September 2, 2014
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Other-OTC System Changes - 4/28/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:58 AAGLF Aurora Oil & Gas Ltd Ordinary Shares (Australia) 4/29/2010 100 Symbol Reinstated** 
12:58 CCRY Chancery Resources, Inc. Common Stock 4/29/2010 100 From BB (CCRYE)** 
12:58 DLGEF Digital Garage Inc Ordinary Shares 4/29/2010 Symbol Reinstated 
12:58 HYPMY Hypermarcas SA Sponsored ADR (Brazil) 4/29/2010 100 ** 
16:33 LALBV LyondellBasell Industries NV Class B Ordinary Shares When Issued (Netherlands) 4/29/2010 100 ** 
12:58 LTTV Latin American Telecommunications Venture Co. Common Stock 4/29/2010 100 From BB (LTTVE)** 
12:58 SCGC Sara Creek Gold Corp. Common Stock 4/29/2010 100 From BB (SCGCE)** 
16:33 SNVUU Synovus Financial Corporation Tangible Equity Units (TMEDS) 4/29/2010 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:58 AGAS Applied Natural Gas Fuels Inc Common Stock 4/29/2010 100 Added to OTCBB (AGAS)** 
16:33 BTHI Butte Highlands Mng Co Common Stock 4/29/2010 100 Added to OTCBB (BTHI)** 
12:58 BWANY Botswana Rst Ltd Adr Insd American Depositary Shares 4/29/2010 100 Inactive Security 
12:58 GHBLF Gurit-Heberlein AG Wattwil SG Ordinary Shares (Switzerland) 4/29/2010 100 Inactive Security ** 
12:58 GMAAF Gemina Spa Ordinary Shares (Italy) 4/29/2010 100 Inactive Security 
12:58 GMEOF Gameon Co LTD, Tokyo Ordinary Shares (Japan) 4/29/2010 Inactive Security ** 
12:58 GMGBF GMG Global Ltd Ordinary shares (Singapore) 4/29/2010 100 Inactive Security ** 
12:58 GMNTF Gaumont Frf 100 Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 GMRSF GME Resources Limited Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 GPDBF Grupo Posadas SA Ordinary Shares A (Mexico) 4/29/2010 100 Inactive Security 
12:58 GPEDF Gruppo Editoriale L'Espresso Spa Roma Ordinary Shares (Italy) 4/29/2010 100 Inactive Security ** 
12:58 GPEIF Gpe Inds Ltd Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 GPEKF Grape King Inc Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 GREGF Groupe Eurotunnel GET Ordinary shares (France) 4/29/2010 100 Inactive Security ** 
12:58 GRELF Green Rock Energy Ltd Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 GRLRF Giralia Resources Nl Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 GTPCF G Steel Public Co Ltd Units Non-Voting Depository Receipts (Thailand) 4/29/2010 100 Inactive Security ** 
12:58 GULXF Gulfx Ltd Ordinary Shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 GUREF Gunson Resources Limited Ordinary Shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 GVTHF GVT Holding SA, Curitiba Ordinary Shares (Brazil) 4/29/2010 100 Inactive Security ** 
12:58 HAADF Hanjin Heavy Ind Co Ltd Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 HCDFF HSBC China Dragon Fund Units (Hong Kong) 4/29/2010 100 Inactive Security 
12:58 HCPHF Holcim Philippines Inc Ordinary Shares (Philippines) 4/29/2010 100 Inactive Security ** 
12:58 HDMGF Headlam Sims & Coggins Plc Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 HDSMF Henderson Smaller Companies Investment Trust PLC Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 HEIRF Heiler Software Ag Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 HGCEF Heracles General Cement Co Registered Shares (Greece) 4/29/2010 100 Inactive Security 
12:58 HHOLF Herald Holdings .01 Par Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 HIHLF Hembly International Holdings Limited Ordinary shares (Cayman Islands) 4/29/2010 100 Inactive Security ** 
12:58 HLOTF Haulotte Group Ordinary Shares (France) 4/29/2010 100 Inactive Security ** 
12:58 HLSTF Hallenstein Glasson Hldgs Ltd Ordinary Shares (New Zealand) 4/29/2010 100 Inactive Security 
12:58 HNMTF Hana Microelectronics Public Co Ltd Shares Foreign Registered (Thailand) 4/29/2010 100 Inactive Security 
12:58 HOBEF Ho Bee Investment Ltd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 HRFDF Hertford International Group Plc, Esher Ordinary shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 HRPSF Hotel Regin Paris Ordinary shares (France) 4/29/2010 100 Inactive Security ** 
12:58 HSLLF Hotel Shilla Ltd Ordinary shares (Korea) 4/29/2010 100 Inactive Security ** 
12:58 HSSLF Hills Industries Ltd Ordinary Shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 HTPSF Hitechpros, Malakoff Ordinary shares (France) 4/29/2010 100 Inactive Security ** 
12:58 HTZSF Herlitz Ag Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 HUNTF Hunter Hall International Ltd Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 HURRF Hurriyet Gazete Tl 1000 Par Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 HYDHF Hydrotech International Ltd, Perth Wa Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 HYRIF Hydro International Plc Ord 5 Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 HZDEF Horizon Energy Distribution Ltd Ordinary Shares (New Zealand) 4/29/2010 100 Inactive Security ** 
12:58 ICLJF Intec Ltd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 IDERF Independent Resources plc Melbourne Ordinary Shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 IDTTF I D T International Ltd (Fgn) Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 IFAFF I Fao Ag Frankfurt Am Main Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 IFHGF Informatics Hldgs Ltd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 IGGRF IG Group Holdings Plc, London Ordinary shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 IIRIF Isras Israel Rassco Invt .01 Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 ILIMF I T Limited Ordinary Shares (Bermuda) 4/29/2010 100 Inactive Security ** 
12:58 IMEBF Inner Monogolia Erdos Cashm B Ordinary Shares 4/29/2010 100 Inactive Security ** 
16:33 IPRO Interpro Management Corporation Common Stock 4/29/2010 100 Added to OTCBB (IPRO)** 
12:58 IRAOF Inter Rao UES Ordinary shares (Russia) 4/29/2010 100 Inactive Security  
12:58 IRCGF Image Recognition Integrated Systems Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 IREMF Ishares Msci Ordinary shares (Ireland) 4/29/2010 100 Inactive Security  
12:58 IRSMF Iress Market Technology Ltd Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 ISGPF ISS Group Ltd Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 ITEGF Inter Roller Engineering Ltd Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 ITEPF ITE Group Plc Ordinary shares (United Kingdom) 4/29/2010 100 Inactive Security  
12:58 ITXJF Internix Incorporated Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 JAAKF Jaakko Poyry Group Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 JGITF Jupiter Green Investment Trust Ordinary shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 JKYIF J K Yaming International Ltd Ordinary shares (Singapore) 4/29/2010 100 Inactive Security ** 
12:58 JMPPF Johnson Matthey Public Ltd Co Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 JPEOF Jupiter European OpportunitiesTrust plc Ordinary Shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 JRGTF Jurong Technology Ind Corp Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 JYSKF Jyske Bank A/S Silkeborg Ordinary Shares (Denmark) 4/29/2010 100 Inactive Security ** 
12:58 KDMIF Koza Davetiye Magaza Isletmeleri Ve Ihracat As Ordinary shares (Turkey) 4/29/2010 100 Inactive Security ** 
12:58 KEPLF Korea Electric Power Ord Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 KEPYF Korea Polyol Co Ltd Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 KISLF King Island Scheelite Ltd Ordinary Shares 4/29/2010 100 Inactive Security  
12:58 KJOOF Kian Joo Can Factory Bhd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 KLLNF Kellan Group Plc Ordinary shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 KMEIF Kenmore European Industrial Fund Ltd Ordinary shares (Guernsey) 4/29/2010 100 Inactive Security ** 
12:58 KMGSF KME Group Spa, Roma Shs Post Raggruppamento (Italy) 4/29/2010 100 Inactive Security ** 
12:58 KNFHF Kingfish LTD Ordinary Shares (New Zealand) 4/29/2010 100 Inactive Security ** 
12:58 KNFSF Kiatnakin Bank Public Co Ltd Ordinary Shares Foreign Registered (Thailand) 4/29/2010 100 Inactive Security ** 
12:58 KNGPF KNM Group Bhd Ordinary Shares (Malaysia) 4/29/2010 100 Inactive Security ** 
12:58 KNLJF Koninklijke Delftsch Aardewerk-Fabriek De Porceleyne Fles Ordinary shares (Netherlands) 4/29/2010 100 Inactive Security ** 
12:58 KNUMF Koninklijke Numico NV Ordinary Shares (Netherlands) 4/29/2010 100 Inactive Security ** 
12:58 KNWWF Know It Ab Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 KOITF Koito Industry Ltd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 KOOQF Korea Exchange Bank 5000 Par Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 KPBIF Kaupthing Bunadarbanki Hf Ordinary Shares (Iceland) 4/29/2010 100 Inactive Security ** 
12:58 KPHCF KPC Holdings Co LTD Ordinary Shares (South Korea) 4/29/2010 100 Inactive Security ** 
12:58 KPSHF Kapsch Trafficcom AG, Wien Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 KRNSF Krones A G N V Pfd Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 KRSDF Kresta Holdings Ltd Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 KSAIF Kasai Kogyo Co Ltd Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 KSCNF K & S Corporation Limited Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 KSEFF KS Energy Services Ltd Ordinary Shares (Singapore) 4/29/2010 100 Inactive Security ** 
12:58 KTNYF Keaton Energy Holdings Limited Ordinary shares (South Africa) 4/29/2010 100 Inactive Security ** 
12:58 KULGF Kung Long Batteries Industrial Co Ltd Ordinary Shares (Taiwan) 4/29/2010 100 Inactive Security ** 
12:58 KXDDF KXD Digital Entertainment Ltd Ordinary shares (Singapore) 4/29/2010 100 Inactive Security ** 
12:58 KYCLF Keycorp Ltd .30 Ord Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 LAFUF Lafuma Sa Anneyron Ordinary Shares (France) 4/29/2010 100 Inactive Security ** 
12:58 LAVNF Lavendon Group Ordinary Shares (United Kingdom) 4/29/2010 100 Inactive Security 
12:58 LCDVF L C Development Ltd Ordinary Shares (Singapore) 4/29/2010 100 Inactive Security ** 
12:58 LCIEF La Cie Group Sa Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 LEODF Leofood Devlpmnt Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 LEOHF Leong Hin Holdings Ltd Ordinary Shares (Singapore) 4/29/2010 100 Inactive Security 
12:58 LHPIF LHP Investments PLC, London Ordinary Shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 LHTHF Lht Holdings Ltd Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 LHTPF Les Hotels De Paris Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 LIPHF Lippo Ltd Hkd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 LKFKF Luk Fook Holdings International Ltd Ordinary Shares (Bermuda) 4/29/2010 100 Inactive Security 
12:58 LNZPF Lonzim Plc, Douglas Ordinary shares (Isle of Man) 4/29/2010 100 Inactive Security ** 
12:58 LOLHF Land of Leather Holdings Plc, Gravesend Ordinary shares (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 LOTZF Lite-On Technology Reg S Gdr Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 LROIF Leroi Holdings Ltd Ordinary Shares (Cayman Islands) 4/29/2010 100 Inactive Security ** 
12:58 LSHKF Lam Soon Hong Kong Ltd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 LTTEF Ltg Technologies Plc Common Stock 4/29/2010 100 Inactive Security  
12:58 LTTGF Lotte Chilsung Beverage Co Ltd Ordinary Shares 4/29/2010 Inactive Security 
12:58 LUEHF Luen Thai Holdings Limited Ordinary Shares (Cayman Islands) 4/29/2010 100 Inactive Security ** 
12:58 LWLDF Little World Beverages Ltd Ordinary Shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 LZDLF Luz Del Sur Sa Shares -Comun- (Peru) 4/29/2010 100 Inactive Security ** 
12:58 LZRFF Localiza Rent A Car Sa Ordinary Shares (Brazil) 4/29/2010 100 Inactive Security ** 
12:58 MAAPF Malaysia Airports Holdings BHD 4/29/2010 100 Inactive Security 
12:58 MAEMF Maeda Metal Ind Fgn Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MARCF Monarch Gold Mining Co Ltd Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 MCKFF Millennium & Copthorne Hotels New Zealand Ltd Ordinary Shares (New Zealand) 4/29/2010 100 Inactive Security ** 
12:58 MCPDF Major Cineplex Group Public Co Ltd Units Non-Voting Depository Receipt 4/29/2010 100 Inactive Security ** 
12:58 MDNSF Medical Corporation Australasia Limited Ordinary shares (Australia) 4/29/2010 100 Inactive Security ** 
12:58 MELVF Melville Group Plc (F) Ordinary Shares 4/29/2010 100 Inactive Security 
12:58 MERPF Merck Ag Pfd Bearer Shs Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MGEPF Management Capitali Spa Torino Ordinary Shares (Italy) 4/29/2010 100 Inactive Security ** 
12:58 MGEUF M & G Equity Investment Trust Plc Zero Div Pref Shs (United Kingdom) 4/29/2010 100 Inactive Security ** 
12:58 MGFNF Mega Financial Holding Co Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MHHLF Mechel Ordinary Shares 4/29/2010 Inactive Security 
12:58 MHNLF Medtechnica Ltd. Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MINSF MiniStor Peripherals International Limited Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MISAF Mid States Plc Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MIYOF Miyoshi Precision Ltd Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MLETF Mallett Plc Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MLIGF Millimages Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MLLWF Metallwaren Holdings Part Ctfs Ordinary Shares 4/29/2010 Inactive Security 
12:58 MMHDF Miranda Minerals Holdings Ltd Ordinary shares (South Africa) 4/29/2010 100 Inactive Security ** 
12:58 MMXCF MMX Mineracao E Metalicos SA Ordinary shares (Brazil) 4/29/2010 100 Inactive Security ** 
12:58 MNGTF Morning Star Resources Ltd. Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MNHFF Mayr-Melnhof Karton Ag 100 Par Ordinary Shares 4/29/2010 100 Inactive Security ** 
12:58 MNILF Minor International Public Co Ltd Units Non-Voting Depository Receipt (Thailand) 4/29/2010 100 Inactive Security ** 
12:58 MNNIF Monnet Ispat Ltd Shares Dematerialised (India) 4/29/2010 100 Inactive Security ** 
12:58 MNRAF Minera Pativilca SA Pativilca Pativi Shs Inversion 4/29/2010 100 Inactive Security 
16:33 MNRFF Monrif Spa Ordinary Shares 4/29/2010 100 Inactive Issue 
16:33 MOEIF Motech Industries Co Ltd Ordinary Shares (Taiwan) 4/29/2010 100 Inactive Issue 
16:33 MOILF Moiselle International Holdings Ltd Ordinary Shares (Hong Kong) 4/29/2010 100 Inactive Issue ** 
16:33 MOJSF Mobile Telesystems Ojsc Ordinary Shares (Russia) 4/29/2010 100 Inactive Issue ** 
16:33 MOLPF Molins Plc Ordinary Shares 4/29/2010 100 Inactive Issue ** 
16:33 MRBFF Mariella Burani Fashion Group Ordinary Shares 4/29/2010 100 Inactive Issue 
16:33 MRFGF Marfin Financial Group Holdings Sa Reg. Shares (Greece) 4/29/2010 100 Inactive Issue ** 
16:33 MRICF Murray Income Trust PLC Ordinary Shares 4/29/2010 100 Inactive Issue ** 
16:33 MRNRF Mariner American Property Income Trust Units (Australia) 4/29/2010 100 Inactive Issue ** 
16:33 MRRFF MARR S.P.A. Ordinary Shares 4/29/2010 100 Inactive Issue ** 
16:33 MSJPF Morningstar Japan Ordinary Shares 4/29/2010 Inactive Issue 
16:33 MSUMF Misumi Co Ltd Ordinary Shares 4/29/2010 100 Inactive Issue 
16:33 MSWEF Msw Technology Plc London Ordinary Shares 4/29/2010 100 Inactive Issue 
16:33 MTBMF Mount Burgess Mining NL Ordinary Shares 4/29/2010 100 Inactive Issue ** 
16:33 MTLXF Metro International SA Ordinary Shares 4/29/2010 100 Inactive Issue 
16:33 MTXMF Matrix Metals Ltd Ordinary Shares 4/29/2010 100 Inactive Issue ** 
16:33 MUCYF Music Copyright Solutions plc Ordinary Shares (United Kingdom) 4/29/2010 100 Inactive Issue ** 
12:58 NMHDY Nippon Mining Holdings Inc Sponsored ADR (Japan) 4/29/2010 100 ADR Program Terminated ** 
16:33 OREO Oreon Rental Corp. Common Stock 4/29/2010 100 Added to OTCBB (OREO)** 
12:58 PRXAP Pharmaceutical Res Ser A Pfd Preferred Stock 4/29/2010 100 Inactive Issue ** 
12:58 SWAV SWAV Enterprises Ltd. Common Stock 4/29/2010 100 Added to OTCBB (SWAV)** 
12:58 VLCO ValCom, Inc. Common Stock 4/29/2010 100 Added to OTCBB (VLCO)** 
12:58 WRTAF Wartsila Corporation Class A Ordinary Shares (Finland) 4/29/2010 100 Inactive Security** 
12:58 WSBLF Wasabi Energy Ltd Ordinary shares (Australia) 4/29/2010 100 Inactive Security** 
12:58 WTFDF Watford Leisure Plc Ordinary shares (United Kingdom) 4/29/2010 100 Inactive Security** 
12:58 WVLTF Wavelight Laser Technologies AG Erlangen Ordinary Shares 4/29/2010 100 Inactive Security** 
12:58 WVNIF Wavenet International Ltd Ordinary Shares 4/29/2010 100 Inactive Security** 
12:58 WWTHF Woolworth Group Plc Woolworth Group Plc 4/29/2010 100 Inactive Security** 
12:58 YGNEF Youngone Corporation Ordinary Shares (South Korea) 4/29/2010 100 Inactive Security** 
12:58 YZANF Yozan Inc Ordinary Shares 4/29/2010 100 Inactive Security** 
12:58 ZGCLF Zhengzhou Gas Company Ltd Ordinary Shs H (China) 4/29/2010 100 Inactive Security** 
12:58 ZKLDF Zaklady Miesne Duda SA Grabkowo Ordinary Shares (Poland) 4/29/2010 100 Inactive Security** 
12:58 ZTFMF Zote Foams Plc Ord 5 Par Ordinary Shares 4/29/2010 100 Inactive Security** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:58 4/29/2010 AMOA AMOAQ American Mortgage Acceptance Company Shares of Beneficial Interest ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:58 4/29/2010 KGRI Kiley Group, Inc. (The) Common Stock KGRID Kiley Group, Inc. (The) New Common Stock 1-2000 R/S** 
12:58 4/29/2010 NYMHD Nymet Holdings Inc NEW Common Stock NYMH Nymet Holdings Inc Common Stock ** 


Portal System Changes 4/28/2010 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:58 AVETL Advantest Public Limited Sponsored GDR 144A (Cyprus) 4/29/2010 100 Inactive Issue 
12:58 BJYLL Barclays Bk Plc Sh Ctf on Jyothy Labs Ltd 144A (United Kingdom) 4/29/2010 100 Inactive Issue 
12:58 BSIIL Barclays Bk Plc Sh Ctf on Sterlite Inds India 144A Lt 01/28/2013 (United Kingdom) 4/29/2010 100 Inactive Issue 
12:58 BUHML Barclays Bk Plc Share Ctf on USHA Martin Ltd 144A 11/24/2012 (United Kingdom) 4/29/2010 100 Inactive Issue 
12:58 CDJAW Corporate Backed Trust Ctfs 144A 2004-7 Goldman Sachs Cap 1 Warrant A-2 02/15/34 4/29/2010 100 Inactive Security** 
12:58 CDJSW Corporate Backed Trust Ctfs 144A 2003-20 Prudential Finl Note Backed Trust Cal Wt Cl A-1 07/15/33 4/29/2010 100 Inactive Security** 
12:58 CDJUW Corporate Backed Trust Ctfs 144A 2003-20 Prudential Finl Note Backed Trust Call Wt Cl A-2 07/15/33 4/29/2010 100 Inactive Security** 
12:58 CDJVW Corporate Backed Trust Ctfs 144A 2004-2 AT&T Corp Note Bkd Trust Call Warrant Cl A-1 11/15/31 4/29/2010 100 Inactive Security** 
12:58 CDJWW Corporate Backed Trust Ctfs 144A 2004-2 AT&T Corp Note Bkd Trust Call Warrant Cl A-2 11/15/31 4/29/2010 100 Inactive Security** 
12:58 CDJZW Corporate Backed Trust Ctfs 144A 2004-7 Goldman Sachs Cap1 Warrant A-1 02/15/34 4/29/2010 100 Inactive Security** 
12:58 CEQQL Champion Equities Realty Corp. 144A Common Stock 4/29/2010 100 Inactive Security** 
12:58 CGSTL Crest G STAR 2001- 2A Ltd. 144A Income Note Trust 3C7 05/20/39 (Cayman Islands) 4/29/2010 100 Inactive Security** 
12:58 CHMUP Champlain CLO Ltd. 144A Preferred Shares 3C7 4/29/2010 100 Inactive Security** 
12:58 CYSHL Cypress Sharpridge Investments, Inc. Wt Pur Com Exp 144A 4/29/2010 100 Inactive Issue 
12:58 DAVLL Davento Ltd Sponsored GDR 144A (Cyprus) 4/29/2010 100 Inactive Issue 
12:58 DBAFL Deutsche Bk Ag London BRH 13.270% Trigger Nt Lkd Ameriprise Finl 144A (Germany) 4/29/2010 100 Inactive Issue 
12:58 DSQRP Davis Square Funding II Corp. 144A Preferred Shares 3C7 4/29/2010 100 Inactive Security** 
12:58 EFHFL Elyria Fdry Co LLC/Hodge Foundry Inc Unit 1 Nt & 1 Wt Exp 144A 02/01/2013 4/29/2010 100 Inactive Issue 
12:58 FCBOP First Community Bancorp/CA Statutory Trust VII 144A Cap Securities Floating Rate 04/23/34 4/29/2010 100 Inactive Security** 
12:58 FWGCL Fourth WHSL Generating Co Open Jt Generating Co Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 GCRPL Gaia Capital Corp Common 144A 4/29/2010 100 Inactive Issue 
12:58 GNCHL Gintech Energy Corp GDR 144A (Taiwan) 4/29/2010 100 Inactive Issue 
12:58 HOXXY Haci Omer Sabanci Holding SA 144A Sponsored ADR Temp Bonus 2004 (Turkey) 4/29/2010 100 Inactive Security** 
12:58 HRGCK Hercules Technology Growth Capital Inc 144A Non-Voting Common Stock 4/29/2010 100 Inactive Security** 
12:58 IRAOL Inter Rao UES Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 JCPLL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Reliance (Cap Ltd 144A-3C7) 01/25/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JGREL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt (Great Eastern Shipping Co Limited 144A/3C7) 01/30/2013(Jersey) 4/29/2010 100 Inactive Issue 
12:58 JHSGL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt (LIC HSG Finance Ltd 144A/3C7) 01/30/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JHZLL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt (Hindustan Zinc Limited 144A/3C7) 01/30/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JMAHL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Kotak (Mahindra Bk Ltd 144A-3C7) 01/25/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JMKRF Jammu & Kashmir Bk Ltd Sponsored GDR 144A (India) 4/29/2010 100 Inactive Issue 
12:58 JNDIL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Cairn (India Ltd 144A-3C7) 01/25/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPATL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (TATA STL Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPBHL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to Bharat Heavy Elec Ltd 144A 3C7 04/29/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPBKL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 On Icici Bk Ltd 04/15/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPBLL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (DLF Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPBPL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Bharat Pete Corp Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPCPL J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Colgate Palmolive India Ltd 12/20/2012 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPCUL J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 MSCI Daily Tr Net Emerging Mkts China USD 06/30/2010 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPGIL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Gail India Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPGJL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 On Gujarat St Petronet Ltd 04/10/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPIBL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (State Bank India) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPIFL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Infrastructure Dev Fin Co Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPIGL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 On Indraprastha Gas Ltd 04/10/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPIIL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Bank of India 144A 3C7 04/25/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPIWL J P Morgan Structured Prods B V Indian Low Exercise Price Wt 144A 3C7 02/15/2013 (Netherlands) 4/29/2010 100 Inactive Issue 
12:58 JPJSL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (JSW STL Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPMCL J P Morgan Intl Derivatives Ltd Taiwanese Low Exercise Price Wt (Cathay Finl Hldg Co Ltd 144A-3C7) 01/15/2013 Jersey 4/29/2010 100 Inactive Issue 
12:58 JPMEL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Essar Oil Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPNLL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Neyveli Lignite Corp Ltd) 01/24/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPNRL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to (Reliance Natural Resources Ltd 144A 3C7) 03/20/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JPPCL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Hindustan (Petro Corp Ltd 144A-3C7) 01/25/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JRLPL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (On Reliance Pwr Ltd) 02/04/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JSATL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt (Steel Auth of India Ltd 144A/3C7) 01/30/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JSTFL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt (Shiram Transport Finance Co Ltd 144A - 3C7) 01/18/2013 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JSUZL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Suzlon Energy) 04/20/2012 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 JTMBL J P Morgan Intl Derivatives Ltd Taiwanese Low Exercise Price Wt Lkd to (Taiwan Mobile Co Ltd 144A 3C7) 03/27/2018 (Jersey) 4/29/2010 100 Inactive Issue 
12:58 KBEGL Kusbass Energo Stk Co of Open Type Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 KGCLL Kinross Gold Corp Common 144A (Canada) 4/29/2010 100 Inactive Issue 
12:58 KHANL Khan Group Plc Sponsored GDR 144A (Isle of Man) 4/29/2010 100 Inactive Issue 
12:58 KLWDP Knollwood CDO Ltd. 144A Preferred Shares 4/29/2010 100 Inactive Security** 
12:58 LBAYL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Anajing Yunhai Special A 11/26/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBBCL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt on 144A Ind & Comm Bk China - A 05/10/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBCLL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A China Life Ins Co 05/10/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBCRL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt on !44A (China Railway Construction Corp) 03/25/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBCSL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A China Shipping Container 12/31/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBDIL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Tele Data Informatics Ltd 01/23/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBEAL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Eternal Asia Supply Chain A 11/26/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBHBL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Huaxia Bank Co Ltd-A 12/27/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBHKL Lehman Bros Luxembourg Equity Fin S A Hong Kong Index Basket Ctf 144A 03/18/2011 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBHSL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Huangshan Tourism Development-B 11/22/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBJML Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Jinduicheng Molybdenum Co 05/07/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBKRK Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Sintex Inds Ltd 03/05/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBMDL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Minmetals Development Co-A 01/02/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBPCL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A PetroChina Co Ltd 11/21/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBQSL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A (Qinghai Salt Lake Potash-A) 01/28/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LBSML LBSBC Nim Co 2007-3 Pref 144A 3C7 (Cayman Islands) 4/29/2010 100 Inactive Issue 
12:58 LBXEL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A SDIC Xinji Energy Co 12/31/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LCCEL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A (China Coal Energy Co) 02/20/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LCPIL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt on !44A China Pacific Insurance Group 01/11/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LCRGL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A China Rwt Group Ltd 12/17/2012 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LGECL Lehman Bros Luxembourg Equity Fin S A Taiwanese Low Exercise Price Wt 144A (Gintech Energy Corp) 02/07/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LLBKL Lehman Bros Luxembourg Equity Fin S A Zero Strike Call Delta Ctf 144A (On Landlord Basket) 03/25/2011 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LTMSL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Teledata Marine Solutions ltd 01/23/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LTTHL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Teledata Technology 01/23/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LXJGL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt on 144A Xinjiang Goldwind Sci&Tech-A 01/11/2013 (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 LYDEP Lydian Preferred Capital Corp. 144A Exchangeable Preferred Series 2003A Floating Rate 4/29/2010 100 Inactive Security** 
12:58 MFHFP MFH Financial Trust 1 144A Trust Preferred Securities 4/29/2010 100 Inactive Security** 
12:58 MHPSL MHP S A GDR 144A (Luxembourg) 4/29/2010 100 Inactive Issue 
12:58 MLRLL Milestone Realty Trust Inc. 144A Common Stock 4/29/2010 100 Inactive Security** 
12:58 MSBKL Morgan Stanley B V Delta Ctf Lkd to Performance of Berkeley Grp Hldgs Plc 144a 01/03/2011 (Netherlands) 4/29/2010 100 Inactive Issue 
12:58 MSGRL Mosenergo Oao Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 MSMRJ Morgan Stanley B V Delta CTF Lkd Performance 3C7 144A (Lloyd TSB Group PLC) 4/29/2010 100 Inactive Issue 
12:58 MSMRK Morgan Stanley B V Delta CTF Lkd Performance 3C7 144A (Barclays PLC) 4/29/2010 100 Inactive Issue 
12:58 MSMRM Morgan Stanley B V Delta CTF Lkd Performance 3C7 144A (Royal Bk of Scotland Group) 4/29/2010 100 Inactive Issue 
12:58 MSMRY Morgan Stanley B V Delta CTF Lkd Performance 3C7 144A (Danske BK AS) 4/29/2010 100 Inactive Issue 
12:58 MSWNL Morgan Stanley B V Delta Ctf Lkd Wynn Resorts Ltd 144A 11/29/2010 (Netherlands) 4/29/2010 100 Inactive Issue 
12:58 OGKCL OGK 6 Jsc GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 OGKPL OGK-1 Open JT Stk Co Sponsored GDR 144A(Russia) 4/29/2010 100 Inactive Issue 
12:58 OGKSL OGK 3 Ojsc Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 PLHSL Palm Hills Devs S A E GDR 144A (Egypt) 4/29/2010 100 Inactive Issue 
12:58 PTIQY Promos Technologies Inc. 144A GDR Temp 2004 (Taiwan) 4/29/2010 100 Inactive Security** 
12:58 RTCGL Raser Technologies Inc Common 144A 4/29/2010 100 Inactive Issue 
12:58 TAEWL Taewoong Co Ltd Sponsored GDR 144A (South Korea) 4/29/2010 100 Inactive Issue 
12:58 TEORL Teorema Hldg Ltd Sponsored GDR 144A (Cyprus) 4/29/2010 100 Inactive Issue 
12:58 TGJSL Territorial Generation Co No 4 Ojsc Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 TLGNL Territorial Generation Co No 1 Open Jt Stk Co Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 TRGJL Territorial Generation Co No 6 Open Jt Stk Co Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 TRTLL Territorial Generation Co No 9 Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 UBDRL UBS AG LONDON BRH Low Exercise Call Wt Daqin Rwy 144A Co Ltd Cl A Shs 07/19/2013 (United Kingdom) 4/29/2010 100 Inactive Issue 
12:58 UBINL UBS AG LONDON BRH Amern Style Low Exercise Call Wt 144A Bank of India 12/20/2010 (United Kingdom) 4/29/2010 100 Inactive Issue 
12:58 UBRCL UBS AG LONDON BRH European Style Call Wt on 144A Basket Stks Russian COS 12/31/2010 (United Kingdom) 4/29/2010 100 Inactive Issue 
12:58 UBSZL UBS AG LONDON BRH Low Exercise Call Wt on 144A Reliance Energy Ltd 01/14/2011 (United Kingdom) 4/29/2010 100 Inactive Issue 
12:58 URBQY Urbi Desarrollos Urbanos S.A. De C.V. 144A Sponsored ADR 4/29/2010 100 Inactive Security** 
12:58 VRGTP Virgin Islands Telephone Corporation 144A Perpetual Preferred 10% 4/29/2010 100 Inactive Security** 
12:58 YNSTL Yenisei Territorial Generating Co Ojsc Sponsored GDR 144A (Russia) 4/29/2010 100 Inactive Issue 
12:58 ZHAIL Zhaikmunai L P Sponsored GDR 144A (Isle of Man) 4/29/2010 100 Inactive Issue 


Private Placement Security Changes 4/28/2010 12:00:00 AM
There are no entries for Private Placement Security issues.








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