September 20, 2014
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Other-OTC System Changes - 5/3/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 CWRL CornerWorld Corporation Common Stock 5/3/2013 100 From BB (CWRL) 
11:06 PNCYL PNC Financial Services Group, Inc. (The) Depositary Shares Representing 1/100th Perpetual Preferred Series R Fixed to Floating 5/3/2013 100 ** 
12:45 LEGIF Leg Immobilien AG Namens - Aktien ON (Germany Federal Republic) 5/6/2013 100  
16:23 MLCG ML Capital Group Inc Common Stock 5/6/2013 100 ** 
12:45 NEWN New Energy Systems Group. Common Stock 5/6/2013 100 From NYSE MKT LLC (NEWN) 
11:06 PYMXQ PolyMedix, Inc. Common Stock 5/6/2013 100 From BB (PYMXE) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
11:06 IVECF Invicta Energy Corporation Com (Canada) 5/6/2013 100 Plan of Arrangement; Invicta shareholders could elect to receive: (i) 0.05891 of a Whitecap common share; or $0.51911 cash subject to an aggregate maximum of $10.7 million** 
12:45 KASWF Kas Bank NV Fondsanteilen Wien Cert. of Shares (Netherlands) 5/6/2013 100 Inactive Issue 
12:45 KWEGF Koninklijke Wegener NV Ordinary Shares (Netherlands) 5/6/2013 100 Inactive Issue 
12:45 MDLAF Mediolanum Spa Ordinary Shares 5/6/2013 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
11:06 5/6/2013 CANWD CANWF Orca Gold Inc. Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:23 5/6/2013 GLCNF Glencore International PLC, St. Helier Ordinary Shares (Jersey) GLCNF Glencore Xstrata PLC, St. Helier Ordinary Shares (Jersey) Name Change ** 
16:23 5/6/2013 HZNSF Horizons Betapro S&P/TSX Global Gold Bull Plus ETF Unit Cl A (Canada) HZNSD Horizons Betapro S&P/TSX Global Gold Bull Plus ETF Unit Cl A (Canada) 1-4 R/S** 
11:06 5/6/2013 LBRT Liberto Inc. Common Stock CATV 4Cable TV International, Inc. Common Stock ** 
16:23 5/6/2013 NTRHF Nature Technology Solutions Ltd. Ordinary Shares (United Kingdom) NTRHF Nature Group Plc. Ordinary Shares (Jersey) Name/CUSIP and domicile Change ** 
16:23 5/6/2013 VLMZF Volcanic Metals Corp. Ordinary Shares (Canada) VLMZD Volcanic Metals Corp. New Ordinary Shares (Canada) 1-10 R/S** 


Portal System Changes 5/3/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 5/3/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:45 MCMOZ McMoRan Exploration Company PERP PFD CONV 5.75% SER 2 144A 5/6/2013 100 ** 
 
Notes  
1-4 Reverse-split for symbol HZRZU, announced today for effective 5/6/2013 has been cancelled

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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