW)** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 17:20 | 5/5/2010 | MSEHE | MSEH | Mesa Energy Holdings, Inc. Common Stock | ** |
| 13:31 | 5/5/2010 | RNPRE | RNPR | Rhino Productions Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:31 | 5/5/2010 | BSHI | Boss Holdings, Inc. Common Stock | BSHID | Boss Holdings, Inc. New Common Stock | 1-100 R/S immediately followed by a 100-1 F/S; Cashing out fractional shares at $7.65 per share.** |
| 13:31 | 5/5/2010 | CMCAE | ComCam, Inc. Common Stock | MKROE | Monkey Rock Group, Inc. Common Stock | 1-85 R/S ** |
| 13:31 | 5/5/2010 | ICOA | Icoa Inc Common Stock | ICOAD | Icoa Inc New Common Stock | 1-5000 R/S ** |
| 17:20 | 5/5/2010 | IMSVF | Immersive Media Corp Common Shares (Canada) | EMBFF | Emberclear Inc Common Shares (Canada) | |
| 17:20 | 5/5/2010 | RDEGF | Radiant Energy Corporation Ordinary Shares (Canada) | RDEGD | Radiant Energy Corporation Ordinary Shares (Canada) | 1-25 r/s |
| 13:31 | 5/5/2010 | SFIND | Safetek International, Inc. New Common Stock | SFIN | Safetek International, Inc. Common Stock | Symbol Change ** |
| 13:31 | 5/5/2010 | UCSO | United Consortium Ltd Common Stock New | UCSOD | United Consortium Ltd New Common Stock New | 1-1000 R/S ** |
| 17:20 | 5/5/2010 | WCURF | WestCan Uranium Corp. Ordinary Shares | WCURD | WestCan Uranium Corp. Ordinary Shares | 1-10 r/s |
Private Placement Security Changes 5/4/2010 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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