October 2, 2014
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OTCBB and Other-OTC System Changes - 4/23/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:14 ECMZ Ecoemissions Solutions, Inc. Common Stock 4/23/2010 100 From BB (ECMZ)** 
17:23 CCNI Command Center, Inc. Common Stock 4/26/2010 100 From NBB (CCNI)** 
12:58 CEDA Cedar Creek Mines Ltd Common Stock 4/26/2010 100  
17:23 CLPXY China Longyuan Power Group Unsponsored ADR (China) 4/26/2010 100  
12:58 EPGR Environmental Power Corporation New Common Stock 4/26/2010 100 From S (EPG) 
12:58 LRUSF Lorus Therapeutics, Inc. New Ordinary Shares (Canada) 4/26/2010 100 From NBB (LRUSF) 
12:58 MTXS Matches, Inc. Common Stock 4/26/2010 100 From NBB (MTXS) 


Portal System Changes 4/23/2010 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/23/2010 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
17:23 SUZQF Suez Cement Company SAE Sponsored Reg S GDR (Egypt) 4/26/2010 100 Symbol Reinstated 
17:23 WWVYP Warwick Valley Telephone Company Preferred Stock 4/26/2010 100 Symbol Reinstated 
12:58 XTML Xtreme Link Inc. Common Stock 4/26/2010 100 From NBB (XTML) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:14 ECMZ Ecoemissions Solutions, Inc. Common Stock 4/23/2010 100 Failure to comply with Rule 15c2-11; Added to NBB (ECMZ)** 
12:58 AMRA American Racing Capital, Inc. Common Stock 4/26/2010 100 12(j) Registration Revoked by SEC ** 


Portal System Changes 4/23/2010 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
17:23 ANRSL Auction Rate Secs Tr 2007 2 Auction Rate Tr Ctf Cl A 144A 4/26/2010 100 Inactive Security 
17:23 ANRSY Auction Rate Secs Tr 2007 2 Leveraged Tr Ctf Cl B 144a 08/21/2027 4/26/2010 100 Inactive Security 
17:23 ANWLL Ainsworth Lumber Co Ltd Common 144A (Canada) 4/26/2010 100 Inactive Issue 
12:58 AOBIL American Oriental Bioengineering Inc Prin Income Perpetual Equity 144A Redemption Secs 4/26/2010 100 Inactive Issue 
12:58 ASPR Adsouth Partners, Inc. Common Stock 4/26/2010 100 12(j) Registration Revoked by SEC ** 
12:58 AUCEL Auction Pass Through Trust 144A 3C7 Certificate Class A 04/25/2010 4/26/2010 100 Expired Security 
12:58 AUCFL Auction Pass Through Trust 144A 3C7 Certificate Class B 4/26/2010 100 Expired Security 
17:23 AVTQY Aveta, Inc. 144A Common Stock 4/26/2010 100 Inactive Security ** 
12:58 BRHC Buck-A-Roo$ Holding Corporation Common Stock 4/26/2010 100 12(j) Registration Revoked by SEC ** 
17:23 CAXTF Canext Energy Ltd New Common shares (Canada) 4/26/2010 100 Acquisition/Merger 
17:23 CCNI Command Center, Inc. Common Stock 4/26/2010 100 Added to OTCBB (CCNI)** 
12:58 CEDA Cedar Creek Mines Ltd Common Stock 4/26/2010 100 Added to OTCBB (CEDA) 
17:23 CGOAL Ceago ABS CDO 2007 1 Ltd Preferred shares 144A (Cayman Islands) 4/26/2010 100 Inactive Security 
12:58 COMML COMM 2008-RS3 Commercial Mtg Related Secs Pref shs 144A 4/26/2010 100 Inactive Issue 
12:58 CRCC Craftmatic Industries, Inc. Common Stock 4/26/2010 100 Inactive Security** 
12:58 DDSU DDS Technologies USA, Inc. Common Stock 4/26/2010 100 12(j) Registration Revoked by SEC ** 
17:23 DRCCL Deutsche Bk Ag London BRH Trigger Nt Lkd to com stk of Royal Caribbean Cruises Ltd 144A (Germany) 4/26/2010 100 Inactive Issue 
12:58 EDMPL Educomp Solutions Ltd Sponsored GDR 144A (India) 4/26/2010 100 Inactive Issue 
12:58 FGCUL Federal Grid Co Uni Energy Sys Jt Stk Co Sponsored GDR 144A (Russia) 4/26/2010 100 Inactive Issue 
17:23 FOFLL 505 CLO III Ltd Pfd Shs 144A (Cayman Islands) 4/26/2010 100 Inactive Issue 
17:23 FOFVL 505 CLO IV Ltd Pfd Shs 144A (Cayman Islands) 4/26/2010 100 Inactive Issue 
12:58 GHKSL Global Invt HSE K S C C Sponsored GDR 144A (Kuwait) 4/26/2010 100 Inactive Issue 
12:58 GMDP Global Medical Products Holdings Inc 4/26/2010 100 12(j) Registration Revoked by SEC ** 
17:23 HJSIL HJSI Bozeman I LLC Class A Equity Units 144A 4/26/2010 100 Inactive Security 
17:23 HZHFL Heinz H J Finance Co Pfd Ser B 144A 4/26/2010 100 Inactive Issue 
17:23 JJDEL J. P. Morgan International Derivatives Ltd. Chinese Low Exercise Price Warrant 144A 3C7 Jinan Diesel Engine Co Ltd 08/08/2012 (Jersey) 4/26/2010 100 Inactive Security 
17:23 JPAOL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to Aban Offshore Ltd 06/27/2013 (Jersey) 4/26/2010 100 Inactive Issue 
17:23 JPDKL J P Morgan Intl Derivatives Ltd Taiwanese Low Exercise Price Wt Media Tek Inc 144A 3C7 06/26/2013 (Jersey) 4/26/2010 100 Inactive Issue 
17:23 JPESL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to Sesa Goa Ltd 06/27/2013 (Jersey) 4/26/2010 100 Inactive Issue 
17:23 JPGSL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Welspun Gujarat Stahl Rohren Ltd 144A 3C7 06/25/2013 (Jersey) 4/26/2010 100 Inactive Issue 
12:58 JPMHL J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt Lkd Hauxin Cement Co Ltd 144A 3C7 05/28/2013 (Jersey) 4/26/2010 100 Inactive Issue 
17:23 JPMSL J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 Shanxi Xishan Coal & Electricity Pwr Co Ltd 08/31/2012 (Jersey) 4/26/2010 100 Inactive Security 
17:23 JPMUL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 on Maruti Udyog Ltd 09/03/2012 (Jersey) 4/26/2010 100 Inactive Security 
17:23 JPNBL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 On Nava Bharat Ventures Ltd 07/05/2013 (Jersey) 4/26/2010 100 Inactive Issue 
17:23 JPOPL J P Morgan Intl Derivatives Ltd Exercise Price Opt Wt 144A 06/11/2013 (Luxembourg) 4/26/2010 100 Inactive Issue 
17:23 JPVML J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to Videocom Inds Ltd 06/27/2013 (Jersey) 4/26/2010 100 Inactive Issue 
12:58 JPXTL J P Morgan Intl Derivatives Ltd Chinese Low Exercise Price Wt 144A 3C7 Xinjiang Tianshan Cement Co Ltd 05/14/2013 (Jersey) 4/26/2010 100 Inactive Issue 
17:23 JPYSL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Pyramid Saimira Theater Ltd 06/24/2013 (Jersey) 4/26/2010 100 Inactive Issue 
17:23 LBABL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Axis Bk Ltd 09/20/2012 (Luxembourg) 4/26/2010 100 Inactive Security 
17:23 LBICL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant Icici Bk Ltd 09/20/2012 (Luxembourg) 4/26/2010 100 Inactive Security 
17:23 LBLML Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mastek Ltd 09/20/2012 (Luxembourg) 4/26/2010 100 Inactive Security 
17:23 LBMEL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Mic Electronics Ltd 09/20/2012 (Luxembourg) 4/26/2010 100 Inactive Security 
12:58 LBNGY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Northgate Technologies Ltd 06/21/2031 (Luxembourg) 4/26/2010 100 Inactive Issue 
17:23 LBORL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Orchid Chemicals & Pharma 07/02/2013 (Luxembourg) 4/26/2010 100 Inactive Issue 
17:23 LBPLL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Punj Lloyd Ltd 09/17/2012 (Luxembourg) 4/26/2010 100 Inactive Security 
12:58 LBRLL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Raymond Ltd 06/06/2013 (Luxembourg) 4/26/2010 100 Other; Inactive Issue 
17:23 LBSDL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Sanghi Inds Ltd 09/17/2012 (Luxembourg) 4/26/2010 100 Inactive Security 
17:23 LBTDL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A Tele Data Informatics Ltd 09/20/2012 (Luxembourg) 4/26/2010 100 Inactive Security 
12:58 LBTPL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Tata Pwr Co Ltd 05/20/2013 (Luxembourg) 4/26/2010 100 Inactive Issue 
12:58 LBWPL Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Wt 144A Wipro Ltd 06/06/2013 (Luxembourg) 4/26/2010 100 Inactive Issue 
17:23 LCSLL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A China South Locomotive A 08/30/2013 (Luxembourg) 4/26/2010 100 Inactive Issue 
12:58 LRUSF Lorus Therapeutics, Inc. New Ordinary Shares (Canada) 4/26/2010 100 Added to OTCBB (LRUSF) 
17:23 LXNCL Lehman XS NIM 1 Co 2005 7N Pref shares 3C7 144A 4/26/2010 100 Inactive Security 
12:58 MDSEL Medial Saude S A ADS 144A (Brazil) 4/26/2010 100 Inactive Issue 
12:58 MFGLL MF Global Ltd Pref Shs Conv Ser B 144A (Bermuda) 4/26/2010 100 Inactive Issue 
12:58 MFGLY MF Global Ltd Common 144A (Bermuda) 4/26/2010 100 Inactive Issue 
12:58 MHCS Mammoth Companies, Inc Common shares 4/26/2010 100 Inactive Security** 
12:58 MRKTL MRSK South Sponsored GDR 144A (Russia) 4/26/2010 100 Inactive Issue 
12:58 MTXS Matches, Inc. Common Stock 4/26/2010 100 Added to OTCBB (MTXS) 
12:58 MXBSL Max CMBS I Ltd 2008-1 Pref 144A (Cayman Islands) 4/26/2010 100 Inactive Issue 
12:58 NTPPL Netapp Inc Common 144A 4/26/2010 100 Inactive Issue 
17:23 PWMIL PSS World Medical, Inc. Common 144A 4/26/2010 100 Inactive Issue 
12:58 SGTGL Sourth Generation Co TGC - 8 Ojsc GDR 144A (Russia) 4/26/2010 100 Inactive Issue 
12:58 SHLB Shelby Fed Svgs Bank (Ind) Unclassified 4/26/2010 100 Inactive Security** 
17:23 SLRHL Solar Offshore Ltd Common Unit 144A (Cayman Islands) 4/26/2010 100 Inactive Issue 
17:23 SPNXL Sprint Nextel Corporation Perp Conv Pfd 144A 4/26/2010 100 Inactive Issue 
17:23 STGCL Sintal Agriculture Plc Sponsored GDR 144A (Cyprus) 4/26/2010 100 Inactive Issue 
12:58 TGCCL TGC 14 Jsc Sponsored GDR 144A (Russia) 4/26/2010 100 Inactive Issue 
12:58 TGGJL Territorial Generating Co No 2 Jt Stk Co Sponsored GDR 144A (Russia) 4/26/2010 100 Inactive Issue 
12:58 TGJTL TGK -11 Jt Stk Co Sponsored GDR 144A (Russia) 4/26/2010 100 Inactive Issue 
12:58 TMKDL Technomarketdomo N V GDR 144A (Netherlands) 4/26/2010 100 Inactive Issue 
17:23 UBCCL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Coretronic Corp 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBCEL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Compal Electronics Inc 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBCHL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Chunghwa Telecom 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBCSL UBS AG LONDON BRH Low Exercise Call Warrant on 144A China Steel Corp 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBCWL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Chang Hwa Commercial Bk 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBFCL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Formosa Chemicals & Fibre Co 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBFDL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Farglory Developers Co Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBFEL UBS AG LONDON BRH Low Exercise Call Warrant On 144A Far Eastone Telecom Co Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBGEL UBS AG LONDON BRH Low Exercise Call Warrant On 144A Greatek Eltrs 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBHBL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Hite Brewery Co Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBHML UBS AG LONDON BRH Low Exercise Call Warrant on 144A Hyundai Mobis 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBHUL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Huaku 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBMQL UBS AG LONDON BRH Low Exercise Call Warrant Macquarie 144A 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBNML UBS AG LONDON BRH Low Exercise Call Warrant on 144A Novatek Microelectronics Corp Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBPKL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Pusan Bk 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBSCL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Siliconware Precision Inds Co 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBSCY UBS AG LONDON BRH Low Exercise Call Warrant on 144A S1 Corp/Korea 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBSKL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Shin Kong Finl Hldg Co Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBSSL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Samsung Elec Prefered 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBSTL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Sk Telecom Co Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBTAL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Cellular Corp 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBTSY UBS AG LONDON BRH Low Exercise Call Warrant on 144A Taiwan Semiconductor Mfg Co Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBVIL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Vanguard Intl Semiconductor Corp 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
17:23 UBWHL UBS AG LONDON BRH Low Exercise Call Warrant on 144A Wan Hai Lines Ltd 09/03/2010 (United Kingdom) 4/26/2010 100 Inactive Security 
12:58 VECT VECTr Systems, Inc. Common Stock 4/26/2010 100 12(j) Registration Revoked by SEC ** 
12:58 WFCH Wolsley Finch, Inc Common shares 4/26/2010 100 Inactive Security** 
12:58 XTML Xtreme Link Inc. Common Stock 4/26/2010 100 Added to OTCBB (XTML) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
17:23 4/26/2010 ASAEE ASAE ASAP Expo Inc Common Stock ** 
12:58 4/26/2010 EGOHE EGOH Eagle Oil Holding Company, Inc. Common Stock ** 
12:58 4/26/2010 GARBE GARB Garb Oil & Power Corporation Common Stock ** 
12:58 4/26/2010 MASPE MASP MASS Petroleum Inc. Common Stock ** 
12:58 4/26/2010 SNVPE SNVP Savoy Energy Corporation Common Stock ** 
17:23 4/27/2010 CMGO CMGOE CMG Holdings, Inc. Common Stock Delinquent** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
17:23 4/26/2010 CUDBF Cloudbreak Resources Ltd CUDBD Cloudbreak Resources Ltd 1-10 R/S 
12:58 4/26/2010 GTWO GEN2Media Corporation Common Stock VIDA Vidaroo Corporation Common Stock ** 
17:23 4/26/2010 ICDXF Ishares Canadian Dex Real Return Bond Index Fund ICDXF iShares DEX Real Return Bond Index Fund (Canada) ** 
17:23 4/26/2010 INITF Iunits Govt CDA 5 Yr Bd Fd Unit (Canada) INITF iShares DEX Short Term Bond Index Fund (Canada) ** 
17:23 4/26/2010 IOOXF Ishares Canadian Dex Long Term Bond Index Fund Units (Canada) IOOXF iShares DEX Long Term Bond Index Fund (Canada) ** 
17:23 4/26/2010 ISARF Ishares Cdn Dex Universe Bd Index Fd (Canada) ISARF iShares DEX Universe Bond Index Fund (Canada) ** 
17:23 4/26/2010 ISDXF Ishares Cdn Dex All Corp Index Fd Unit (Canada) ISDXF iShares DEX All Corporate Bond Index Fund (Canada) ** 
17:23 4/26/2010 ISESF Ishares Material Sector Index Fund (Canada) ISESF iShares S&P/TSX Capped Materials Index Fund (Canada) ** 
17:23 4/26/2010 ISHAF Ishares Income Trust Sector Index Fd (Canada) ISHAF iShares S&P/TSX Income Trust Index Fund (Canada) ** 
17:23 4/26/2010 ISHXF Ishares CDN DEX All Government Bond Index Fund Unit (Canada) ISHXF Ishares DEX All Government Bond Index Fund (Canada) ** 
17:23 4/26/2010 ISPTF iUnits S&P / TSX Midcap Index Fund Unit (Canada) ISPTF iShares S&P/TSX Completion Index Fund (Canada) ** 
17:23 4/26/2010 ITSXF IUnits S&P/TSX Capped Financials Index Fund (Canada) ITSXF Ishares S&P/TSX Capped Financials Index Fund (Canada) ** 
17:23 4/26/2010 IUNSF IUnits S&P / TSX Capped Energy Index Fund Unit (Canada) IUNSF iShares S&P/TSX Capped Energy Index Fund (Canada) ** 
17:23 4/26/2010 IUNTF Iunits MSCI Intl Equity Index Rsp Fd Unit (Canada) IUNTF iShares MSCI EAFE Index Fund CAD-Hedged (Canada) ** 
17:23 4/26/2010 IUSPF Iunits S Unit (Canada) IUSPF iShares S&P/TSX Capped REIT Index Fund (Canada) ** 
17:23 4/26/2010 IUTCF iUnits S&P/TSX Capped Gold Index Fund Units (Canada) IUTCF iShares S&P/TSX Global Gold Index Fund (Canada) ** 
17:23 4/26/2010 IUTSF iUnits S&P/TSX 60 Index Fund Participation Unit (Canada) IUTSF ishares S&P/TSX 60 Index Fund (Canada) ** 
12:58 4/26/2010 KEPI Clean Energy & Power, Inc. Common Stock New KEPID Clean Energy & Power, Inc. Common Stock New 1-1000 R/S ** 
12:58 4/26/2010 PKPLD Park Place Energy Corp. New Common Stock PKPL Park Place Energy Corp. Common Stock ** 
17:23 4/26/2010 QSURF Quest Uranium Corp Common shares (Canada) QSURD Quest Rare Minerals Ltd Common shares (Canada)  
SYMBOL CHANGE CANCELLATIONS  
Updated Date Old Symbol New Symbol Name Comment
17:23 4/26/2010 PALC PALCE Pacific Alliance Corporation Common Stock  

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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