October 31, 2014
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Other-OTC System Changes - 4/19/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:48 AVIVF Advanced Info Service Public Co Ltd Units Non Vtg Dep Rcpt 4/20/2010 100  
16:48 CHPXF China Pacific Insurance Group Co Ltd Shares -H- (Hong Kong) 4/20/2010 100  
16:48 CVCS Charter Corporate Services, Inc. Common Stock 4/20/2010 100 From BB (CVCSE)** 
16:48 GRGSF Grieg Seafood ASA Ordinary Shares (Norway) 4/20/2010 100  
16:48 KHDHF KHD Humboldt Wedag International AG Ordinary Shares (Germany) 4/20/2010 100  
16:48 PNGB Panglobal Brands Inc. Common Stock 4/20/2010 100 From BB (PNGBE)** 
13:01 SULU Super Luck, Inc. Common Stock 4/20/2010 100 From BB (SULUE)** 
13:01 TLBCW Talbots, Inc. (The) Convertible Warrants Expiring 4/9/2015 4/20/2010 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:01 BKLYY Berkeley Technology, Ltd. Sponsored American Depositary Shares 4/20/2010 100 ADR Program Termination ** 
16:48 MMOG Moggle, Inc. Common Stock 4/20/2010 100 Added to OTCBB (MMOG) 
13:01 NFCZP Nuveen Connecticut Dividend Advantage Municipal Fund Munifund Term Preferred Shares Series 2015 4/20/2010 100 Listed on NYSE (NFC$C) 
13:01 NGKZP Nuveen Connecticut Dividend Advantage Municipal Fund 2 Munifund Term Preferred Shares Series 2015 4/20/2010 100 Listed on NYSE (NGK$C) 
13:01 NNOZP Nuveen North Carolina Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 15 % 4/20/2010 100 Listed on NYSE (NNO$C) 
13:01 NRBZP Nuveen North Carolina Dividend Advantage Municipal Fund Munifun Term Pfd Shs % Ser 15 4/20/2010 100 Listed on NYSE (NRB$C) 
16:48 ZOOE Zoo Entertainment, Inc. Common Stock 4/20/2010 100 Added to OTCBB (ZOOE) 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:01 4/20/2010 ADDE Adoodle, Inc. Common Stock OLFC Olfactory Biosciences Corp. Common Stock ** 
16:48 4/20/2010 EGYQF Enric Energy Equipment Holdings Limited Ordinary Shares (Cayman Islands) CIMEF CIMC Enric Holdings Ltd Ordinary Shares (Cayman Islands)   


Portal System Changes 4/19/2010 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:01 AIONK Auction Rate SecuritiesTrust 2007-1 Class A Auction Rate Trust Certs 144A 4/20/2010 100 Inactive Security 
13:01 AIONM Auction Rate SecuritiesTrust 2007-1 Class B Leveraged Trust Certs 144A 4/20/2010 100 Inactive Security 
13:01 ALCEL Alliance Bk JSC Sponsored GDR 144A (Kazakstan) 4/20/2010 100 Inactive Security 
13:01 AUCBK Auction Pass Through Trust Class A Auction Pass-Through Certificates 2007-T4 4/20/2010 100 Inactive Security 
13:01 AUCBM Auction Pass Through Trust Class B Auction Pass-Through Certificates 2007-T4 4/20/2010 100 Inactive Security 
13:01 AUCQK Auction Pass Through Trust Class A 2007-T5 144A 4/20/2010 100 Inactive Security 
13:01 AUCQM Auction Pass Through Trust Class B 2007-T5 144A 4/20/2010 100 Inactive Security 
13:01 BARCL Barclays Bk Plc Sh Certificates on McLeod Russel 144A 07/12/2012 (United Kingdom) 4/20/2010 100 Inactive Security 
13:01 BBPKJ Barclays Bank PLC Share Certificates on Alok Industries Limited 144A 4/20/2010 100 Inactive Security 
13:01 BBPKK Barclays Bank PLC Share Certificates on Fullgoal Creative Theme Equity Fund 144A 4/20/2010 100 Inactive Security 
13:01 BBPKL Barclays Bank PLC Share Certificates on Penghua Quality Governance Fund 144A 4/20/2010 100 Inactive Security 
13:01 BBPKM Barclays Bank PLC Share Certificates on China AMC Blue Chip Fund 144A 4/20/2010 100 Inactive Security 
13:01 BCAYL Barclays Bk Plc Sh Ctf on Gv Films Ltd 144A 07/06/2012 (United Kingdom) 4/20/2010 100 Inactive Security 
13:01 BKYCL Barclays Bk Plc Share Certificates on Rontong Leading Growth Fund 144A 4/20/2010 100 Inactive Security 
13:01 BRBKL BARCLAYS BANK PLC Sh Certificates on Kehui Fd 144A 06/21/2012 (United Kingdom) 4/20/2010 100 Inactive Security 
13:01 ELIGL Ellington Financial LLC Common 144A 4/20/2010 100 Inactive Security 
13:01 EPHLY Eastpharma Ltd Global Depositary Receipts 144A 4/20/2010 100 Inactive Security 
13:01 IESFL Interconexion Electrica SA ESP Sponsored ADR 144A (Colombia) 4/20/2010 100 Inactive Security 
13:01 JJMSL J P Morgan Intl Derivatives Ltd Low Exercise Price Options (LEPOS) Relating to Ord Shares of Universal Scientific Industrial Co Ltd 4/20/2010 100 Inactive Security 
13:01 JPIDY J P Morgan Intl Derivatives Ltd Low Exercise Price Warrant Novatek 144A Microelectronics Corp Ltd 06/22/2017 (Jersey) 4/20/2010 100 Inactive Security 
13:01 JPIDZ J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Warrant 144A 3C7 Larsen & Tourbo Ltd 05/04/2012 (Jersey) 4/20/2010 100 Inactive Security 
13:01 KFNCY KKR Financial Holdings LLC 144A Common Stock 4/20/2010 100 Inactive Security 
13:01 LBLEZ Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Warrant 144A Baoji Titanium Inds Co 07/06/2012 (Luxembourg) 4/20/2010 100 Inactive Security 
13:01 LBLJL Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Wt 144A Ambuja Cements Ltd (Luxembourg) 4/20/2010 100 Inactive Security 
13:01 LBLJY Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Wt 144A Genus Pwr Infrastructure (Luxembourg) 4/20/2010 100 Inactive Security 
13:01 LBLLY Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Warrant 144A DFL Ltd 07/10/2012 (Luxembourg) 4/20/2010 100 Inactive Security 
13:01 LBLOW Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A India Cements Ltd (Luxembourg) 4/20/2010 100 Inactive Security 
13:01 LYVAL Live Nation Inc Common 144A 4/20/2010 100 Inactive Security 
13:01 NEOCL Neo China Group Hldgs Ltd Warrant exp 07/22/2012 144A (Bermuda) 4/20/2010 100 Inactive Security 
13:01 PEBBL Pebble Creek LCDO 2007 3 Ltd Preferred shares 144A (Cayman Islands) 4/20/2010 100 Inactive Security 
13:01 PEHAL Pan European Hotel Acquisition Co N V Common 144A (Netherlands) 4/20/2010 100 Inactive Security 
13:01 PEHAW Pan European Hotel Acquisition Co N V Warrant Exp 144A 03/31/2011 (Netherlands) 4/20/2010 100 Inactive Security 
13:01 SPGLL Springs Global Participaccoes SA Sponsored GDR 144A (Brazil) 4/20/2010 100 Inactive Security 
13:01 SSNMM Sasco Nim Co Preference Shares 2007-BC3 144A 4/20/2010 100 Inactive Security 
13:01 TORTL Tortoise Gas Common 144A 4/20/2010 100 Inactive Security 
13:01 TPITL TPI Triunfo Participacoes E Investmentos S A GDS 144A (Brazil) 4/20/2010 100 Inactive Security 
13:01 UBTNK U.S. Bank Trust National Association Residual Interest Tax-Exempt Securities Receipts, Series PA-1510 4/20/2010 100 Inactive Security 
13:01 UBTNL U.S. Bank Trust National Association Residual Interest Tax-Exempt Securities Receipts, Series PA-1509 144A 4/20/2010 100 Inactive Security 
13:01 XLHEL XLHealth Corp Common 144A 4/20/2010 100 Inactive Security 
13:01 ZZYZJ Portal Test Issue #6 4/20/2010 100 Inactive Security ** 


Private Placement Security Changes 4/19/2010 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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