|
OTCBB and Other-OTC System Changes - 5/4/2009 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:32 | PXCE | Pax Clean Energy, Inc. Common Stock | 5/4/2009 | Y | 100 | From BB (PXCE)** |
| 12:40 | ADLS | Advanced Life Sciences Holdings, Inc. Common Stock | 5/5/2009 | Y | 100 | From S (ADLS)** |
| 16:58 | CVCC | Caribbean Villa Catering Corp. Common Stock | 5/5/2009 | Y | 100 | ** |
| 16:58 | IMSC | Implant Sciences Corporation Common Stock | 5/5/2009 | Y | 100 | From NBB (IMSC)** |
| 13:32 | LVTKF | L.V. Technology Public Company Ltd. Units Non-Voting Depository Receipt (Thailand) | 5/5/2009 | Y | 100 | |
| 13:32 | MMMKF | Minemakers Ltd., West Perth Wa Ordinary Shares (Australia) | 5/5/2009 | Y | 100 | |
| 13:32 | NTRZ | NutraCea Common Stock | 5/5/2009 | Y | 100 | From BB (NTRZE)** |
Portal System Changes 5/4/2009 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:53 | PWNLL | Power-One Inc Pfd Stk Conv Ser A 144A | 5/5/2009 | N | 100 | |
| 16:58 | QBCWF | Quebecor World Inc. 1st Pfd Ser 3 (Canada) | 5/5/2009 | Y | 100 | ** |
| 13:32 | TCPW | Tech Power, Inc. Common Stock | 5/5/2009 | Y | 100 | From BB (TCPWE)** |
| 13:32 | VSUQ | VeraSun Energy Corporation Common Stock | 5/5/2009 | Y | 100 | From BB (VSUQE)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:32 | PXCE | Pax Clean Energy, Inc. Common Stock | 5/4/2009 | 100 | Failure to comply with Rule 15c2-11; Added to NBB (PXCE)** |
| 13:32 | AGCNF | Algeco Alliance Et Gestion Ordinary Shares | 5/5/2009 | 100 | Inactive security |
| 16:58 | AMBO | Amsterdam State Bk Ohio Common Stock | 5/5/2009 | 100 | Inactive Security |
| 13:32 | FRCPF | Frontera Copper Corp Common Shares (Canada) | 5/5/2009 | 100 | Acquisition** |
| 13:32 | ITUBF | Intl Turbomist Inc Ordinary Shares | 5/5/2009 | 100 | Inactive Security |
| 13:32 | MMASF | Momentum Advanced Solutions Inc. Ordinary Shares (Canada) | 5/5/2009 | 100 | Acquisition** |
| 13:32 | MSADL | Morgan Stanley B V Delta Ctf Lkd to Performance 144A ICADE 05/04/2009 (Netherlands) | 5/5/2009 | 100 | Expired Security |
| 13:32 | MSAEL | Morgan Stanley B V Delta ctf Lkd to Performance 144A Aegon NV 05/04/2009 (Netherlands) | 5/5/2009 | 100 | Expired Security |
| 13:32 | MSASL | Morgan Stanley B V Delta Ctf Lkd to Performance 144A Atlas Copco Ab 05/04/2009 (Netherlands) | 5/5/2009 | 100 | Expired Security |
| 13:32 | MSGLL | Morgan Stanley B V Delta Ctf Lkd Performance 144A Deutsche Lufthansa Ag 05/04/2009 (Netherlands) | 5/5/2009 | 100 | Expired Security |
| 13:32 | MSUYL | Morgan Stanley B V Delta Ctf Lkd Performance 144A Bouyges Sa 05/04/2009 (Netherlands) | 5/5/2009 | 100 | Expired Security |
| 13:32 | MSVFL | Morgan Stanley B V Detla Ctf Lkd to Performace 144A Television Francaise 05/04/2009 (Netherlands) | 5/5/2009 | 100 | Expired Security |
| 13:32 | MSWDL | Morgan Stanley B V Delta Ctf Lkd Performance 144A Swedbank Ab 05/04/2009 (Netherlands) | 5/5/2009 | 100 | Expired Security |
| 13:32 | NTRZE | NutraCea Common Stock | 5/5/2009 | 100 | Failure To Comply With NASD 6530; Added to NBB (NTRZ)** |
| 13:32 | TCPWE | Tech Power, Inc. Common Stock | 5/5/2009 | 100 | Failure To Comply With NASD 6530; Added to NBB (TCPW)** |
| 13:32 | VSUQE | VeraSun Energy Corporation Common Stock | 5/5/2009 | 100 | Failure To Comply With NASD 6530; Added to NBB (VSUNQ)** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:32 | 5/5/2009 | ATTCE | ATTC | Atlantica, Inc. Common Stock | ** |
| 13:32 | 5/5/2009 | AVNIE | AVNI | Arvana Inc. Common Stock | ** |
| 13:32 | 5/5/2009 | BVIGE | BVIG | Bella Viaggio, Inc. Common Stock | ** |
| 13:32 | 5/5/2009 | EPAZE | EPAZ | Epazz, Inc. Common Stock | ** |
| 13:32 | 5/5/2009 | ERPL | ERPLQ | Energy Partners, Ltd. Common Stock | Bankruptcy ** |
| 15:36 | 5/5/2009 | FNSPE | FNSCP | First National Bancshares Inc (SC) Preferred Series A | ** |
| 13:32 | 5/5/2009 | NHRXE | NHRX | NationsHealth, Inc. Common Stock | ** |
| 13:32 | 5/5/2009 | THMR | THMRQ | Thornburg Mortgage, Inc. New Common Stock | Bankruptcy ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:32 | 5/5/2009 | AFDGE | ABC Funding, Inc. Common Stock | CCYEE | Cross Canyon Energy Corp. Common Stock | ** |
| 13:32 | 5/5/2009 | CIRT | Cardio Infrared Technologies, Inc. | CDOI | Cardio Infrared Technologies, Inc. Common Stock New | 1-5000 R/S ** |
| 13:32 | 5/5/2009 | ECSC | Echo Satellite Communications Inc Common Stock | SATM | SatMAX Corporation Common Stock | 1-20 R/S ** |
| 13:32 | 5/5/2009 | GDNNY | Groupe Danone American Depositary Shares | DANOY | Danone Sponsored ADR (France) | ** |
| 16:58 | 5/5/2009 | HRZIF | Horizon Industries Ltd Common Shares (Canada) | PRZCF | Petro Horizon Energy Corp Ordinary Shares (Canada) | 1-8 R/S** |
| 13:32 | 5/5/2009 | KDSC | Kidsational Inc Common Stock | STHG | Stratton Holdings Inc Common Stock | ** |
| 13:32 | 5/5/2009 | TALDF | Tri-Gold Resources Corp Ordinary Shares (Canada) | QUDRF | Quadro Res Ltd. Ordinary Shares (Canada) | 1-7 R/S** |
Private Placement Security Changes 5/4/2009 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|