October 22, 2014
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Other-OTC System Changes - 5/3/2004 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
08:33 GDLS Green Dolphin Systems Corporation Common Stock 4/30/2004   From BB (GDLS) ** 
16:31 CVTU Carleton Ventures Corp. Common Stock 5/4/2004    
16:31 IPAI IMPC Asia Corporation Common Stock 5/4/2004    
16:31 RDIU Radium Ventures, Inc. Common Stock 5/4/2004    
08:33 SMCA Summit Coaches Inc Common Stock 5/4/2004    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
15:53 IGAL Image Analysis Inc Common Stock 5/4/2004  Inactive Security ** 
13:35 OLGS Oil & Gas Seekers Inc Oil & Gas Seekers Inc 5/4/2004  Inactive Security ** 
17:03 PYEJ PPlus Trust Ser CMT-1 Tr Ctf Cl A 5/4/2004  Listed NYSE (PYJ)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:35 5/4/2004 DPWI DPWIF Deep Water Investment Inc Common Shares (Canada)  
13:35 5/4/2004 LBRT LBRTQ Liberate Technologies Common Stock ** 
13:35 5/4/2004 WFHC WFHCQ Women First HealthCare, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:35 5/4/2004 EXAI Exa International Inc Common Stock EXAI EXA, Inc. Common Stock ** 


Portal System Changes 5/3/2004 12:00:00 AM
 
ANTICIPATED ADDITIONS  
Updated Symbol Company Name OATS
Reportable
Flag
Unit of
Trade
13:35 CDJAW Corporate Backed Trust Ctfs 144A 2004-7 Goldman Sachs Cap 1 Warrant A-2 02/15/34   
13:35 CDJZW Corporate Backed Trust Ctfs 144A 2004-7 Goldman Sachs Cap1 Warrant A-1 02/15/34   
13:35 HRGCU Hercules Technology Growth Capital Inc 144A Unit 2 Common & 2 Warrant 3C7 05/05/09   
13:35 HRGCW Hercules Technology Growth Capital Inc 144A Warrant 3C7 05/05/05   
13:35 HRGCZ Hercules Technology Growth Capital Inc 144A Warrant 3C7 05/05/09   


Private Placement Security Changes 5/3/2004 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
Delta Woodside Industries Inc (DLWI) was deleted from NBB and added to BB effective 5/3/2004.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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