November 1, 2014
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OTCBB and Other-OTC System Changes - 4/19/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 CULL Cullman Bancorp Inc. Common Stock 4/19/2013 100 From BB (CULL) 
07:55 MNAP Manas Petroleum Corporation Common Stock 4/19/2013 100 From BB (MNAP) 
13:05 GSGIL Goldman Sachs Group Inc Depositary Shs Repstg 1/1000th Pfd Ser J Fixed to Fltg Rate 4/22/2013 100 ** 
13:05 HLDAF Hemaraj Land & Development Public Co Ltd Shs ( Thailand) 4/22/2013 100 ** 
13:05 HLDJF Hemaraj Land & Development Pulic Co Ltd Units Non-Voting Depository Receipt (Thailand) 4/22/2013 100 Reinstatement ** 
13:05 ITHVF Italian Thai Development Public Co Ltd Ordinary Shares (Thailand) 4/22/2013 100 Reinstatement ** 
16:18 MBGI Mobile Gaming International Corp. Com 4/22/2013 100 From NBB (MBGI) 
13:05 MKTAY Makita Corp. American Depositary Shares 4/22/2013 100 From Q (MKTAY) 
13:05 PCRFY Panasonic Corporation Common Stock 4/22/2013 100 From NYSE (PC) 
16:18 POTRF Potash Ridge Corporation Com (Canada) 4/22/2013 100 ** 
13:05 PTHRF Pantheon Resources Plc, London Shs (United Kingdom) 4/22/2013 100 ** 
13:05 SHYMF Shefa Yamin Ltd. Shs (Israel) 4/22/2013 100 ** 
13:05 VTMEF Vietnam Enterprise Investments Ltd. Red Shs (Cayman Islands) 4/22/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 CULL Cullman Bancorp Inc. Common Stock 4/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 MNAP Manas Petroleum Corporation Common Stock 4/19/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
16:18 RYIMF Royal Imtech N.V. Shs (Netherlands) 4/19/2013 100  
13:05 BSLKF Basler Kantonalbank Partn Ctfs (Switzerland) 4/22/2013 100 Inactive Issue ** 
13:05 DXPBP Dynex Capital, Inc. Preferred Series B 4/22/2013 100 Listed on NYSE (DX$B) 
16:18 MBGI Mobile Gaming International Corp. Com 4/22/2013 100 Added to BB 


Portal System Changes 4/19/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/19/2013 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:05 POSTZ Post Holdings, Inc. Perpetual Preferred Series B 4/22/2013 100 Inactive Issue ** 
13:05 QMDNF Q & M Dental Group Ltd. Ordinary Shares (Singapore) 4/22/2013 100 Inactive Issue ** 
OATS REPORTABLE FLAG CHANGES  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:05 CBKAL Cobank ACB Non Cumulative Sub Perp Pfd Stk Ser D 4/19/2013 100  
REGULATORY TRANSACTION FEE FLAG CHANGES  
Updated Symbol Company Name Old Reg
Fee Flag
Effective Date New Reg
Fee Flag
Comments
13:05 CBKAL Cobank ACB Non Cumulative Sub Perp Pfd Stk Ser D 4/19/2013  
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:05 4/22/2013 AMBSE AMBS Amarantus Bioscience Holdings, Inc. Common stock  
13:05 4/22/2013 FRMGD UBIQ Ubiquity Broadcasting Corporation. Com  
13:05 4/22/2013 FROZE FROZ Frozen Food Gift Group Inc Common Stock ** 
13:05 4/22/2013 NMEND NMEN Dukeshire Ventures Inc. Common Stock ** 
13:05 4/22/2013 STRG STCC Sterling Consolidated Corporation Common Stock Symbol Change ** 
13:05 4/22/2013 TWGID SRCF Source Financial , Inc. NEW Common Stock Symbol Change ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:05 4/22/2013 BSRSD BE Res., Inc. Ordinary Shares New (United States) BSRSF BE Res., Inc. Ordinary Shares (United States) Symbol Change ** 
13:05 4/22/2013 DEMO Democrasoft, Inc. Common Stock DEMO Democrasoft, Holdings Inc. Common Stock No CUSIP Change ** 
13:05 4/22/2013 HLDE Holdings Energy, Inc. Common Stock GRLT Grillit, Inc. Common Stock ** 
16:18 4/22/2013 IMTEF Imtech NV Ordinary Shares (Netherlands) IMTEF Royal Imtech NV Ordinary Shares (Netherlands) ** 
13:05 4/22/2013 SCRAD SecureAlert, Inc. NEW Common Stock SCRA SecureAlert, Inc. Common Stock ** 
13:05 4/22/2013 SCVM Scivanta Medical Corp Common Stock SCVMD Scivanta Medical Corp NEW Common Stock 1-10 R/S ** 
13:05 4/22/2013 SPASY Singapore Airport Terminal Services Ltd Unsponsored ADR (Singapore) SPASY SATS Ltd Unsponsored ADR (Singapore) ** 
13:05 4/22/2013 STIG STI Holdings, Inc. Common Stock STIG Grand Perfecta, Inc. Common Stock ** 
 
Notes  
+ Refer to 04/17/2013 & 04/18/2013 Daily Lists. Safe Dynamics Corp (SFDY), Name Change to "Horizon Minerals Corp" and 12-1 F/S payable upon surrender is effective today 4/19/2013. New symbol is SFDYD.; The Addition to NBB for RYIMF/RYIMF, reported on the Daily List of 04/19/2013, with an Effective Date of 04/22/2013, has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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