|
Other-OTC System Changes - 4/17/2012 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:18 | AIPUY | Airports of Thailand Public Co Ltd Unsponsored ADR (Thailand) | 4/18/2012 | Y | 100 | |
| 13:18 | ALTO | Alto Group Holdings Inc. Common Stock | 4/18/2012 | Y | 100 | From BB (ALTOE)** |
| 16:25 | BGCUY | Big C Supercenter Public Co Ltd Unsponsored ADR (Thailand) | 4/18/2012 | Y | 100 | |
| 13:18 | GCHHF | Gooch & Housego PLC Ordinary Shares | 4/18/2012 | Y | 100 | |
| 13:18 | GNYS | GeNOsys, Inc. Common Stock | 4/18/2012 | Y | 100 | From BB (GNYSE)** |
| 13:18 | MAEOY | Manila Elec Co Unsponsored ADR(Phillippines) | 4/18/2012 | Y | 100 | |
| 16:25 | PEABF | PEAB AB Ordinary Shares (Sweden) | 4/18/2012 | Y | 100 | ** |
| 16:25 | PEITP | Pennsylvania Real Estate Investment Trust PFD sh CL A | 4/18/2012 | Y | 100 | |
| 16:25 | RYPTF | RNY Property Trust Ordinary Shares (Australia) | 4/18/2012 | Y | 100 | |
| 16:25 | UBDLP | US Bancorp Del DEPOSITARY SH S G | 4/18/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 18:01 | CXGP | China Xingbang Ind Group Inc Common Stock | 4/18/2012 | 100 | Added to BB |
| 18:01 | DAVC | Darkstar Ventures Inc Common Stock | 4/18/2012 | 100 | Added to BB |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:25 | 4/18/2012 | XXEBB | EBS Building LLC Unit Limited Partnership Int Class A | XXEBA | EBS Building LLC CDT - Unit Limited Partnership Int Class A | |
Portal System Changes 4/17/2012 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 4/17/2012 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 16:25 | JPAIZ | JPMorgan Chase Bank N A London Branch LOW EXERCISE PRICE WT KINH BAC 144A 3C7 CITY DEV (SH HLDG CORP) (Expires 12/18/2014) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPCCZ | JPMorgan Chase Bk NA Columbus Ohio VIETNAM LOW EXERCISE PRICE WT 144A 3C7 PETROVIETNAM (WELL SVCS JSC) (Expires 12/15/2014) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPCIZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (WIPRO LTD) (Expires 10/13/2014) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPCLZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (REFRIGERATION ELECTRICAL ENGINEERING) (Expires 04/07/2015) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPIAZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (FPT CORP) (Expires 01/13/2015) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPIGZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 ON BK INDIA (ELECTRICALS) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPIHZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXCERCISE PRICE WT PETROVIETNAM 144A 3C7 (& CHEMICAL JSC) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPLGZ | J P Morgan Intl Derivatives Ltd INDIAN LOW EXERCISE PRICE WT 144A 3C7 (BK OF BARODA) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPLIZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144A 3C7 Punjab Natl Bk) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPLNZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Wt On 144A 3C7 Axis Bk | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPLQZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Wt 144A 3C7 On Zee Entmt (Enterprise) (Unitied Kingdom) Expiring 07/13/2015 | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPLTZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (LARSEN & TOUBRO LTD) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPMHZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144A 3C7 (Housing Development Fin) (Expires 09/29/2014) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPMKZ | JPMorgan Chase Bank N A London Branch Vietnam Low Exercise Price Wt 144A 3C7 (HOA PHAT GROUP JSC) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPNLZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXCERCISE PRICE WT (144A 3C7) Expiring 7/27/2015 | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPNSZ | JPMorgan Chase Bank N A London Branch VIETNAM LOW EXERCISE PRICE WT 144A 3C7 (KINHDO CORP) (Expires 12/08/2014) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPQIZ | JPMorgan Chase Bank N A London Branch CHINESE LOW EXERCISE PRICE WT 144A 3C7 (HANSHENG FD) (US) Expires 03/17/2015 | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPQMZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 IRB INFRASTRUCTURE (DEV) (Expires 10/07/2015) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPZAZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (CANARA BK) | 4/18/2012 | 100 | Inactive Security |
| 16:25 | JPZGZ | J P Morgan Intl Derivatives Ltd EXERCISE PRICE OPT WT 144A (Jersey) | 4/18/2012 | 100 | Inactive Security |
| |
| Notes | |
| The Addition to NBB for CXGP/CXGP, reported on the Daily List of 04/17/2012, with an Effective Date of 04/18/2012, has been cancelled.; The Addition to NBB for DAVC/DAVC, reported on the Daily List of 04/17/2012, with an Effective Date of 04/18/2012, has been cancelled. |