October 31, 2014
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OTCBB and Other-OTC System Changes - 4/12/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:15 ASGOF Asante Gold Corporation Common Shares (Canada) 4/13/2012 100  
13:15 ASMC American Strategic Minerals Corp. Common Stock 4/13/2012 100 From BB (ASMCE)** 
16:25 FSFN First St Finl Inc Unclassified 4/13/2012 100 Symbol reinstated to announce corporate action. 
16:25 GNHAY Galenica Holding AG Bern Unsponsored ADR (Switzerland) 4/13/2012 100  
13:15 NKNIF Nakanishi Inc Ordinary Shares 4/13/2012 100 Reinstatement 
16:25 UDIRY United Internet Ag & Co Unsponsored ADR (Germany) 4/13/2012 100  
13:15 XELLF Xelleon PLC, Douglas Ordinary Shares (Isle of Man) 4/13/2012 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:15 ASMCE American Strategic Minerals Corp. Common Stock 4/13/2012 100 Terminated Registration under the 34 Act; Added to NBB (ASMC)** 
13:15 BDNWP Brandywine Realty Tr Pfd Shs Ben Int Ser E 4/13/2012 100 Listed on NYSE (BDN$E) 
13:15 CCIKO Crown Castle International Corporation 6.25% Convertible Preferred Stock 4/13/2012 100 Mandatory conversion. Shareholders of Preferred Stock will be entitled to receive 1.3559 shares of Crown Castle Common Stock, par value $.01 per share (?Common Stock?), for each share of Preferred Stock converted. Cash will be paid in lieu of fractional shares of Common Stock. ** 
16:25 PWSCF Powerchip Technology Corp GDR Representing Reg S Shares (Taiwan) 4/13/2012 100 Removed for inactivity 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:25 4/13/2012 ERCXE ERCX E.R.C. Energy Recovery Corporation Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:25 4/13/2012 HBCJF Horizons Winter Term Nymex Nat Gas ETF Unit Class A (Canada) HBCJD Horizons Winter Term Nymex Nat Gas ETF Unit Class A (Canada) 1-4 R/S** 
16:25 4/13/2012 HNUZF Horizons Betapro Nymex Nat Gas Bull Plus ETF Unit Class A (Canada) HNUZD Horizons Betapro Nymex Nat Gas Bull Plus ETF Unit Class A (Canada) 1-4 R/S** 
13:15 4/13/2012 HRZZF Horizons Betapro Long Term Nymex Natural Gas ETF Units Class A (Canada) HRZZD Horizons BetaPro NYMEX Long Natural Gas/Short Crude Oil Spread ETF Class A Units (Canada) 1-4 R/S** 
16:25 4/13/2012 SMIZF Sol Melia Sa Ordinary Shares (Spain) EUR SMIZF Melia Hotels International SA Ordinary Shares (Spain) ** 
13:15 4/13/2012 UFGSY Unipol Gruppo Finanziaro SPA Bologna Unsponsored ADR (Italy) UFGSD Unipol Gruppo Finanziaro SPA New Unsponsored ADR (Italy) 1-100 R/S. Only whole DRs will be distributed. DR holders will be charge a cancellation fee of $0.018/DR surrendered** 
13:15 4/13/2012 UHLN US Highland, Inc. Common Stock UHLND US Highland, Inc. NEW Common Stock 1-30 R/S ** 


Portal System Changes 4/12/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/12/2012 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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