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Other-OTC System Changes - 4/27/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:27 | ACTN | Action Industries, Inc. Common Stock | 4/27/2010 | Y | 100 | From BB (ACTN)** |
| 07:27 | EMGR | E & M Group, Inc. Common Stock | 4/27/2010 | Y | 100 | From BB (EMGR)** |
| 07:27 | GBHL | Global Entertainment Holdings, Inc. | 4/27/2010 | Y | 100 | From BB (GBHL)** |
| 07:27 | ZVTK | Zevotek, Inc. Common Stock | 4/27/2010 | Y | 100 | From BB (ZVTK)** |
| 13:29 | CTBK | City Bank Common Stock | 4/28/2010 | Y | 100 | From S (CTBK) |
| 16:34 | LALLV | LyondellBasell Industries NV Ordinary Shares Class A When Issued (Netherlands) | 4/28/2010 | Y | 100 | |
| 16:34 | MDRWF | Medoro Resources Ltd Warrant Expiring 11/03/11 (Canada) | 4/28/2010 | Y | 100 | |
| 12:56 | TAMB | Tamalpais Bancorp | 4/28/2010 | Y | 100 | From S (TAMB)** |
| 16:34 | WCSXF | World Color Press Inc. Conv Pfd Shs Class A (Canada) | 4/28/2010 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 11:39 | RGCIQ | Regent Communications, Inc. Common Stock | 4/27/2010 | 100 | Plan of reorganization effective. All shares have been cancelled.** |
| 16:34 | BOTWY | Botswana Rst Ltd Adr Insd American Depositary Shares | 4/28/2010 | 100 | Inactive Security |
| 12:56 | GMVW | GMV Wireless Inc Common Stock | 4/28/2010 | 100 | Added to OTCBB (GMVW)** |
| 12:56 | IVTW | IVT Software Inc. Common Stock | 4/28/2010 | 100 | Added to OTCBB (IVTW)** |
| 12:56 | LCPH | Lincorp Holdings Inc Common Stock | 4/28/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 12:56 | LEFX | LifeF/X, Inc. Common Stock | 4/28/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 12:56 | LKNG | Lite King Corporation Lite King Corporation | 4/28/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 12:56 | LRST | LaserSight, Inc. New Common Stock | 4/28/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 12:56 | 4/28/2010 | AFNL | AFNLQ | AmTrust Financial Corporation Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:56 | 4/28/2010 | ASGP | ASF Group Inc Common Stock | AMSA | American Seniors Association Holding Group, Inc. Common Stock | ** |
| 12:56 | 4/28/2010 | DIAAF | Diamant Art Corporation Ordinary Shares (Canada) | DIAFD | Diamant Art Corporation NEW Ordinary Shares (Canada) | 1-5000 R/S ** |
| 12:56 | 4/28/2010 | LIQR | Liquor Group Wholesale, Inc. Common Stock | LIQRD | Liquor Group Wholesale, Inc. New Common Stock | 1-200 R/S ** |
| 12:56 | 4/28/2010 | PNRR | Pinnacle Resources, Inc. Common Stock | IEAG | Iron Eagle Group, Inc. Common Stock | ** |
Portal System Changes 4/27/2010 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:56 | AGORY | Agora Sa Reg Shs Ord 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 16:34 | ATQXP | Atrium II 144A Preferred Shares 3C7 | 4/28/2010 | 100 | Inactive Security** |
| 12:56 | BBSBL | Barclays Bk Plc Sh Ctf on Syndicate Bk 144A 10/24/2012 (United Kingdom) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | BCPJK | BARCLAYS BANK PLC Sh CTF On Madras Cements Ltd 144A 11/02/2012 (United Kingdom) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | BCPJL | BARCLAYS BANK PLC Share Certificate on Mayatas Infra 144a | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | BFCRL | Best Foreclosure Opportunities Inc Common 144A | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | BGHLL | Big Horn 2007-2 Ltd Preference Shares 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | BJAIL | Barclays Bk Plc Sh Ctf on Jail Corp Ltd 144A 10/19/2012 (United Kingdom) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | BKHPY | Bank Hapoalim BM 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 16:34 | BLPQY | Ballarpur Industries Ltd Ord 144A Sponsored GDR 2003 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CBAQY | Commonwealth Bank Of Australia 144A Sponsored ADR Repstg Preferred Shares | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CBRQL | CBR Capital Trust 1 144A Floating Rate Cap Securities | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJJW | Corporate Backed Trust Ctfs 144A 2003-15 Daimlerchrysler Deb Backed Call Warrant Cl A-1 8/1/2097 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJKW | Corporate Backed Trust Ctfs 144A 2003-15 Daimlerchrysler Deb Backed Call Warrant Cl A-2 8/1/2097 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJLW | Corporate Backed Trust Ctfs 144A 2003-16 Boeing Note Backed Warrant A-1 02/15/2038 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJMW | Corporate Backed Trust Ctfs 144A 2003-16 Boeing Note Backed Warrant A-2 02/15/2038 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJNW | Corporate Backed Trust Ctfs 144A 2003-16 Boeing Note Backed Warrant A-3 02/15/2038 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJOW | Corporate Backed Trust Ctfs 144A 2003-17 Sprint Cap Corp Bkd Trust Warrant Cl A-1 11/15/2028 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJPW | Corporate Backed Trust Ctfs 144A 2003-17 Sprint Cap Corp Bkd Trust Warrant Cl A-2 11/15/2028 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CDJRW | Corporate Backed Trust Ctfs 144A 2003-18 AT&T Corp Note Backed Trust Call Wt Cl A-2 11/15/31 | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CMGKY | Cmc Magnetics 144A Global Depositary Receipts | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | CMQTL | CMET Finance Holdings, Inc. 144A Common Stock | 4/28/2010 | 100 | Inactive Security** |
| 12:56 | CZMTY | Cosmote Mobile Telecommunications Sa Ord 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | DAAIL | Daishin Secs Co Ltd. Sponsored GDR Pfd CL 2 144A (South Korea) | 4/28/2010 | 100 | Inactive Issue |
| 16:34 | DRFMP | Dairy Farmers of America, Inc. 144A Preferred Equity Securities Series A | 4/28/2010 | 100 | Inactive Security** |
| 12:56 | ELSVP | Elmira Savings Bank FSB Elmira N Y Fixed/Floating Rate Preferred Series A | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | GRPZW | Grapes Communications N.V. 144A 05/15/2010 | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | JCHHL | Jachin Hldgs Ltd Sponsored GDR 144A (British Virgin Islands) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | JPBIL | J. P. Morgan International Derivatives Ltd. Brazil Low Exercise Price Wt Bovespa Index 11/02/2012 (Jersey) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | JPDIL | J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Wt 144A 3c7 11/01/2012 (Jersey) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | JPFTL | J. P. Morgan International Derivatives Ltd. Indian Low Exercise Price Wt 144A 3C7 Finl Technologies India Ltd 10/08/2012 (Jersey) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | JPPHL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Sun Pharmaceutical Inds Ltd 11/08/2012 (Jersey) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBCCL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Wt on 144A Consoldated Constn Ltd 11/01/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBCHL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A China Avaiation Optical 11/13/2012 (Luxembourg) | 4/28/2010 | 100 | nactive Issue |
| 12:56 | LBGIF | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A on Pwr Grid Corp of India 10/16/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBGKL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt Guangzhou Kingteller Tech 11/16/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBIFL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A IFCI Ltd 11/15/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBINL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Indian Oil Corp Ltd 11/05/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBKRL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Wt on 144A Koutons Retail India Ltd 11/01/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBNCL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Nagarjuna Construction Co Ltd 11/12/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBNGL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Oil & Natural and Gas 10/30/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBRCJ | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Neyveli Lignite 10/26/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBRCK | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Spice Telecom (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBRCL | Lehman Bros Luxembourg Equity Fin S A Indian Low Excercise Price Wt Reliance 10/16/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBRCM | Lehman Bros Luxembourg Equity Fin S A Indian Low Excercise Price Wt Tele Data Informatics Ltd 10/26/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBRRJ | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Indusind Bk 10/30/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBRRK | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Sterlite Ins 10/30/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBRRL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Steel Authority India 10/20/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBSGL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Prices Wt 144A Shanghai Yanhua Smartech 11/16/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBSYJ | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A Daqin Railway Co Ltd 10/26/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBSYK | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A on China Shenhua 10/26/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBSYL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Satyam Computers 10/19/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBTML | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Tech Mahindra 10/30/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LBTTL | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Tata Teleservices Maharashtra Ltd 11/09/2012 (Luxembourg) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | LUKBY | Lukoil Co 144A GDR | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | MSTWY | Mostostal Warszawa 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | MWNSY | Mawana Sugars Limited Sponsored 144A GDR (India) | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | NTLOW | NTELOS Inc 144A Wt 08/15/2010 | 4/28/2010 | 100 | Inactive Issue ** |
| 16:34 | ORGFL | Origen Financial Inc. 144A Common Stock | 4/28/2010 | 100 | Inactive Security** |
| 12:56 | PFMMW | Pf.Net Communications, Inc. 144A 05/15/2010 | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | PSKOY | Polski Koncern Naftowy Orlen SA 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | PVPVY | PVP Ventures Limited Sponsored 144A GDR (India) | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | PWSMY | Powerchip Semiconductor Corp 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 16:34 | PWSQY | Powerchip Semiconductor Corp 144A Global Depositary Receipt Temp Sept 2003 | 4/28/2010 | 100 | Inactive Security** |
| 12:56 | PWSZY | Powszechny Bank Kredytowy Sa 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | QISDY | QISDA Corporation Sponsored GDR 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | RCSDK | RCS & RDS S A Sponsored GDR Repstg Pref Shs 144A Non Voting (Romania) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | RKIKY | Ritek Corp Ord 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 16:34 | RREAO | Roslyn Real Estate Asset Corp. 144A Exchangeable Preferred Stock Series D Floating Rate | 4/28/2010 | 100 | Inactive Security** |
| 16:34 | RREAP | Roslyn Real Estate Asset Corp. 144A Exchangeable Preferred Stock Series C | 4/28/2010 | 100 | Inactive Security** |
| 12:56 | SAUIY | Steel Authority Of India Ltd 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | SCDPY | Sociedad Comercial Del Plata 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | SIBGY | Sun Interbrew Ltd Cl B Ord 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | SKBDY | Skb Banka Sit 2000 Reg S Gdr 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | SKFQY | Sakura Fin Bermuda Tr Pref Ut 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | STXAY | Stalexport Sa A Shs 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | SXPCY | Southern Petrochemical Inds 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | SYISY | Synergon Information Systems Ltd 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | TAATY | Tata Power Company Ltd 144A GDR (India_ | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | TEKBY | Turk Ekonomi Bankasi AS Sponsored 144A GDR (Turkey) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | TENKY | Tata Motors Ltd Ltd 144A GDR | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | THBDL | Thunderbird Resorts, Inc. Common Stock 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | THBDU | Thunderbird Resorts, Inc. Unit (1 common and 1 warrant) 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | THBDW | Thunderbird Resorts, Inc. Warrants exp 2012 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | THSTY | Thistle Hotels Plc Ord 20p 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | TNPEW | Tnp Enterprises Inc 144A Wt 04/01/2011 | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | TRAVW | Travelcenters Of America, Inc. 144A 11/14/2010 | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | TZILY | TZI, Ltd. 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | UBJYL | UBS AG Jersey Branch Note Linked to the Russell 2000 Total Return 144a | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | UBKAY | United Bank For Africa Ord 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 16:34 | UFHLL | United Financial Holdings Capital Trust 1 144A Cap Securities | 4/28/2010 | 100 | Inactive Security** |
| 12:56 | VDOIY | Videocon International Ltd 144A | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | VLRSY | Village Roadshow "B" Shs 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | WBEKY | Winbond Electronic Corp Par Ord 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | WCIIL | WinStar Communications, Inc. 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | WNTKL | Wintek Corporation Sponsored GDR Temp 2007 144A (Taiwan) | 4/28/2010 | 100 | Inactive Issue |
| 12:56 | WSLWY | Walsin Lihwa Elec Wire & Cable 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | XYLCL | Xyleco, Inc. Common 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | YVKBY | Yapi Ve Kredi Bankasi Reg S Gd 144A | 4/28/2010 | 100 | Inactive Issue ** |
| 12:56 | ZHEJY | Zhejiang Southeast Electric Power-B 144A | 4/28/2010 | 100 | Inactive Issue ** |
Private Placement Security Changes 4/27/2010 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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