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OTCBB and Other-OTC System Changes - 4/12/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:15 | ASGOF | Asante Gold Corporation Common Shares (Canada) | 4/13/2012 | Y | 100 | |
| 13:15 | ASMC | American Strategic Minerals Corp. Common Stock | 4/13/2012 | Y | 100 | From BB (ASMCE)** |
| 16:25 | FSFN | First St Finl Inc Unclassified | 4/13/2012 | Y | 100 | Symbol reinstated to announce corporate action. |
| 16:25 | GNHAY | Galenica Holding AG Bern Unsponsored ADR (Switzerland) | 4/13/2012 | Y | 100 | |
| 13:15 | NKNIF | Nakanishi Inc Ordinary Shares | 4/13/2012 | Y | 100 | Reinstatement |
| 16:25 | UDIRY | United Internet Ag & Co Unsponsored ADR (Germany) | 4/13/2012 | Y | 100 | |
| 13:15 | XELLF | Xelleon PLC, Douglas Ordinary Shares (Isle of Man) | 4/13/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:15 | ASMCE | American Strategic Minerals Corp. Common Stock | 4/13/2012 | 100 | Terminated Registration under the 34 Act; Added to NBB (ASMC)** |
| 13:15 | BDNWP | Brandywine Realty Tr Pfd Shs Ben Int Ser E | 4/13/2012 | 100 | Listed on NYSE (BDN$E) |
| 13:15 | CCIKO | Crown Castle International Corporation 6.25% Convertible Preferred Stock | 4/13/2012 | 100 | Mandatory conversion. Shareholders of Preferred Stock will be entitled to receive 1.3559 shares of Crown Castle Common Stock, par value $.01 per share (?Common Stock?), for each
share of Preferred Stock converted. Cash will be paid in lieu of fractional shares of Common Stock. ** |
| 16:25 | PWSCF | Powerchip Technology Corp GDR Representing Reg S Shares (Taiwan) | 4/13/2012 | 100 | Removed for inactivity |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:25 | 4/13/2012 | ERCXE | ERCX | E.R.C. Energy Recovery Corporation Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:25 | 4/13/2012 | HBCJF | Horizons Winter Term Nymex Nat Gas ETF Unit Class A (Canada) | HBCJD | Horizons Winter Term Nymex Nat Gas ETF Unit Class A (Canada) | 1-4 R/S** |
| 16:25 | 4/13/2012 | HNUZF | Horizons Betapro Nymex Nat Gas Bull Plus ETF Unit Class A (Canada) | HNUZD | Horizons Betapro Nymex Nat Gas Bull Plus ETF Unit Class A (Canada) | 1-4 R/S** |
| 13:15 | 4/13/2012 | HRZZF | Horizons Betapro Long Term Nymex Natural Gas ETF Units Class A (Canada) | HRZZD | Horizons BetaPro NYMEX Long Natural Gas/Short Crude Oil Spread ETF Class A Units (Canada) | 1-4 R/S** |
| 16:25 | 4/13/2012 | SMIZF | Sol Melia Sa Ordinary Shares (Spain) EUR | SMIZF | Melia Hotels International SA Ordinary Shares (Spain) | ** |
| 13:15 | 4/13/2012 | UFGSY | Unipol Gruppo Finanziaro SPA Bologna Unsponsored ADR (Italy) | UFGSD | Unipol Gruppo Finanziaro SPA New Unsponsored ADR (Italy) | 1-100 R/S. Only whole DRs will be distributed. DR holders will be charge a cancellation fee of $0.018/DR surrendered** |
| 13:15 | 4/13/2012 | UHLN | US Highland, Inc. Common Stock | UHLND | US Highland, Inc. NEW Common Stock | 1-30 R/S ** |
Portal System Changes 4/12/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 4/12/2012 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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