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Other-OTC System Changes - 4/14/2004 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:30 | DQULP | Duquesne Light Company Preferred Stock | 4/15/2004 | | | |
| 13:38 | FULAW | First International Bank (CA) Warrant 3/27/2007 | 4/15/2004 | | | |
| 13:38 | HICKA | Hickok Incorporated Common Stock | 4/15/2004 | | | From SCM (HICKA)** |
| 13:38 | NWZC | Newzstand.com Inc Common Stock | 4/15/2004 | | | |
| 16:30 | POMHW | Polar Molecular Holding Corporation Warrants 4/19/2004 | 4/15/2004 | | | From BB (POMHW) ** |
| 16:30 | VCJM | Victor James Inc Common Stock | 4/15/2004 | | | |
| 16:30 | WEXE | Western Excelsior Enterprises Inc Common Stock | 4/15/2004 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:38 | ASHMF | Amersham Plc Ordinary Shares | 4/15/2004 | | Scheme of Arrangement ** |
| 16:30 | FGVA | First Geneva Corp Common Stock | 4/15/2004 | | Inactive Security ** |
| 16:30 | NLYAP | Annaly Mortgage Management, Inc. Preferred Stock Series A | 4/15/2004 | | Listed on NYSE (NLY PR A)** |
| 13:38 | PSEC | Principal Secs Mgmt Ltd Common Stock | 4/15/2004 | | Inactive Issue |
| 16:30 | RASSP | RAIT Investment Trust Preferred Ser A | 4/15/2004 | | Listed on NYSE (RAS PR A) |
| 13:38 | TCSAF | Telecomasia Corp Public Co Ltd Foreign Registered Ordinary Shares (Thailand) | 4/15/2004 | | Security no longer exists ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:38 | 4/15/2004 | CGTE | Cross Genetics Technologies, Inc. Common Stock | CLGT | Clared Gene Technologies Limited, Inc. Common Stock | ** |
| 13:38 | 4/15/2004 | CPPJF | Consolidated Properties Ltd Ordinary Shares (Canada) | COPFF | Consolidated Properties Ltd Ordinary Shares (Canada) | 1-9 R/S ** |
| 13:38 | 4/15/2004 | LGHLF | Legend Group, Ltd. Ordinary Shares (Hong Kong) | LNVGF | Lenovo Group Ltd Ordinary Shares (Hong Kong) | ** |
| 13:38 | 4/15/2004 | LGHLY | Legend Group Ltd Sponsored ADR (Hong Kong) | LNVGY | Lenovo Group Ltd Sponsored ADR (Hong Kong) | ** |
| 13:38 | 4/15/2004 | TCSBF | Telecomasia Corp Public Co Ltd Ordinary Shares (Thailand) | TCPFF | True Corporation Public Co Ltd Ordinary Shares Foreign Registered (Thailand) | ** |
Portal System Changes 4/14/2004 12:00:00 AM | | |
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| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:38 | SSLQY | Siel Sugar Limited 144A Sponsored GDR | | |
Private Placement Security Changes 4/14/2004 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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