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Other-OTC System Changes - 4/30/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:49 | AXNO | Asherxino Corporation Common Stock | 5/3/2010 | Y | 100 | |
| 16:49 | FHDXF | Fantasia Holdings Group Inc Ordinary Shares (Cayman Islands) | 5/3/2010 | Y | 100 | |
| 16:49 | MFAIF | Ming Fai International Holdings Limited Ordinary Shares (Cayman Islands) | 5/3/2010 | Y | 100 | |
| 16:49 | OGLEF | Ogleby & Butler Group PLC Ordinary Shares (Ireland) | 5/3/2010 | Y | 100 | |
| 12:47 | PRNFF | Puerto Rico Invs Tax Free Fd III Inc Common Shares (Puerto Rico) | 5/3/2010 | Y | 100 | |
| 12:47 | PRNHF | Puerto Rico Invs Tax Free Fd VI Inc Common Shares (Puerto Rico) | 5/3/2010 | Y | 100 | |
| 12:47 | PRNJF | Puerto Rico Invs Tax Free Fd IV Inc Common Shares (Puerto Rico) | 5/3/2010 | Y | 100 | |
| 12:47 | PRNTF | Puerto Rico Invs Tax Free Fd I Inc Common Shares (Puerto Rico) | 5/3/2010 | Y | 100 | |
| 12:47 | PRNVF | Puerto Rico Invs Flexible Allocation Fd Income Portfolio 1 (Puerto Rico) | 5/3/2010 | Y | 100 | Symbol Reinstatement |
| 12:47 | PRNXF | Puerto Rico Invs Tax Free Fd Inc II Common Shares (Puerto Rico) | 5/3/2010 | Y | 100 | |
| 16:49 | SYXXF | Synodon Inc Class A (Canada) | 5/3/2010 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:47 | ADAPQ | Adaptive Broadband Corporation Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 16:49 | ANTGF | Antigua Enterprises Inc Ordinary Shares | 5/3/2010 | 100 | Amalgamation ** |
| 12:47 | BACJF | BAC Majestic Paris BAC Majestic Paris ACT (France) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BAUEF | Brisa (Auto-Estradas) Reg Shs Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BCEFF | Brocacef Holding Nv Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BCKLF | Blacks Leisure Group Plc Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BCRTF | Baccarat SA Reg Shs (France) | 5/3/2010 | 1 | Inactive Issue ** |
| 12:47 | BDMXF | Budimex S A Shs Ordinary Shares | 5/3/2010 | 1 | Inactive Issue |
| 12:47 | BFGVF | BFG-Immoinvest Shs Hldgs (Germany) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BFMDF | Befesa Medio Ambiente Sa Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BFMOF | Befimmo Sca Sicafi Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BGPBF | BTS Group AB Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BGUBF | Bk Grundbesitz & Beteiligungs Ag Leonberg Ordinary Shares (Germany) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BGVDF | Boussard & Gavaudan Holdings Ltd Ordinary shares (Guernsey) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BJBJF | Beijing Beida Jade Bird Universal Science Technology Co Ltd Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BKGFF | Berkeley Group Holdings Plc Ordinary Units Consisting of One Ordinary share & Four Class B Ordinary shares (UK) | 5/3/2010 | 1 | Inactive Issue ** |
| 12:47 | BLGIF | Biolight Intl Ab B Shs Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BLKKF | Market Ops Test Fgn Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BLSDF | Biolayer Corp Ltd Ordinary Shares (Australia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BLTKF | Baltika Brewery Ordinary shares (Russia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BMACF | BH Macro Ltd Shs Eur Class (Guernsey) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BNPMF | Banpu Public Co Ltd (Fgn) Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BNRDF | Biogas Nord Ag, Bielefeld Ordinary shares (Germany) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BNYTF | Brainytoys Ltd Ordinary shares (Australia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BORPF | Biotie Therapies Corporation Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BPUKF | Blue Planet UK Financials Investment Trust Plc Ordinary shares (United Kingdom) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BRBYF | Bronco Billy o Ltd, Nagoya Ordinary shares (Japan) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BREJF | Bre Bank SA Ordinary Shares | 5/3/2010 | 1 | Inactive Issue |
| 12:47 | BRJGF | Brainjuicer Group Plc, London Ordinary shares (United Kingdom) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BSRGF | Banco De Santander Y Panama Sa Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BSRQF | Bradespar SA Brasil Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | BTIVF | BT Investment Management Ltd Ordinary shares (Australia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BUKIF | Bukit Sembawang Estates Ltd Ordinary shares (Singapore) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BWRDF | Best World International Ltd Ordinary shares (Singapore) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | BYPWF | Byte Power Group, Ltd. Ordinary Shares (Australia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CAIAF | CA Immobilien Anlagen AG CA Immobilien Anlagen AG | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CAUKF | Care Uk Plc Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CBGEF | Compagnie Maritime Belge SA Ordinary Shares (Belgium) | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CBGKF | CB Geldmarkt Deutschland I FCP Luxembourg Units Distribution (Luxembourg) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CBSAF | CIE Lebon SA Shs Nom (France) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CCAQF | Calp Christalleria Artistics La Piana AZ | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CCYCF | Companhia Sao Paulo De Petroleo Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CDCRF | Cia de Concessoes Rodoviarias Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CEPUF | Central Puerto Cl-C Fgn Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CFPHF | China Flexible Packaging Holdings Ltd Ordinary shares (Bermuda) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CFPLF | Contentfilm Plc Ordinary shares (United Kingdom) | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CFTLF | Chinasoft International Ltd Ordinary Shares (Cayman Islands) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CFVRF | China Flavors & Fragrances Company Limited Ordinary Shares (Cayman Islands) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CGDUF | Chengdu Putian Telecommunications Cable Company Ltd H shs (China) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CGHTF | Ciga Hotels Ita Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CGHXF | Carpetright Plc Ord 1 Par Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CGMPF | China Goldmines Plc, Newcastle-Upon-Tyne Ordinary shares (United Kingdom) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CGROF | Character Group Plc Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CGTXF | China Chengtong Development Group, Ltd. Ordinary Shares (Hong Kong) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CGYRF | China Energy Resources Corporation Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CHARF | Challenger Infrastructure Fund Stapled Units Class A (Australia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CHCKF | China Citic Bank Corporation Ltd Shares -A- (China) | 5/3/2010 | 100 | Inactive Issue ** |
| 16:49 | CHND | China Media, Inc. Common Stock | 5/3/2010 | 100 | Added to OTCBB (CHND) |
| 12:47 | CHOXF | Cattles plc Ordinary Shares (United Kingdom) | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CHREF | Chrome Corporation Ltd Ordinary shares (Australia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CHUIF | Chu Kong Shipping Dev Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CIHPF | CB Industrial Product Holding BHD CBIPH Ordinary Shares (Malaysia) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CKCLF | Ch Karnchang Pub Co (F)Tb10par Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CKKIF | Cash Converts Intl Ord A$0.20 Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CKPFF | Charoen Pokphand Foods Public Co Ltd Ordinary Shares (Thailand) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CMLMF | Cml Microsystems Plc Ord Ordinary Shares | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CMRUF | CMR Fuel Cells PLC, Cambridge Ordinary Shares (United Kingdom) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CNASF | Cnp Assurances Subscription Rights 11.1.07-24.1.07 (France) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | CNIUF | Commander Communications Ltd Ordinary Shares | 5/3/2010 | 100 | Inactive Issue |
| 12:47 | CNPKF | Constantia Packaging Ag Ordinary Shares (Austria) | 5/3/2010 | 100 | Inactive Issue ** |
| 12:47 | GLBT | GlobalNet Corporation Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 12:47 | GRLC | Greenland Corporation New Class A Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 12:47 | KERA | KeraVision, Inc. Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 12:47 | LSPN | Lifespan Inc. Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 12:47 | PHXGF | Philex Gold Inc Ordinary Shares | 5/3/2010 | 100 | Plan of Arrangement ** |
| 12:47 | STRXQ | STAR Telecommunications, Inc. Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 12:47 | TDFXQ | 3Dfx Interactive, Inc. Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 12:47 | TLNT | Telenetics Corporation Common Stock | 5/3/2010 | 100 | 12(j) Registration Revoked by SEC |
| 16:49 | UITFF | Unit 4 NV Sliedrecht Ordinary Shares (Netherlands) | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | UMELF | United Micro Electronics Ord Ordinary Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | USEPF | Unified Energy Sys Pfd Ordinary Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | USMHF | U S Masters Hldngs Ltd .50 Par Ordinary Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | VCPTF | Viscoplast Sa Ordinary Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | VEMLF | Venture Corp. Ltd. Ord Ordinary Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | ZVTK | Zevotek, Inc. Common Stock | 5/3/2010 | 100 | Added to OTCBB (ZVTK) |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:49 | 5/3/2010 | ZZARV | ZZAVV | NTS Mortgage Income Fund | Other |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:47 | 5/3/2010 | ATNPD | Atlantis Technology Group New Common Stock | ATNP | Atlantis Technology Group Common Stock | ** |
| 12:47 | 5/3/2010 | KDCE | Kid Castle Educational Corporation Common Stock | KDCED | Kid Castle Educational Corporation NEW Common Stock | 1-5000 R/S followed by 5000-1 F/S mandatory cash out** |
Portal System Changes 4/30/2010 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 16:49 | AQCCY | Asset Capital Corporation Inc. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | ARLZL | Apollo Real Estate Finance Corporation 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | ATHEY | Athena Realty Trust Inc. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | CHYPP | Carlyle High Yield Partners VI Ltd. 144A Preferred Shares 3C7 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | CNWAL | Chunghwa Picture Tubes Ltd. 144A Sponsored GDR New (China) | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | CNXYY | CNX Gas Corporation 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | CQLTP | Crest 2004-1, Ltd. 144A Preferred 3C7 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | CTDLL | Capital Trust DEL 144A Common Interests | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | DRKCL | Diamondrock Hospitality Co. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | DZBKY | Denizbank A.S. 144A Sponsored GDR (Turkey) | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | EFESY | Efes Breweries Intl N V 144A Sponsored GDR | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | ESNFY | E Sun Financial Holding Co. Ltd. 144A Sponsored GDR | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | GCPPL | GSC Capital Corporation 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | GLSSF | Gloucester Street ABS CDO I Ltd. 144A Pref Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | GMVLP | Gem VII Targeted Value 144A Preferred Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | GSCQL | Geo Specialty Chemicals Inc. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | HNSRZ | Hannstar Display Corporation 144A GDR Temp 2005 Greenshoe Option | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | IKNSP | ICONS, Ltd. 144A Preferred Shares 3C7 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | ISKSF | Ischus CDO II, Ltd. 144A Preferred Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | JMPHL | JMP Holdings Inc. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | JNDLY | Jindal Saw Ltd. 144A Global Depositary Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | JSGQL | JSG Packaging Ltd. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | LVTZU | Levitz Home Furnishings Inc. 144A Unit Senior Sec Note Class B & Warrant to Purchase Com Stock 11/01/2011 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | LVTZW | Levitz Home Furnishings Inc. 144A Warrant to Purchase Common Stock 11/01/2011 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | LXSTY | Lexington Strategic Asset Corp. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | LYPRP | Lydian Private Bank Palm Beach Gardens Florida 144A Preferred Series A Floating Rate Accredited Invs | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | MLSFP | Mills Corporation (The) 144A Preferred Convertible Series F | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | MNDRW | Mandra Forestry Holdings Ltd. 144A Warrant 2013 (British Virgin Islands) | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | NEPZF | Neptune CDO II Ltd. 144A Preferred Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | OTSRL | Outsourcing Services Group, Inc. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | PIGCY | Ping An Insurance Group Co. China Ltd. 144A Sponsored ADR Repstg 20 H Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | PMLAL | Parmalat S.P.A. 144A Sponsored GDR Repstg Warrants 12/31/2015 (Italy) | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | PVSLL | Provident Senior Living Trust 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | REACW | Restructured Asset Certificates Enhanced Returns 144A 2005-12-0 Call Warrant 08/21/2035 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | RSREY | Rosetta Resources, Inc. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | SBCZP | ShoreBank Corp. 144A Preferred Class A Floating Rate N-CHIPPS | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | SHLWP | Sleepy Hollow Bancorp Inc. 144A Preferred Series A | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | VKSCL | Viskase Companies Inc 144A Warrant 06/15/2011 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | VRICP | Veritas CLO 1 Ltd. 144A Preferred Shares 3C7 | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | VWNEL | Vintage Wine Trust, Inc. 144A Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | WNTQY | Wintek Corporation 144A Sponsored GDR Temp 2004 (Taiwan) | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | WSCPY | Wistron Corporation 144A Global Depositary Shares Representing Common Stock | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | WTHKP | Whitehawk CDO Funding Ltd. 144A Preferred Shares | 5/3/2010 | 100 | Inactive Security** |
| 16:49 | XFRGY | X5 Retail Group NV 144A Sponsored GDR (Netherlands) | 5/3/2010 | 100 | Inactive Security** |
Private Placement Security Changes 4/30/2010 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:49 | FMIBZ | First Michigan Bancorp Inc. Common 144A | 5/3/2010 | N | 100 | |
| 16:49 | GEDSF | Gedeon Richter Ltd Gic American Depositary Shares | 5/3/2010 | N | 1 | Symbol Reinstated** |
