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OTCBB and Other-OTC System Changes - 4/19/2010 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:48 | AVIVF | Advanced Info Service Public Co Ltd Units Non Vtg Dep Rcpt | 4/20/2010 | Y | 100 | |
| 16:48 | CHPXF | China Pacific Insurance Group Co Ltd Shares -H- (Hong Kong) | 4/20/2010 | Y | 100 | |
| 16:48 | CVCS | Charter Corporate Services, Inc. Common Stock | 4/20/2010 | Y | 100 | From BB (CVCSE)** |
| 16:48 | GRGSF | Grieg Seafood ASA Ordinary Shares (Norway) | 4/20/2010 | Y | 100 | |
| 16:48 | KHDHF | KHD Humboldt Wedag International AG Ordinary Shares (Germany) | 4/20/2010 | Y | 100 | |
| 16:48 | MMOG | Moggle, Inc. Common Stock | 4/20/2010 | Y | 100 | From NBB (MMOG) |
| 16:48 | PNGB | Panglobal Brands Inc. Common Stock | 4/20/2010 | Y | 100 | From BB (PNGBE)** |
| 13:01 | SULU | Super Luck, Inc. Common Stock | 4/20/2010 | Y | 100 | From BB (SULUE)** |
| 13:01 | TLBCW | Talbots, Inc. (The) Convertible Warrants Expiring 4/9/2015 | 4/20/2010 | Y | 100 | |
| 16:48 | ZOOE | Zoo Entertainment, Inc. Common Stock | 4/20/2010 | Y | 100 | From NBB (ZOOE) |
Portal System Changes 4/19/2010 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:01 | AIONK | Auction Rate SecuritiesTrust 2007-1 Class A Auction Rate Trust Certs 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | AIONM | Auction Rate SecuritiesTrust 2007-1 Class B Leveraged Trust Certs 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | ALCEL | Alliance Bk JSC Sponsored GDR 144A (Kazakstan) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | AUCBK | Auction Pass Through Trust Class A Auction Pass-Through Certificates 2007-T4 | 4/20/2010 | 100 | Inactive Security |
| 13:01 | AUCBM | Auction Pass Through Trust Class B Auction Pass-Through Certificates 2007-T4 | 4/20/2010 | 100 | Inactive Security |
| 13:01 | AUCQK | Auction Pass Through Trust Class A 2007-T5 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | AUCQM | Auction Pass Through Trust Class B 2007-T5 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BARCL | Barclays Bk Plc Sh Certificates on McLeod Russel 144A 07/12/2012 (United Kingdom) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BBPKJ | Barclays Bank PLC Share Certificates on Alok Industries Limited 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BBPKK | Barclays Bank PLC Share Certificates on Fullgoal Creative Theme Equity Fund 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BBPKL | Barclays Bank PLC Share Certificates on Penghua Quality Governance Fund 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BBPKM | Barclays Bank PLC Share Certificates on China AMC Blue Chip Fund 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BCAYL | Barclays Bk Plc Sh Ctf on Gv Films Ltd 144A 07/06/2012 (United Kingdom) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BKLYY | Berkeley Technology, Ltd. Sponsored American Depositary Shares | 4/20/2010 | 100 | ADR Program Termination ** |
| 13:01 | BKYCL | Barclays Bk Plc Share Certificates on Rontong Leading Growth Fund 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | BRBKL | BARCLAYS BANK PLC Sh Certificates on Kehui Fd 144A 06/21/2012 (United Kingdom) | 4/20/2010 | 100 | Inactive Security |
| 16:48 | CVCSE | Charter Corporate Services, Inc. Common Stock | 4/20/2010 | 100 | Failure To Comply With NASD 6530; Added to NBB (CVCS)** |
| 13:01 | ELIGL | Ellington Financial LLC Common 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | EPHLY | Eastpharma Ltd Global Depositary Receipts 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | IESFL | Interconexion Electrica SA ESP Sponsored ADR 144A (Colombia) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | JJMSL | J P Morgan Intl Derivatives Ltd Low Exercise Price Options (LEPOS) Relating to Ord Shares of Universal Scientific Industrial Co Ltd | 4/20/2010 | 100 | Inactive Security |
| 13:01 | JPIDY | J P Morgan Intl Derivatives Ltd Low Exercise Price Warrant Novatek 144A Microelectronics Corp Ltd 06/22/2017 (Jersey) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | JPIDZ | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Warrant 144A 3C7 Larsen & Tourbo Ltd 05/04/2012 (Jersey) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | KFNCY | KKR Financial Holdings LLC 144A Common Stock | 4/20/2010 | 100 | Inactive Security |
| 13:01 | LBLEZ | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Warrant 144A Baoji Titanium Inds Co 07/06/2012 (Luxembourg) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | LBLJL | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Wt 144A Ambuja Cements Ltd (Luxembourg) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | LBLJY | Lehman Brothers Luxembourg Equity Finance S.A. Indian Low Exercise Price Wt 144A Genus Pwr Infrastructure (Luxembourg) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | LBLLY | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Warrant 144A DFL Ltd 07/10/2012 (Luxembourg) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | LBLOW | Lehman Bros Luxembourg Equity Fin S A Indian Low Exercise Price Warrant 144A India Cements Ltd (Luxembourg) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | LYVAL | Live Nation Inc Common 144A | 4/20/2010 | 100 | Inactive Security |
| 16:48 | MMOG | Moggle, Inc. Common Stock | 4/20/2010 | 100 | Added to OTCBB (MMOG) |
| 13:01 | NEOCL | Neo China Group Hldgs Ltd Warrant exp 07/22/2012 144A (Bermuda) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | NFCZP | Nuveen Connecticut Dividend Advantage Municipal Fund Munifund Term Preferred Shares Series 2015 | 4/20/2010 | 100 | Listed on NYSE (NFC$C) |
| 13:01 | NGKZP | Nuveen Connecticut Dividend Advantage Municipal Fund 2 Munifund Term Preferred Shares Series 2015 | 4/20/2010 | 100 | Listed on NYSE (NGK$C) |
| 13:01 | NNOZP | Nuveen North Carolina Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 15 % | 4/20/2010 | 100 | Listed on NYSE (NNO$C) |
| 13:01 | NRBZP | Nuveen North Carolina Dividend Advantage Municipal Fund Munifun Term Pfd Shs % Ser 15 | 4/20/2010 | 100 | Listed on NYSE (NRB$C) |
| 13:01 | PEBBL | Pebble Creek LCDO 2007 3 Ltd Preferred shares 144A (Cayman Islands) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | PEHAL | Pan European Hotel Acquisition Co N V Common 144A (Netherlands) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | PEHAW | Pan European Hotel Acquisition Co N V Warrant Exp 144A 03/31/2011 (Netherlands) | 4/20/2010 | 100 | Inactive Security |
| 16:48 | PNGBE | Panglobal Brands Inc. Common Stock | 4/20/2010 | 100 | Form 15; Terminated Registration under the 34 Act: Added to NBB (PNGB)** |
| 13:01 | SPGLL | Springs Global Participaccoes SA Sponsored GDR 144A (Brazil) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | SSNMM | Sasco Nim Co Preference Shares 2007-BC3 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | SULUE | Super Luck, Inc. Common Stock | 4/20/2010 | 100 | Failure To Comply With NASD 6530; Added to NBB (SULU)** |
| 13:01 | TORTL | Tortoise Gas Common 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | TPITL | TPI Triunfo Participacoes E Investmentos S A GDS 144A (Brazil) | 4/20/2010 | 100 | Inactive Security |
| 13:01 | UBTNK | U.S. Bank Trust National Association Residual Interest Tax-Exempt Securities Receipts, Series PA-1510 | 4/20/2010 | 100 | Inactive Security |
| 13:01 | UBTNL | U.S. Bank Trust National Association Residual Interest Tax-Exempt Securities Receipts, Series PA-1509 144A | 4/20/2010 | 100 | Inactive Security |
| 13:01 | XLHEL | XLHealth Corp Common 144A | 4/20/2010 | 100 | Inactive Security |
| 16:48 | ZOOE | Zoo Entertainment, Inc. Common Stock | 4/20/2010 | 100 | Added to OTCBB (ZOOE) |
| 13:01 | ZZYZJ | Portal Test Issue #6 | 4/20/2010 | 100 | Inactive Security ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:01 | 4/20/2010 | CMCJE | CMCJ | ComCam International, Inc. Common Stock | ** |
| 13:01 | 4/21/2010 | EDVC | EDVCE | EnDevCo, Inc. Common Stock | Auditor Opinion ** |
| 13:01 | 4/21/2010 | FMNLF | FMNLE | Forum National Investments, Ltd. New Ordinary Shares (Canada) | Delinquent ** |
| 13:01 | 4/21/2010 | REVO | REVOE | Revolutionary Concepts Inc Common Stock | Auditor Opinion ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:01 | 4/20/2010 | ADDE | Adoodle, Inc. Common Stock | OLFC | Olfactory Biosciences Corp. Common Stock | ** |
| 16:48 | 4/20/2010 | EGYQF | Enric Energy Equipment Holdings Limited Ordinary Shares (Cayman Islands) | CIMEF | CIMC Enric Holdings Ltd Ordinary Shares (Cayman Islands) | |
| 13:01 | 4/20/2010 | RCFFD | Rainchief Energy Inc. NEW Ordinary Shares (Canada) | RCFEF | Rainchief Energy Inc. Ordinary Shares (Canada) | ** |
| 13:01 | 4/20/2010 | UVICF | Unilens Vision Inc. Ordinary Shares (Canada) | UVIC | Unilens Vision Inc. | Redomiciliation ** |
| SYMBOL CHANGE CANCELLATIONS | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:01 | 4/20/2010 | CIRC | CIRCE | CirTran Corporation Common Stock | |
| 13:01 | 4/20/2010 | ELAN | ELANE | eLandia International Inc. Common Stock | |
| 13:01 | 4/20/2010 | GFGU | GFGUE | GetFugu, Inc. Common Stock | |
| 13:01 | 4/20/2010 | GSPH | GSPHE | Geospatial Holdings, Inc. Common Stock | |
| 13:01 | 4/20/2010 | ICNB | ICNBE | Iconic Brands, Inc. Common Stock | |
| 13:01 | 4/20/2010 | IMYN | IMYNE | Immunosyn Corporation Common Stock | |
| 13:01 | 4/20/2010 | LEXO | LEXOE | Lexon Technologies, Inc. Common Stock | |
| 13:01 | 4/20/2010 | MNCN | MNCNE | Mach One Corporation New Common Stock | |
| 13:01 | 4/20/2010 | NAGM | NAGME | North American Gaming and Entertainment Corporation Common Stock | |
| 13:01 | 4/20/2010 | PFTI | PFTIE | Puradyn Filter Technologies Incorporated Common Stock | |
| 13:01 | 4/20/2010 | PSRU | PSRUE | PureSpectrum, Inc. Delaware Common Stock | |
| 13:01 | 4/20/2010 | SCRK | SCRKE | Spring Creek Capital Corp. Common Stock | |
| 13:01 | 4/20/2010 | SHHD | SHHDE | Sahara Media Holdings, Inc. Common Stock | |
| 13:01 | 4/20/2010 | UEEC | UEECE | United EcoEnergy Corp. Common Stock | |
| 13:01 | 4/20/2010 | URCO | URCOE | Uranium 308 Corp. Common Stock | |
Private Placement Security Changes 4/19/2010 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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