|
Other-OTC System Changes - 5/3/2004 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:33 | GDLS | Green Dolphin Systems Corporation Common Stock | 4/30/2004 | | | From BB (GDLS) ** |
| 16:31 | CVTU | Carleton Ventures Corp. Common Stock | 5/4/2004 | | | |
| 16:31 | IPAI | IMPC Asia Corporation Common Stock | 5/4/2004 | | | |
| 16:31 | RDIU | Radium Ventures, Inc. Common Stock | 5/4/2004 | | | |
| 08:33 | SMCA | Summit Coaches Inc Common Stock | 5/4/2004 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:53 | IGAL | Image Analysis Inc Common Stock | 5/4/2004 | | Inactive Security ** |
| 13:35 | OLGS | Oil & Gas Seekers Inc Oil & Gas Seekers Inc | 5/4/2004 | | Inactive Security ** |
| 17:03 | PYEJ | PPlus Trust Ser CMT-1 Tr Ctf Cl A | 5/4/2004 | | Listed NYSE (PYJ)** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:35 | 5/4/2004 | DPWI | DPWIF | Deep Water Investment Inc Common Shares (Canada) | |
| 13:35 | 5/4/2004 | LBRT | LBRTQ | Liberate Technologies Common Stock | ** |
| 13:35 | 5/4/2004 | WFHC | WFHCQ | Women First HealthCare, Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:35 | 5/4/2004 | EXAI | Exa International Inc Common Stock | EXAI | EXA, Inc. Common Stock | ** |
Portal System Changes 5/3/2004 12:00:00 AM | | |
|
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:35 | CDJAW | Corporate Backed Trust Ctfs 144A 2004-7 Goldman Sachs Cap 1 Warrant A-2 02/15/34 | | |
| 13:35 | CDJZW | Corporate Backed Trust Ctfs 144A 2004-7 Goldman Sachs Cap1 Warrant A-1 02/15/34 | | |
| 13:35 | HRGCU | Hercules Technology Growth Capital Inc 144A Unit 2 Common & 2 Warrant 3C7 05/05/09 | | |
| 13:35 | HRGCW | Hercules Technology Growth Capital Inc 144A Warrant 3C7 05/05/05 | | |
| 13:35 | HRGCZ | Hercules Technology Growth Capital Inc 144A Warrant 3C7 05/05/09 | | |
Private Placement Security Changes 5/3/2004 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| Delta Woodside Industries Inc (DLWI) was deleted from NBB and added to BB effective 5/3/2004. |
