October 22, 2014
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Other-OTC System Changes - 4/17/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:06 AOZOF Aozora Bank Ltd Ordinary shares (Japan) 4/21/2014 100 ** 
16:49 ARSUF Arseus SA Ordinary Shares (Belgium) 4/21/2014 100 ** 
13:06 HASGF Thasegawa Co Ltd Ordinary Shares (Japan) 4/21/2014 100 Reinstatement ** 
13:06 LLEN L&L Energy, Inc. Common Stock 4/21/2014 100 From Q (LLEN) 
13:06 LMPLF Lumenpulse Inc Common Shares (Canada) 4/21/2014 100 ** 
13:06 MGGPF Magnum Gas & Pwr Ltd Ordinary Shares (Australia) 4/21/2014 100 ** 
13:06 MONRY Moncler S.P.A. American Depositary Receipts (Unsponsored)(Italy) 4/21/2014 100 ** 
13:06 NPCPF Nippon Paint Co Ord Ordinary Shares 4/21/2014 100 Reinstatement 
13:06 RSSFF Ressources Affinor Inc Common Shares (Canada) 4/21/2014 100 ** 
13:06 SKELF Seiko Electric Co Ltd Ordinary Shares 4/21/2014 100 Reinstatement ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:06 CCASF Carlos Casado Sa B (1 Vote) Ordinary Shares 4/21/2014 100 Inactive Issue 
16:49 CHJI China Changjiang Mining & New Energy Co., LTD. Common Stock 4/21/2014 100 Added to BB 
16:49 CSVSP Carriage Svcs Cap Tr Preferred Stock 4/21/2014 100 Called For Redemption. Effective 4/16/2014. $50.43750/shr including accrued interest of $0.43750. 
13:06 GSAT Globalstar, Inc. Common Stock 4/21/2014 100 Listed on NYSE Amex (GSAT) 
16:49 SVPLF St Ives Plc Ordinary Shares 4/21/2014 100 Inactive Issue ** 
13:06 XXCDE Boston Capital Tax Credit LP Unit IV Series 31 4/21/2014 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:06 4/21/2014 DUSSD IVAP Prospect Ventures, Inc. Common Stock ** 
13:06 4/21/2014 UNIGD UNIGF Red Oak Mining Corp Ordinary Shares Symbol Change ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:06 4/21/2014 CFSPF CFS Retail Property Trust Shs 2014-24.3.14 Issue 14 CFSPF CFS Retail Property Trust Group Stapled Sec ** 
13:06 4/21/2014 CTKH Cetek Technologies Inc Common Stock CTKHD Cetek Technologies Inc (NEW) Common Stock 1-6,000 R/S ** 
13:06 4/21/2014 IGPK Integrated Parking Solutions, Inc. Common Stock IGPK Integrated Cannabis Solutions, Inc. Common Stock ** 
16:49 4/21/2014 NDCVF Nordic Vlsi As Ordinary Shares (Norway) NDCVF NORDIC SEMICONDUCTOR ASA Ordinary Shares (Norway) Name Change Only ** 
13:06 4/21/2014 PPEVD Pacific Paradym Energy Inc New Ordinary Shares PPEVF Pacific Paradym Energy Inc Ordinary Shares Symbol Change ** 
13:06 4/21/2014 SGOG Sterling Oil & Gas Co Common Stock SGOGD Landstar Development Group, Inc. NEW Common Stock 1-30 R/S ** 
16:49 4/21/2014 WEGYF Westbridge Energy Corporation Ordinary Shares (Canada) WEGYD Westbridge Energy Corporation New Ordinary Shares (Canada) 1-4 R/S ** 


Portal System Changes 4/17/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/17/2014 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:06 DFADZ 2009 Dole Food Automatic Com Exchange Sec Tr TR ISSUED AUTOMATIC COM 144A EXCHANGE SECS 4/21/2014 100 Inactive Issue ** 
16:49 JKCOZ Jack Cooper Hldgs Corp Pfd Non Conv SerB 144A 4/21/2014 100 Inactive Issue ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:06 4/21/2014 SCAZZ Sanchez Energy Corporation Perpetual Preferred Convertible Series B 144A SCAZP Sanchez Energy Corporation Perpetual Preferred Convertible Series B Symbol/CUSIP Change pursuant to Mandatory Exchange of Series B Convertible Preferred Stock from Restricted CUSIP to Unrestricted CUSIP. Exchange Ratio: 1:1. The Restricted Securities became freely tradable without restrictions by non-affiliates of the Issuer pursuant to Rule 144(b)(1) under the Securities Act of 1933. ** 

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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