October 31, 2014
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Other-OTC System Changes - 4/21/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 PZOO Pazoo, Inc Common 4/21/2014 100 From BB (PZOO) 
16:25 GBHPF Global Hemp Group Inc Common Shares (Canada) 4/22/2014 100 ** 
12:58 GCPEY GCL Poly Energy Holdings Ltd American Depositary Receipts (Unsponsored)(Cayman Islands) 4/22/2014 100 ** 
12:58 GLAG Gala Global Inc. Common 4/22/2014 100 From BB (GLAGE) 
16:54 GNKOQ Genco Shipping & Trading Limited Common Stock 4/22/2014 100 From NYSE (GNK) 
16:25 ICTQ ICON Eci Fd Fifteen LP Limited Partnership Interests 4/22/2014 100 ** 
12:58 LTUC Little Sioux Corn Processors LLC Membership Unit Class C 4/22/2014 100 ** 
12:58 SBHMY Sino Biopharmaceutical American Depositary Receipts (Unsponsored)(Caymand Islands) 4/22/2014 100 ** 
12:58 SKVKY Skandinaviska Enskilda Banken AB Sponsored ADR (Sweden) 4/22/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:58 BRAMF Braeval Mining Corp Com 4 Month Hold (Canada) 4/22/2014 100 Symbol deletion resulted from the recently effected business combination by way of a three-cornered amalgamation between Braeval Mining, its wholly-owned subsidiary 2407574 Ontario Inc. ** 
12:58 NSSSF Nisshin Steel Holdings Co Ltd Shs (Japan) 4/22/2014 100 Inactive Issue ** 
12:58 PCSNF Precision Assessment Technology Corporation Ordinary Shares (Canada) 4/22/2014 100 Inactive Issue ** 
16:25 PENFF Pennant Energy Inc Ordinary Shares (Canada) 4/22/2014 100 Plan of Arrangement; Under the Agreement the consideration payable by Blackbird is 0.42857 of a Blackbird common share for each common share of Pennant held by Pennant shareholders** 
12:58 PFAIF Pacific Andes International Holdings Ltd Ordinary Shares 4/22/2014 100 Inactive Issue ** 
12:58 PHNNF Phoenitron Holdings Ltd. Shs (Cayman Islands) 4/22/2014 100 Inactive Issue ** 
12:58 SVKEY Skandinaviska Enskilda Banken AB Unsponsored ADR (Sweden) 4/22/2014 100 Unsponsored to Sponsored Conversion. ADS holders will be required to exchange the Old Unsponsored ADSs for the New Sponsored ADSs. Refer to Sponsored [Symbol:SKVKY] ** 
OATS REPORTABLE FLAG CHANGES  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:58 SCAZP Sanchez Energy Corporation Perpetual Preferred Convertible Series B 4/21/2014 100  
REGULATORY TRANSACTION FEE FLAG CHANGES  
Updated Symbol Company Name Old Reg
Fee Flag
Effective Date New Reg
Fee Flag
Comments
12:58 SCAZP Sanchez Energy Corporation Perpetual Preferred Convertible Series B 4/21/2014  
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:58 4/22/2014 BGAVD BGAVF Bravada Gold Corp. New Ordinary Shares ** 
12:58 4/22/2014 BPSYD BPSYF Banco Popolare Societa' Cooperativa Unsponsored ADR (Italy) ** 
12:58 4/22/2014 GELGD GELGF Antipodes Gold Ltd Common Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:58 4/22/2014 AHRO Atheronova, Inc. Common Stock AHROD Atheronova, Inc.NEW Common Stock 1-10 R/S ** 
12:58 4/22/2014 FCGD First Colombia Gold Corp. Common Stock FCGDD First Colombia Gold Corp. NEW Common Stock 1-500 R/S ** 
12:58 4/22/2014 IMIAD IMI PLC New Sponsored American Depository Receipt (United Kingdom) IMIAY IMI PLC Sponsored American Depository Receipt (United Kingdom) Symbol Change ** 
12:58 4/22/2014 OSLE Osler Incorporated Common Stock AGRN America Greener Technologies, Inc. Common Stock ** 
12:58 4/22/2014 SMWPY Smiths News Plc Unsponsored ADR (United Kingdom) SMWPY Connect Group PLC Unsponsored ADR (United Kingdom) ** 


Portal System Changes 4/21/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/21/2014 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:25 INCDZ Independence Contract Drilling Inc Common 144a 4/22/2014 100 ** 

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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